Data / Form D filings / Mar 5
Form D filings, March 5, 2024: 71 companies raised $4.68 billion
71 operating companies filed a Form D on March 5, 2024, reporting $4.68 billion sold. Largest: TA Realty Core Property Fund, LP ($3.87 billion), TA Realty Core Property Fund PF-3, LP ($219.5 million), Fervo Energy Co ($164.1 million). The median filing is $4.3 million, and 126 pooled investment funds also filed that day.
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- 71Form D filings
- $4.68 billionreported sold
- $4.3 millionmedian amount sold
- CAmost filings (14)
Most filings by state: CA 14, MA 9, NY 6, TX 6, WY 4. By industry: Other 19, Other Technology 13, Commercial 12, Other Real Estate 9.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| TA Realty Core Property Fund, LP (amended) | Other Real Estate | Boston | MA | $3,867,341,000 | Indefinite | 310 | Mar 5 | sec.gov |
| TA Realty Core Property Fund PF-3, LP (amended) | Other Real Estate | Boston | MA | $219,500,000 | Indefinite | 18 | Mar 5 | sec.gov |
| Fervo Energy Co (amended) | Other Energy | Houston | TX | $164,102,805 | $244,102,802 | 17 | Mar 5 | sec.gov |
| Hadrian Automation, Inc. | Other | Torrance | CA | $86,267,881 | $86,267,881 | 36 | Mar 5 | sec.gov |
| Lodging Fund REIT III OP, LP (amended) | Commercial | Fargo | ND | $50,735,052 | Indefinite | 11 | Mar 5 | sec.gov |
| Targa 2, LLC (amended) | Commercial | Ft. Lauderdale | FL | $35,000,000 | $100,000,000 | 11 | Mar 5 | sec.gov |
| Sandow Lakes Energy Company, LLC | Electric Utilities | Dallas | TX | $25,395,000 | $40,000,000 | 30 | Mar 5 | sec.gov |
| GALY Co. | Other Technology | Charlestown | MA | $20,149,994 | $20,149,994 | 4 | Mar 5 | sec.gov |
| Trinity Atmos QP Investors LLC | Other | Southlake | TX | $18,590,000 | $55,000,000 | 167 | Mar 5 | sec.gov |
| Northern Tower Fund LLC (amended) | REITS and Finance | Flushing | NY | $17,100,000 | $24,000,000 | 27 | Mar 5 | sec.gov |
| LEGENDARY CAPITAL ACCEL INCOME & GROWTH QUALIFIED OPPORTUNITY FUND II, LLC (amended) | Commercial | Fargo | ND | $16,099,359 | $30,000,000 | 57 | Mar 5 | sec.gov |
| PG Dallas Uptown Investors, LLC (amended) | Other Real Estate | Atlanta | GA | $12,071,000 | $51,100,000 | 68 | Mar 5 | sec.gov |
| Hadrian Automation, Inc. | Other | Torrance | CA | $11,499,989 | $19,999,986 | 4 | Mar 5 | sec.gov |
| Contlo Inc. | Other Technology | Lewes | DE | $9,999,992 | $14,999,992 | 3 | Mar 5 | sec.gov |
| CompleteFarmer Technologies, Inc. | Other | San Francisco | CA | $9,133,399 | $9,133,399 | 18 | Mar 5 | sec.gov |
| AXOFT, INC. | Biotechnology | Cambridge | MA | $8,775,976 | $9,275,972 | 12 | Mar 5 | sec.gov |
| Finger Lakes Fish, Inc. | Agriculture | Auburn | NY | $8,172,289 | $12,372,289 | 6 | Mar 5 | sec.gov |
| Biofrontera Inc. | Pharmaceuticals | Woburn | MA | $8,000,000 | $8,000,000 | 8 | Mar 5 | sec.gov |
| EB PRO Fund 5 LLC | Commercial | Cheyenne | WY | $6,865,000 | $10,000,000 | 96 | Mar 5 | sec.gov |
| Trinity Atmos Investors LLC | Other | Southlake | TX | $6,455,000 | $55,000,000 | 71 | Mar 5 | sec.gov |
| EB PRO Fund 4 LLC | Commercial | Cheyenne | WY | $6,430,000 | $10,000,000 | 99 | Mar 5 | sec.gov |
| Lyniate US Holdings LP (amended) | Other | Wilmington | DE | $6,350,000 | Indefinite | 5 | Mar 5 | sec.gov |
| Lodging Fund REIT III OP, LP (amended) | Commercial | Fargo | ND | $6,121,000 | Indefinite | 3 | Mar 5 | sec.gov |
| Shop My Shelf, Inc. (amended) | Other | Worcester | MA | $5,380,000 | $5,500,000 | 9 | Mar 5 | sec.gov |
| Level All Inc. (amended) | Other | New York | NY | $5,191,000 | $10,000,000 | 14 | Mar 5 | sec.gov |
| Riaz Capital IV Operators LLC | Other Real Estate | Oakland | CA | $5,000,000 | Indefinite | 23 | Mar 5 | sec.gov |
| 11 Oaks Holdings, LLC | Other | Louisville | KY | $4,750,000 | $5,000,000 | 7 | Mar 5 | sec.gov |
| RQMOGP2, LLC (amended) | Other | Hesperia | MI | $4,685,000 | $5,000,000 | 22 | Mar 5 | sec.gov |
| Pleural Dynamics, Inc. (amended) | Biotechnology | Wayzata | MN | $4,485,864 | $5,103,360 | 28 | Mar 5 | sec.gov |
| 28th Street Apts QP, LLC | Residential | Chicago | IL | $4,335,000 | $4,485,000 | 50 | Mar 5 | sec.gov |
| Westside Ventures, LLC | Other Real Estate | Eau Claire | WI | $3,600,000 | $10,200,000 | 3 | Mar 5 | sec.gov |
| Kelly Roofing Holdings, LLC | Other Real Estate | Indianapolis | IN | $3,550,000 | $3,550,000 | 51 | Mar 5 | sec.gov |
| Cliq Products Inc. (amended) | Other | Santa Barbara | CA | $2,514,923 | $3,500,000 | 5 | Mar 5 | sec.gov |
| GPS Azim, LLC | Other Health Care | Jonesboro | AR | $2,439,000 | $2,439,000 | 18 | Mar 5 | sec.gov |
| Culinary Sciences, Inc. | Manufacturing | Fremont | CA | $2,391,200 | $5,791,200 | 18 | Mar 5 | sec.gov |
| NANO-C INC | Other Technology | Westwood | MA | $2,000,000 | $2,000,000 | 2 | Mar 5 | sec.gov |
| Cognius, Inc. | Other Technology | Cambridge | MA | $1,999,989 | $1,999,989 | 3 | Mar 5 | sec.gov |
| Anyplace Inc. | Other Technology | San Francisco | CA | $1,844,988 | $3,000,000 | 12 | Mar 5 | sec.gov |
| KidzToPros, Inc. | Other | Fremont | CA | $1,035,000 | $3,000,000 | 10 | Mar 5 | sec.gov |
| FRAMEWORK LABS & MARKETING INC. | Other | New York | NY | $807,333 | $1,000,000 | 0 | Mar 5 | sec.gov |
| Luxe Houston Affordable Portfolio, LLC | Commercial | Garden City | ID | $585,000 | $2,000,000 | 16 | Mar 5 | sec.gov |
| AXOFT, INC. | Biotechnology | Cambridge | MA | $500,000 | $5,000,000 | 1 | Mar 5 | sec.gov |
| Veles Inc. | Other Technology | Santa Barbara | CA | $500,000 | $500,249 | 2 | Mar 5 | sec.gov |
| Griffin Capital Qualified Opportunity Zone Fund IV, L.P. | Other Real Estate | El Segundo | CA | $400,000 | $500,000,000 | 1 | Mar 5 | sec.gov |
| GorillaTech Corp | Other | Agoura Hills | CA | $380,000 | $1,000,000 | 1 | Mar 5 | sec.gov |
| Ubiterra Corp | Other | Denver | CO | $215,223 | $2,000,000 | 6 | Mar 5 | sec.gov |
| Scarbright Holdings Inc. | Other Technology | Brooklyn | NY | $165,000 | $1,000,000 | 4 | Mar 5 | sec.gov |
| McQueen Labs Inc. | Other Technology | Ft Lauderdale | FL | $160,000 | $1,700,000 | 2 | Mar 5 | sec.gov |
| Jenny Project, Inc. | Other Technology | Lauderdale | MN | $150,000 | $217,000 | 1 | Mar 5 | sec.gov |
| VECTORMAX Corp | Other Technology | Lindenhurst | NY | $150,000 | $30,000,000 | 1 | Mar 5 | sec.gov |
| Gaingels ValidM LLC | Other | Burlington | VT | $137,778 | $137,778 | 18 | Mar 5 | sec.gov |
| Gaingels Addi LLC | Other | Burlington | VT | $137,778 | $137,778 | 18 | Mar 5 | sec.gov |
| Fanwagn LLC | Other Technology | Canby | OR | $130,000 | Indefinite | 3 | Mar 5 | sec.gov |
| Gaingels BF LLC | Other | Burlington | VT | $88,691 | $88,691 | 21 | Mar 5 | sec.gov |
| BIRMINGHAM OUTPATIENT SURGERY CENTER, LTD. (amended) | Other Health Care | Birmingham | AL | $77,564 | $77,564 | 1 | Mar 5 | sec.gov |
| Pragmatum, Inc. | Other Technology | San Francisco | CA | $40,000 | $500,000 | 3 | Mar 5 | sec.gov |
| EmotionTrac, Inc. | Other Technology | Boynton Beach | FL | $40,000 | $500,000 | 3 | Mar 5 | sec.gov |
| Stirling Hotels & Resorts, Inc. | REITS and Finance | Dallas | TX | $10,000 | Indefinite | 1 | Mar 5 | sec.gov |
| OpenXpu Inc. | Computers | Campbell | CA | $839 | $1,000,839 | 12 | Mar 5 | sec.gov |
| Incommercial Victorville LLC | Commercial | Chicago | IL | $0 | $10,000,000 | 0 | Mar 5 | sec.gov |
| Superior Organics Operations, LLC (amended) | Other Health Care | Dallas | TX | $0 | $2,000,000 | 0 | Mar 5 | sec.gov |
| Inspired Senior Living of New Braunfels DST, LLC (amended) | Commercial | Scottsdale | AZ | $0 | $43,708,696 | 0 | Mar 5 | sec.gov |
| Inspired Senior Living of New Braunfels DST, LLC | Commercial | Scottsdale | AZ | $0 | $43,708,696 | 0 | Mar 5 | sec.gov |
| Ironwood Real Estate LLC | Commercial | Sheridan | WY | $0 | $1,545,000 | 0 | Mar 5 | sec.gov |
| Willow Funds Miller Broadway Investors LLC | Commercial | Sheridan | WY | $0 | $17,700,000 | 0 | Mar 5 | sec.gov |
| AVERY PARK - MINNEAPOLIS LLC | Other Real Estate | Bellevue | WA | $0 | $20,500,000 | 0 | Mar 5 | sec.gov |
| SRMBD Funding I, LLC | Other Real Estate | Fairfield | CT | $0 | $14,500,000 | 0 | Mar 5 | sec.gov |
| LGP Associates IX-B1 LLC | Investing | Los Angeles | CA | $0 | Indefinite | 0 | Mar 5 | sec.gov |
| KOD Engineering, LLC | Business Services | Baltimore | MD | $0 | Indefinite | 0 | Mar 5 | sec.gov |
| Galaxy Labs, LLC | Other | Richton | IL | $0 | $800,000 | 0 | Mar 5 | sec.gov |
| Atomic Object LLC | Computers | Grand Rapids | MI | $0 | $1,325,000 | 0 | Mar 5 | sec.gov |
March 6, 2024 · March 4, 2024 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.