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Data / Form D filings / Mar 4

Form D filings, March 4, 2024: 74 companies raised $759 million

74 operating companies filed a Form D on March 4, 2024, reporting $759 million sold. Largest: Indicate Capital Fund 1, LLC ($228.5 million), TH Lynx, LLC ($145.1 million), Medical Microinstruments, Inc. ($103 million). The median filing is $2.1 million, and 97 pooled investment funds also filed that day.

SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.

  • 74Form D filings
  • $759 millionreported sold
  • $2.1 millionmedian amount sold
  • TXmost filings (13)

Most filings by state: TX 13, NY 9, CA 9, CO 5, FL 4. By industry: Other 16, Other Technology 11, Residential 9, Commercial 8.

Every company that filed, largest first

CompanyIndustryCityStateAmount soldOfferingInvestorsFiledFiling
Indicate Capital Fund 1, LLC (amended)CommercialDenverCO$228,492,364$500,000,000438Mar 4sec.gov
TH Lynx, LLCCommercialRichmondVA$145,106,348$145,106,3489Mar 4sec.gov
Medical Microinstruments, Inc.Other TechnologyJacksonvilleFL$103,000,033$110,000,04325Mar 4sec.gov
Lynx Holder, LLCOtherRichmondVA$85,106,348$85,106,3482Mar 4sec.gov
Defense Unicorns, Inc.Other TechnologyColorado SpringsCO$34,999,979$35,000,0003Mar 4sec.gov
Panasol USA Holdings, LLC (amended)Other EnergyLas VegasNV$13,157,807$14,155,00024Mar 4sec.gov
JLAM Real Estate Partners, LPOther Real EstateRehoboth BeachDE$10,300,000$50,000,00039Mar 4sec.gov
Smart Health Diagnostics Co (amended)BiotechnologyIrvineCA$10,236,927$15,000,00054Mar 4sec.gov
ChemoMouthpiece, LLCOther Health CareClosterNJ$10,000,000$34,069,0981Mar 4sec.gov
EverHeart Systems Inc.ManufacturingWebsterTX$8,611,034$12,000,0008Mar 4sec.gov
NYC EV MOBILITY LLCOtherQueensNY$8,000,000$8,500,00016Mar 4sec.gov
CS Starland Savannah 2023 Investor LLC (amended)Other Real EstateMorristownNJ$7,100,000$14,000,00036Mar 4sec.gov
Westwood Parent, Inc.OtherMinnetonkaMN$6,999,956$6,999,9563Mar 4sec.gov
WEST MICHIGAN WHITECAPS, LLCOtherComstock ParkMI$6,368,133$35,000,0005Mar 4sec.gov
Westview Park Village LLC (amended)ResidentialFriscoTX$6,345,001$6,345,00156Mar 4sec.gov
Data Vault Holdings Inc. (amended)Other TechnologyNew YorkNY$5,934,226$5,934,22674Mar 4sec.gov
Serendipity Resort Investors, LLCOther Real EstateBellaireTX$5,875,000$5,875,00055Mar 4sec.gov
SmartPM Technologies, Inc.Other TechnologyAtlantaGA$5,499,977$5,499,9777Mar 4sec.gov
Opnovix Corp. (amended)Other TechnologyPalo AltoCA$5,300,001$5,300,0032Mar 4sec.gov
COT N WASH INCRetailingElk Grove VillageIL$4,750,000$6,000,0007Mar 4sec.gov
Allium Engineering, Inc. (amended)Other TechnologyPeabodyMA$3,999,981$3,999,98112Mar 4sec.gov
IMA Financial Group, Inc.InsuranceWichitaKS$3,839,894$3,839,8941Mar 4sec.gov
28th Street Apts, LLCResidentialChicagoIL$3,415,000$3,565,00079Mar 4sec.gov
Midwest Games CoOther TechnologyGreen BayWI$3,322,074$3,322,07414Mar 4sec.gov
FLC 608 E Chalmers II Investor, LLCCommercialChampaignIL$3,040,000$12,341,90012Mar 4sec.gov
Hornet Debt Fund LLCOther Real EstateAustinTX$2,877,053$100,000,00023Mar 4sec.gov
EC New Vision Indiana, LLCOther Real EstateDublinOH$2,700,000$2,700,0001Mar 4sec.gov
Gumroad, Inc.Other TechnologySan FranciscoCA$2,136,975$2,136,9751Mar 4sec.gov
Acretrader 249, LLCOther Real EstateFayettevilleAR$2,111,000$2,111,00099Mar 4sec.gov
Streamline CityGate LLCCommercialRochesterNY$2,000,000$6,000,0002Mar 4sec.gov
InGeneron, Inc.BiotechnologyHoustonTX$1,749,181$1,749,18110Mar 4sec.gov
Bitewell, Inc.OtherDenverCO$1,682,975$2,500,0007Mar 4sec.gov
TL Wildwood IRF Partners LLCOther Real EstateFriscoTX$1,575,000$2,625,00016Mar 4sec.gov
OneEleven Financial Wellness, Inc.OtherNew YorkNY$1,549,000$1,549,0003Mar 4sec.gov
1351 Fawcett LLC (amended)CommercialPortlandOR$1,450,000$4,000,0002Mar 4sec.gov
Afterlife Ag, Inc.OtherBrooklynNY$1,135,000$2,000,0007Mar 4sec.gov
Bakhu Holdings, Corp.Other TechnologyLong BeachCA$1,030,000$20,000,0004Mar 4sec.gov
GREENFIELD BAMBOO INVESTMENTS LLCAgricultureArcadiaFL$1,000,000$20,000,0001Mar 4sec.gov
Pace Surgical, Inc.Other Health CareMalvernPA$1,000,000$1,000,0001Mar 4sec.gov
Focal Medical, Inc.BiotechnologyCaryNC$950,000$950,0002Mar 4sec.gov
LION COPPER & GOLD CORP.OtherYeringtonNV$941,813$1,883,62211Mar 4sec.gov
Resolute Holding Corporation, Inc. (amended)InsuranceCharlestonSC$870,000$7,500,00035Mar 4sec.gov
Holland Ridge Capital, LLCInvestingLong BranchNJ$696,000$1,100,00019Mar 4sec.gov
MINU, Inc. (amended)OtherPalos Verdes EstatesCA$615,000$615,00010Mar 4sec.gov
Expanesthetics, IncPharmaceuticalsDavis$372,300$372,30037Mar 4sec.gov
Headlands Research, Inc.Other Health CareLake WorthFL$249,997$249,9971Mar 4sec.gov
Expanesthetics, IncPharmaceuticalsDavis$234,260$234,2606Mar 4sec.gov
Eagle Park Homes LLCResidentialMurphyNC$205,000Indefinite2Mar 4sec.gov
Wilding Brands LLCOtherLafayetteCO$175,000$1,000,0004Mar 4sec.gov
Nave Analytics, Inc.Other TechnologyKearneyNE$175,000$400,0004Mar 4sec.gov
Financial Agency Group Inc.Other Banking and Financial ServicesSheridanWY$154,000$10,000,0000Mar 4sec.gov
Gaingels Ninjatech LLC (amended)OtherBurlingtonVT$128,611$128,61115Mar 4sec.gov
Charbone Hydrogen CorpOtherBrossard$114,610$748,4688Mar 4sec.gov
Plato Technologies IncOther TechnologyNew YorkNY$100,000$100,0001Mar 4sec.gov
National Diversified Fund 8, LLCCommercialDenverCO$100,000$20,000,0001Mar 4sec.gov
MCC THEATER PRODUCTIONS LTD LIABILITY COOtherNew YorkNY$50,000$2,400,0001Mar 4sec.gov
FINISH ROBOTICS A SERIES OF MASTER FUND I LLCOtherNashvilleTN$35,000$500,0002Mar 4sec.gov
POP Rocks Properties LLCOtherAustinTX$0$3,500,0000Mar 4sec.gov
POP Rocks Properties LLCOtherAustinTX$0$3,500,0000Mar 4sec.gov
Hew-Tex/Rocking Chair SWD LLCOil and GasHoustonTX$0$5,611,3100Mar 4sec.gov
Clean Cars Equity Fund III LLCCommercialAtglenPA$0$20,000,0000Mar 4sec.gov
ICG Sentio, DSTResidentialClovisCA$0$65,000,0000Mar 4sec.gov
Bonta ApparelRetailingLos AngelesCA$0$2,000,0000Mar 4sec.gov
AG16 LLCOther Real EstateGreat NeckNY$0Indefinite0Mar 4sec.gov
Orchard Lane Fund, LLCCommercialRexburgID$0$3,500,0000Mar 4sec.gov
Celina FM455 LLCResidentialFriscoTX$0$20,000,0000Mar 4sec.gov
Dawson Forest Investors LLCResidentialNew YorkNY$0$25,000,0000Mar 4sec.gov
ROCKSTAR NEWPORT OAKS LLCResidentialHoustonTX$0$2,600,0000Mar 4sec.gov
ROCKSTAR MEADOW PARK LLCResidentialHoustonTX$0$1,800,0000Mar 4sec.gov
FCP Charleston Portfolio 01 US LPResidentialNaplesFL$0$13,200,0000Mar 4sec.gov
Panasol USA Holdings, LLC (amended)Other EnergyLas VegasNV$0$6,900,0000Mar 4sec.gov
GV 2023 GP, L.P. (amended)InvestingMountain ViewCA$0Indefinite90Mar 4sec.gov
Superior Organics Operations, LLCOther Health CareDallasTX$0$2,000,0000Mar 4sec.gov
REPROP FINANCIAL MORTGAGE INVESTORS LLCREITS and FinanceEurekeCA$0$200,000,000109Mar 4sec.gov

March 5, 2024 · March 1, 2024 · The whole week · All Form D filings

Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.