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Data / Form D filings / Sep 9

Form D filings, September 9, 2024: 76 companies raised $362 million

76 operating companies filed a Form D on September 9, 2024, reporting $362 million sold. Largest: Sage Geosystems Inc. ($44.8 million), Prime Funding Group L.L.C. ($38 million), One Acre Fund ($37.7 million). The median filing is $2 million, and 100 pooled investment funds also filed that day.

SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.

  • 76Form D filings
  • $362 millionreported sold
  • $2 millionmedian amount sold
  • TXmost filings (15)

Most filings by state: TX 15, CA 12, NY 8, NC 4, AZ 4. By industry: Other 14, Other Technology 12, Residential 8, Commercial 6.

Every company that filed, largest first

CompanyIndustryCityStateAmount soldOfferingInvestorsFiledFiling
Sage Geosystems Inc. (amended)Other EnergyHoustonTX$44,807,626$55,457,60612Sep 9sec.gov
Prime Funding Group L.L.C. (amended)Other Banking and Financial ServicesLancasterPA$37,996,500$75,000,000108Sep 9sec.gov
One Acre Fund (amended)AgricultureHighland ParkIL$37,693,427Indefinite52Sep 9sec.gov
1250 Henderson Apartments, LLCResidentialScottsdaleAZ$35,845,971$40,000,000179Sep 9sec.gov
PayZen Inc.Other TechnologySan FranciscoCA$29,000,003$32,000,0049Sep 9sec.gov
Andina Performex Series of Copperstone Multi-Series IDF, LP (amended)InsuranceRancho Santa FeCA$16,000,000Indefinite1Sep 9sec.gov
Huupe Inc.OtherIrvineCA$15,576,490$18,936,50095Sep 9sec.gov
Griffin Capital (Nashville) Fund, L.P. (amended)Other Real EstateEl SegundoCA$13,869,410$35,000,000126Sep 9sec.gov
Lumo, Inc.Other TechnologySanta RosaCA$11,120,298$12,120,29866Sep 9sec.gov
Brand Engagement Network Inc.Other TechnologyJacksonWY$10,725,000$10,725,00011Sep 9sec.gov
Pulmotect, Inc.BiotechnologyHoustonTX$10,280,435Indefinite15Sep 9sec.gov
Zoe Financial, Inc.OtherNew YorkNY$9,573,000$10,000,00042Sep 9sec.gov
CoapTech, Inc.BiotechnologyBaltimoreMD$7,072,474$13,500,0006Sep 9sec.gov
Avertix Medical, Inc.Other Health CareEatontownNJ$6,757,873$14,650,0008Sep 9sec.gov
University Oaks Investors LPResidentialHoustonTX$6,370,000$6,370,00021Sep 9sec.gov
AWM Venture Fund V LP (amended)InvestingPhoenixAZ$5,970,000$20,000,0007Sep 9sec.gov
HFGO Investors, LLCCommercialDallasTX$5,940,000$5,940,00020Sep 9sec.gov
Microterra Biotec Inc.OtherMexico City$5,079,606$6,189,60327Sep 9sec.gov
Chata Technologies Inc.OtherCalgary$5,059,744$5,059,7441Sep 9sec.gov
Taelor, Inc. (amended)OtherHaywardCA$4,067,000$5,000,00057Sep 9sec.gov
AWM Ventures Real Estate Fund I LP (amended)InvestingPhoenixAZ$3,970,000Indefinite3Sep 9sec.gov
Faith Software Inc.Other TechnologyAshevilleNC$3,110,000$3,110,0006Sep 9sec.gov
Anametric, Inc.ComputersAustinTX$2,858,584$4,000,0009Sep 9sec.gov
SpaceBilt Inc. (amended)Other TechnologyLakelandFL$2,364,000$2,364,0006Sep 9sec.gov
BIG SPRING VILLAGE LLCResidentialBig SpringTX$2,300,000$4,000,0005Sep 9sec.gov
N3 ASD INVESTORS, LLCManufacturingElk Grove VlgIL$2,133,000$2,155,0009Sep 9sec.gov
Eridan Communications, Inc.TelecommunicationsSunnyvaleCA$2,054,071$22,422,5571Sep 9sec.gov
Hamlet MHC HoldCo LLCResidentialNew YorkNY$2,005,000$2,500,0003Sep 9sec.gov
CITY DETECT INC.Other TechnologyTuscaloosaAL$2,000,000$2,000,0005Sep 9sec.gov
Nemo Digital Holdings Corp.Other Banking and Financial ServicesCherry HillNJ$1,900,000$1,900,0001Sep 9sec.gov
Mansa Holdings, Inc. (amended)Other TechnologyWoodland HillsCA$1,834,267$3,000,0007Sep 9sec.gov
BCG Spirits Holdings, LLCOtherAustinTX$1,763,150$1,950,00010Sep 9sec.gov
Pacific Diabetes Technologies, Inc. (amended)BiotechnologyPortlandOR$1,540,000$5,000,00017Sep 9sec.gov
1011 SW Emkay, LLCCommercialTruckeeCA$1,510,000$1,600,00014Sep 9sec.gov
Rebound Technologies, Inc.Other TechnologyCommerce CityCO$1,350,000$4,712,3863Sep 9sec.gov
SPIDR INC.Business ServicesMt. JulietTN$1,300,000$3,000,0004Sep 9sec.gov
YouAre NB-NC Holdings, LLCResidentialPeoriaIL$1,000,000$8,300,0008Sep 9sec.gov
NBOT Labs LLCBiotechnologyMt. PleasantSC$1,000,000$1,000,0001Sep 9sec.gov
Stax.ai, Inc.Other TechnologyScottsdaleAZ$900,000$900,0001Sep 9sec.gov
TUDOR MCLEOD INCOME FUND, LLC (amended)Other Real EstateWilmingtonDE$899,939$250,000,0002Sep 9sec.gov
North American Energy Opportunities Corp.Oil and GasNew YorkNY$875,000$11,000,0000Sep 9sec.gov
Yates Electrospace CorpOtherLaguna HillsCA$800,000$1,200,0001Sep 9sec.gov
SureBuilt Holding Corporation, Inc. (amended)Other Banking and Financial ServicesColchesterVT$700,000$35,000,00021Sep 9sec.gov
Genesis Accel Opportunity Fund LLC - Series 11 (amended)InvestingMiramarFL$605,000$605,0006Sep 9sec.gov
Gaingels Rescale 2024 LLCOtherBurlingtonVT$354,922$354,92231Sep 9sec.gov
Current Clinic Inc.Other Health CareMinneapolisMN$350,000$1,500,0001Sep 9sec.gov
ESC2, LLC (amended)RestaurantsNew YorkNY$294,000$350,00010Sep 9sec.gov
ESC2, LLCRestaurantsNew YorkNY$269,000$350,0008Sep 9sec.gov
Renova Therapeutics, Inc.BiotechnologyCarlsbadCA$166,500$500,0007Sep 9sec.gov
Gaingels Inversion Space LLCOtherBurlingtonVT$164,444$164,44416Sep 9sec.gov
Saltworks Solutions, Inc.Other TechnologyKennesawGA$150,000Indefinite3Sep 9sec.gov
Flewber a Series of 28 Ventures Master, LLCOtherPlainviewNY$135,577$135,5776Sep 9sec.gov
Bridge Marketing Group IncOtherHendersonNV$120,000$2,000,0002Sep 9sec.gov
State Technologies, Inc.Other TechnologySan FranciscoCA$110,000$1,000,0002Sep 9sec.gov
INSTITUTIONAL DRILLING FUND I LP (amended)Oil and GasArlingtonTX$100,000$250,000,0000Sep 9sec.gov
USEDC 2024 B Drilling Fund LP (amended)Oil and GasArlingtonTX$100,000$250,000,0000Sep 9sec.gov
Zyppah, Inc.Other Health CareRenoNV$60,000$5,000,0002Sep 9sec.gov
U.S. Energy Private Capital II LP (amended)Oil and GasArlingtonTX$26,455$50,000,0000Sep 9sec.gov
Mabank Lakeridge Self Storage, LLC (amended)CommercialLeanderTX$0$2,800,0000Sep 9sec.gov
1385 Celina, LLCCommercialFriscoTX$0$2,000,0000Sep 9sec.gov
1700 Geddes Ann Arbor LLCOther Real EstateNew YorkNY$0$11,500,0000Sep 9sec.gov
FSC Industrial 32, DSTOther Real EstateWallNJ$0$80,525,0000Sep 9sec.gov
SMP MANHATTAN, LLCCommercialMorrisvilleNC$0$5,500,0000Sep 9sec.gov
TEXAS MB INVESTMENTS, LLCCommercialRosharonTX$0$5,000,0000Sep 9sec.gov
First Position Debt Fund, LLCOther Real EstateLexingtonSC$0Indefinite0Sep 9sec.gov
Provision Investments, LLCRetailingDallasTX$0$5,000,00025Sep 9sec.gov
DAVIS GALENTIAUL (amended)Other Banking and Financial ServicesSaint LouisMO$0$1,000,0000Sep 9sec.gov
Wall to Main Investments Fund LLCOther Real EstateCharlotteNC$0$10,000,0000Sep 9sec.gov
Madison Palm Coast Investors Pref, LLC (amended)ResidentialCharlotteNC$0$7,000,0000Sep 9sec.gov
FRAMEWORK LABS & MARKETING INC.OtherNew YorkNY$0$1,500,0000Sep 9sec.gov
Providence Growth Fund LLCResidentialRhomeTX$0Indefinite0Sep 9sec.gov
Vertical Capital Investments LLCResidentialAtlantaGA$0$3,000,0000Sep 9sec.gov
SpaceBilt Inc.Other TechnologyLakelandFL$0Indefinite0Sep 9sec.gov
Living Water Equity Partners, LLCOtherAshburnVA$0$400,0000Sep 9sec.gov
TREASURE VALLEY HOSPITAL LIMITED PARTNERSHIPOther Health CareBoiseID$0$1,351,1600Sep 9sec.gov
CYBIN INC.OtherToronto$0$3,249,66624Sep 9sec.gov

September 10, 2024 · September 6, 2024 · The whole week · All Form D filings

Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.