Data / Form D filings / Sep 6
Form D filings, September 6, 2024: 86 companies raised $3.58 billion
86 operating companies filed a Form D on September 6, 2024, reporting $3.58 billion sold. Largest: NRO Holdings LP ($2.88 billion), BP Funding Trust, Series SPL-IV ($237.2 million), TXO Partners, L.P. ($50 million). The median filing is $2.4 million, and 150 pooled investment funds also filed that day.
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- 86Form D filings
- $3.58 billionreported sold
- $2.4 millionmedian amount sold
- NYmost filings (15)
Most filings by state: NY 15, CA 10, FL 7, TX 6, OR 4. By industry: Other 17, Other Technology 17, Other Real Estate 12, Residential 9.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| NRO Holdings LP | Other | New York | NY | $2,876,450,000 | Indefinite | 8 | Sep 6 | sec.gov |
| BP Funding Trust, Series SPL-IV (amended) | Other Banking and Financial Services | Wilmington | DE | $237,202,249 | Indefinite | 39 | Sep 6 | sec.gov |
| TXO Partners, L.P. | Oil and Gas | Fort Worth | TX | $50,000,000 | $50,000,000 | 11 | Sep 6 | sec.gov |
| PG Dallas Uptown Investors, LLC (amended) | Other Real Estate | Atlanta | GA | $44,895,290 | $51,100,000 | 297 | Sep 6 | sec.gov |
| Carbon Arc Corp | Other Technology | New York | NY | $38,600,448 | $55,100,448 | 52 | Sep 6 | sec.gov |
| Blue Owl Real Estate Exchange I DST (amended) | Other Real Estate | Chicago | IL | $36,495,886 | $92,717,391 | 21 | Sep 6 | sec.gov |
| Pexto Holdings Ltd | Other Technology | Bogota | $26,999,973 | $26,999,973 | 6 | Sep 6 | sec.gov | |
| Erthos Inc. (amended) | Other Energy | Tempe | AZ | $24,500,000 | $26,000,000 | 3 | Sep 6 | sec.gov |
| InterShunt Technologies, Inc. (amended) | Other Health Care | Fridley | MN | $23,417,457 | $30,416,894 | 35 | Sep 6 | sec.gov |
| Gray Harbor Government Income REIT, Inc. (amended) | REITS and Finance | Sarasota | FL | $23,114,187 | Indefinite | 125 | Sep 6 | sec.gov |
| Okami Medical, Inc. | Other Technology | Aliso Viejo | CA | $18,633,332 | $30,000,000 | 8 | Sep 6 | sec.gov |
| INTRINSIC EDGE DIGITAL INFRASTRUCTURE FUND, L.P. (amended) | Other | Chicago | IL | $15,475,000 | Indefinite | 34 | Sep 6 | sec.gov |
| RCS - BCBS Facility, LLC | Commercial | Louisville | CO | $14,624,678 | $14,624,678 | 18 | Sep 6 | sec.gov |
| Level All Inc. (amended) | Other | New York | NY | $12,606,000 | $16,000,000 | 32 | Sep 6 | sec.gov |
| DynamicSurgical Inc. | Other Technology | St. Louis | MO | $9,675,000 | $10,000,000 | 58 | Sep 6 | sec.gov |
| Dobson Properties NG, LLC | Other Real Estate | Beverly Hills | CA | $8,062,780 | $27,235,000 | 36 | Sep 6 | sec.gov |
| TheCapital, LLC | Commercial | Lexington | KY | $8,000,000 | $8,000,000 | 26 | Sep 6 | sec.gov |
| Bond Sports, Inc. | Other Technology | Boca Raton | FL | $7,634,063 | $7,634,063 | 7 | Sep 6 | sec.gov |
| MMI-CAPSTONE ST. HELENS ROAD LLC | Commercial | Portland | OR | $7,530,000 | $11,200,000 | 1 | Sep 6 | sec.gov |
| OptoVista Holdings, LLC | Biotechnology | Washington | DC | $6,978,813 | $13,978,813 | 4 | Sep 6 | sec.gov |
| PG Jackson Investors II, LLC (amended) | Other Real Estate | Atlanta | GA | $6,335,000 | $7,700,000 | 24 | Sep 6 | sec.gov |
| Dobson Properties, LLC | Other Real Estate | Beverly Hills | CA | $5,770,000 | $27,235,000 | 18 | Sep 6 | sec.gov |
| Sylke, Inc. | Other Health Care | La Jolla | CA | $5,499,997 | $5,499,997 | 66 | Sep 6 | sec.gov |
| HALSTON WATERLEIGH INVESTORS, LP | Residential | New York | NY | $5,342,000 | $31,000,000 | 46 | Sep 6 | sec.gov |
| RenBio, Inc. | Biotechnology | Long Island City | NY | $5,250,000 | $6,000,000 | 7 | Sep 6 | sec.gov |
| CSC Timbers Edge Realty Capital, LLC | Residential | Aspen | CO | $5,005,000 | $5,005,000 | 10 | Sep 6 | sec.gov |
| Swanston Labs, Inc. | Other | Stamford | CT | $4,926,546 | $8,870,545 | 12 | Sep 6 | sec.gov |
| Resilient Biotics, Inc. (amended) | Biotechnology | Research Triangle Park | NC | $3,837,000 | $4,000,000 | 5 | Sep 6 | sec.gov |
| Galatea Bio, Inc. | Other Health Care | Miami Lakes | FL | $3,656,000 | $12,000,000 | 4 | Sep 6 | sec.gov |
| Legal Karma Inc. | Other Technology | Austin | TX | $3,020,000 | $3,420,000 | 31 | Sep 6 | sec.gov |
| Laser Photonics Corp | Other Technology | Orlando | FL | $3,000,000 | $3,000,000 | 13 | Sep 6 | sec.gov |
| Elysian Insurance Services Inc. | Other Technology | Nashville | TN | $2,885,000 | $3,000,000 | 22 | Sep 6 | sec.gov |
| WWC LXXIV US Investor2, LP (amended) | Residential | Phoenix | AZ | $2,860,198 | $3,260,000 | 180 | Sep 6 | sec.gov |
| MCP San Felipe Investors, LLC | Residential | Austin | TX | $2,750,000 | $3,000,000 | 29 | Sep 6 | sec.gov |
| Bond Biosciences, Inc. | Other Health Care | Parkville | MO | $2,630,000 | $4,500,000 | 51 | Sep 6 | sec.gov |
| MIDWESTERN INVESTMENT GROUP LLC | Residential | Delaware | OH | $2,425,000 | $2,500,000 | 16 | Sep 6 | sec.gov |
| CD 14th St Holdings LLC | Other Real Estate | Oakland | CA | $2,237,500 | $2,287,500 | 29 | Sep 6 | sec.gov |
| Intuitive Eridan LLC | Investing | White Plains | NY | $2,162,180 | $20,000,000 | 34 | Sep 6 | sec.gov |
| Alloy Market, Inc. | Other | Newtown | PA | $2,153,250 | $2,153,250 | 17 | Sep 6 | sec.gov |
| Corners Crossing Investors I, LLC | Residential | Southfield | MI | $2,025,000 | $2,025,000 | 6 | Sep 6 | sec.gov |
| Traverse City Investment II, LLC | Residential | Southfield | MI | $1,975,000 | $1,975,000 | 9 | Sep 6 | sec.gov |
| SI WOODBINE MF, LP | Investing | Dallas | TX | $1,560,576 | $1,560,576 | 13 | Sep 6 | sec.gov |
| Lakeshore IRF Holdings, LLC | Other Real Estate | Dallas | TX | $1,505,000 | $8,680,237 | 17 | Sep 6 | sec.gov |
| Sailhouse Poppy LLC | Residential | Newport Beach | CA | $1,500,000 | $1,900,000 | 8 | Sep 6 | sec.gov |
| Boston Common Sustainable Emerging Markets Fund, LLC | Investing | Boston | MA | $1,500,000 | $50,000,000 | 1 | Sep 6 | sec.gov |
| SBD Warehouse Credit Facility, LLC (amended) | Other Real Estate | Blue Springs | MO | $1,239,700 | $4,000,000 | 8 | Sep 6 | sec.gov |
| RheoTek Medical LLC (amended) | Biotechnology | New York | NY | $1,085,000 | $4,000,000 | 15 | Sep 6 | sec.gov |
| NAVA HEALTH MD, INC. | Other Health Care | Columbia | MD | $1,005,250 | $1,005,250 | 15 | Sep 6 | sec.gov |
| Andira Medicine Inc. | Other | North Vancouver | $809,922 | $1,619,844 | 5 | Sep 6 | sec.gov | |
| Xperience Robotics, Inc. | Other Health Care | Cuyahoga Falls | OH | $635,000 | $2,500,000 | 12 | Sep 6 | sec.gov |
| SPLASH BEVERAGE GROUP, INC. | Other | Fort Lauderdale | FL | $600,000 | $600,000 | 2 | Sep 6 | sec.gov |
| Teton Land Holdings LLC | Other Real Estate | Rexburg | ID | $550,000 | $2,000,000 | 3 | Sep 6 | sec.gov |
| Holly 12, LLC | Residential | Brighton | MI | $525,000 | $525,000 | 13 | Sep 6 | sec.gov |
| Nuvve Holding Corp. | Other Energy | San Diego | CA | $500,000 | $500,000 | 2 | Sep 6 | sec.gov |
| Akili Network USA, LLC | Other | New York | NY | $481,000 | $1,100,000 | 7 | Sep 6 | sec.gov |
| Golden Cariboo Resources Ltd. | Other | Vancouver | $363,950 | $849,217 | 1 | Sep 6 | sec.gov | |
| Corona Gold LLC | Other Banking and Financial Services | Pompano Beach | FL | $300,000 | Indefinite | 5 | Sep 6 | sec.gov |
| Crystal Sonic, Inc. | Other Technology | Phoenix | AZ | $250,000 | $250,000 | 1 | Sep 6 | sec.gov |
| Moberi, LLC | Restaurants | Portland | OR | $250,000 | Indefinite | 2 | Sep 6 | sec.gov |
| Crystal Sonic, Inc. | Other Technology | Phoenix | AZ | $200,000 | $200,000 | 1 | Sep 6 | sec.gov |
| Variata Inc. (amended) | Other Technology | Seattle | WA | $200,000 | $1,000,000 | 3 | Sep 6 | sec.gov |
| OpenBCI, Inc. | Other Technology | Brooklyn | NY | $200,000 | $1,900,000 | 4 | Sep 6 | sec.gov |
| Just Results Investment, LLC | Other | Washington | DC | $185,000 | $500,000 | 11 | Sep 6 | sec.gov |
| Giga Metals Corp | Other | Vancouver | $131,014 | $1,361,332 | 6 | Sep 6 | sec.gov | |
| Devvio Inc. | Other Technology | Albuquerque | NM | $100,000 | $5,000,000 | 1 | Sep 6 | sec.gov |
| Nirvana Water Sciences Corp. | Other | Forestport | NY | $100,000 | $3,000,000 | 1 | Sep 6 | sec.gov |
| Rowbot Systems LLC | Other | Minneapolis | MN | $90,000 | $200,000 | 3 | Sep 6 | sec.gov |
| Great Eagle Gold Corp. | Other Energy | Burnaby | $82,130 | $82,130 | 6 | Sep 6 | sec.gov | |
| Blue Moon Metals Inc. | Other | Vancouver | $33,428 | $33,428 | 3 | Sep 6 | sec.gov | |
| Consistent Daily Inc. (amended) | Other Technology | New York | NY | $10,000 | $510,000 | 2 | Sep 6 | sec.gov |
| Consistent Daily Inc. (amended) | Other Technology | New York | NY | $10,000 | $260,000 | 2 | Sep 6 | sec.gov |
| ROI Investments, LLC | Other | Las Vegas | NV | $0 | $15,000,000 | 0 | Sep 6 | sec.gov |
| Cambria Hillsboro Brookwood Fund, LLC | Commercial | Hillsboro | OR | $0 | $5,250,000 | 0 | Sep 6 | sec.gov |
| Patriot Capital Fund LLC | Other Banking and Financial Services | Saint George | UT | $0 | $50,000,000 | 0 | Sep 6 | sec.gov |
| Mayflower Views LLC | Construction | Sandy | UT | $0 | $50,000,000 | 0 | Sep 6 | sec.gov |
| Main Technologies, Inc | Other Technology | New York | NY | $0 | $2,250,000 | 0 | Sep 6 | sec.gov |
| OCG Debt Validation Fund II, LLC | Other Real Estate | Garden Grove | CA | $0 | $50,000,000 | 0 | Sep 6 | sec.gov |
| Topology AI Invest Fund LP | Investing | East Aurora | NY | $0 | Indefinite | 0 | Sep 6 | sec.gov |
| Lights on Nat Ltd Liability Co | Other | New York | NY | $0 | $2,000,000 | 0 | Sep 6 | sec.gov |
| Links Car Wash Orlando Investors, LLC | Commercial | Charlotte | NC | $0 | $5,100,000 | 0 | Sep 6 | sec.gov |
| Macroverde Management LLC | Other Real Estate | Reno | NV | $0 | $3,000,000 | 0 | Sep 6 | sec.gov |
| 4390 Serengeti LLC | Other | Salem | OR | $0 | $1,935,000 | 0 | Sep 6 | sec.gov |
| Shopoff DHS Industrial Development Fund, LLC (amended) | Other Real Estate | Irvine | CA | $0 | $30,000,000 | 0 | Sep 6 | sec.gov |
| e2 Companies LLC | Other Energy | Bonita Springs | FL | $0 | $20,000,000 | 0 | Sep 6 | sec.gov |
| Crypto Co | Other Technology | Malibu | CA | $0 | Indefinite | 1 | Sep 6 | sec.gov |
| Hall Structured Finance Monterey Hotel, LP | Commercial | Dallas | TX | $0 | $7,000,000 | 0 | Sep 6 | sec.gov |
September 9, 2024 · September 5, 2024 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.