Data / Form D filings / Mar 4
Form D filings, March 4, 2024: 74 companies raised $759 million
74 operating companies filed a Form D on March 4, 2024, reporting $759 million sold. Largest: Indicate Capital Fund 1, LLC ($228.5 million), TH Lynx, LLC ($145.1 million), Medical Microinstruments, Inc. ($103 million). The median filing is $2.1 million, and 97 pooled investment funds also filed that day.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
- 74Form D filings
- $759 millionreported sold
- $2.1 millionmedian amount sold
- TXmost filings (13)
Most filings by state: TX 13, NY 9, CA 9, CO 5, FL 4. By industry: Other 16, Other Technology 11, Residential 9, Commercial 8.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Indicate Capital Fund 1, LLC (amended) | Commercial | Denver | CO | $228,492,364 | $500,000,000 | 438 | Mar 4 | sec.gov |
| TH Lynx, LLC | Commercial | Richmond | VA | $145,106,348 | $145,106,348 | 9 | Mar 4 | sec.gov |
| Medical Microinstruments, Inc. | Other Technology | Jacksonville | FL | $103,000,033 | $110,000,043 | 25 | Mar 4 | sec.gov |
| Lynx Holder, LLC | Other | Richmond | VA | $85,106,348 | $85,106,348 | 2 | Mar 4 | sec.gov |
| Defense Unicorns, Inc. | Other Technology | Colorado Springs | CO | $34,999,979 | $35,000,000 | 3 | Mar 4 | sec.gov |
| Panasol USA Holdings, LLC (amended) | Other Energy | Las Vegas | NV | $13,157,807 | $14,155,000 | 24 | Mar 4 | sec.gov |
| JLAM Real Estate Partners, LP | Other Real Estate | Rehoboth Beach | DE | $10,300,000 | $50,000,000 | 39 | Mar 4 | sec.gov |
| Smart Health Diagnostics Co (amended) | Biotechnology | Irvine | CA | $10,236,927 | $15,000,000 | 54 | Mar 4 | sec.gov |
| ChemoMouthpiece, LLC | Other Health Care | Closter | NJ | $10,000,000 | $34,069,098 | 1 | Mar 4 | sec.gov |
| EverHeart Systems Inc. | Manufacturing | Webster | TX | $8,611,034 | $12,000,000 | 8 | Mar 4 | sec.gov |
| NYC EV MOBILITY LLC | Other | Queens | NY | $8,000,000 | $8,500,000 | 16 | Mar 4 | sec.gov |
| CS Starland Savannah 2023 Investor LLC (amended) | Other Real Estate | Morristown | NJ | $7,100,000 | $14,000,000 | 36 | Mar 4 | sec.gov |
| Westwood Parent, Inc. | Other | Minnetonka | MN | $6,999,956 | $6,999,956 | 3 | Mar 4 | sec.gov |
| WEST MICHIGAN WHITECAPS, LLC | Other | Comstock Park | MI | $6,368,133 | $35,000,000 | 5 | Mar 4 | sec.gov |
| Westview Park Village LLC (amended) | Residential | Frisco | TX | $6,345,001 | $6,345,001 | 56 | Mar 4 | sec.gov |
| Data Vault Holdings Inc. (amended) | Other Technology | New York | NY | $5,934,226 | $5,934,226 | 74 | Mar 4 | sec.gov |
| Serendipity Resort Investors, LLC | Other Real Estate | Bellaire | TX | $5,875,000 | $5,875,000 | 55 | Mar 4 | sec.gov |
| SmartPM Technologies, Inc. | Other Technology | Atlanta | GA | $5,499,977 | $5,499,977 | 7 | Mar 4 | sec.gov |
| Opnovix Corp. (amended) | Other Technology | Palo Alto | CA | $5,300,001 | $5,300,003 | 2 | Mar 4 | sec.gov |
| COT N WASH INC | Retailing | Elk Grove Village | IL | $4,750,000 | $6,000,000 | 7 | Mar 4 | sec.gov |
| Allium Engineering, Inc. (amended) | Other Technology | Peabody | MA | $3,999,981 | $3,999,981 | 12 | Mar 4 | sec.gov |
| IMA Financial Group, Inc. | Insurance | Wichita | KS | $3,839,894 | $3,839,894 | 1 | Mar 4 | sec.gov |
| 28th Street Apts, LLC | Residential | Chicago | IL | $3,415,000 | $3,565,000 | 79 | Mar 4 | sec.gov |
| Midwest Games Co | Other Technology | Green Bay | WI | $3,322,074 | $3,322,074 | 14 | Mar 4 | sec.gov |
| FLC 608 E Chalmers II Investor, LLC | Commercial | Champaign | IL | $3,040,000 | $12,341,900 | 12 | Mar 4 | sec.gov |
| Hornet Debt Fund LLC | Other Real Estate | Austin | TX | $2,877,053 | $100,000,000 | 23 | Mar 4 | sec.gov |
| EC New Vision Indiana, LLC | Other Real Estate | Dublin | OH | $2,700,000 | $2,700,000 | 1 | Mar 4 | sec.gov |
| Gumroad, Inc. | Other Technology | San Francisco | CA | $2,136,975 | $2,136,975 | 1 | Mar 4 | sec.gov |
| Acretrader 249, LLC | Other Real Estate | Fayetteville | AR | $2,111,000 | $2,111,000 | 99 | Mar 4 | sec.gov |
| Streamline CityGate LLC | Commercial | Rochester | NY | $2,000,000 | $6,000,000 | 2 | Mar 4 | sec.gov |
| InGeneron, Inc. | Biotechnology | Houston | TX | $1,749,181 | $1,749,181 | 10 | Mar 4 | sec.gov |
| Bitewell, Inc. | Other | Denver | CO | $1,682,975 | $2,500,000 | 7 | Mar 4 | sec.gov |
| TL Wildwood IRF Partners LLC | Other Real Estate | Frisco | TX | $1,575,000 | $2,625,000 | 16 | Mar 4 | sec.gov |
| OneEleven Financial Wellness, Inc. | Other | New York | NY | $1,549,000 | $1,549,000 | 3 | Mar 4 | sec.gov |
| 1351 Fawcett LLC (amended) | Commercial | Portland | OR | $1,450,000 | $4,000,000 | 2 | Mar 4 | sec.gov |
| Afterlife Ag, Inc. | Other | Brooklyn | NY | $1,135,000 | $2,000,000 | 7 | Mar 4 | sec.gov |
| Bakhu Holdings, Corp. | Other Technology | Long Beach | CA | $1,030,000 | $20,000,000 | 4 | Mar 4 | sec.gov |
| GREENFIELD BAMBOO INVESTMENTS LLC | Agriculture | Arcadia | FL | $1,000,000 | $20,000,000 | 1 | Mar 4 | sec.gov |
| Pace Surgical, Inc. | Other Health Care | Malvern | PA | $1,000,000 | $1,000,000 | 1 | Mar 4 | sec.gov |
| Focal Medical, Inc. | Biotechnology | Cary | NC | $950,000 | $950,000 | 2 | Mar 4 | sec.gov |
| LION COPPER & GOLD CORP. | Other | Yerington | NV | $941,813 | $1,883,622 | 11 | Mar 4 | sec.gov |
| Resolute Holding Corporation, Inc. (amended) | Insurance | Charleston | SC | $870,000 | $7,500,000 | 35 | Mar 4 | sec.gov |
| Holland Ridge Capital, LLC | Investing | Long Branch | NJ | $696,000 | $1,100,000 | 19 | Mar 4 | sec.gov |
| MINU, Inc. (amended) | Other | Palos Verdes Estates | CA | $615,000 | $615,000 | 10 | Mar 4 | sec.gov |
| Expanesthetics, Inc | Pharmaceuticals | Davis | $372,300 | $372,300 | 37 | Mar 4 | sec.gov | |
| Headlands Research, Inc. | Other Health Care | Lake Worth | FL | $249,997 | $249,997 | 1 | Mar 4 | sec.gov |
| Expanesthetics, Inc | Pharmaceuticals | Davis | $234,260 | $234,260 | 6 | Mar 4 | sec.gov | |
| Eagle Park Homes LLC | Residential | Murphy | NC | $205,000 | Indefinite | 2 | Mar 4 | sec.gov |
| Wilding Brands LLC | Other | Lafayette | CO | $175,000 | $1,000,000 | 4 | Mar 4 | sec.gov |
| Nave Analytics, Inc. | Other Technology | Kearney | NE | $175,000 | $400,000 | 4 | Mar 4 | sec.gov |
| Financial Agency Group Inc. | Other Banking and Financial Services | Sheridan | WY | $154,000 | $10,000,000 | 0 | Mar 4 | sec.gov |
| Gaingels Ninjatech LLC (amended) | Other | Burlington | VT | $128,611 | $128,611 | 15 | Mar 4 | sec.gov |
| Charbone Hydrogen Corp | Other | Brossard | $114,610 | $748,468 | 8 | Mar 4 | sec.gov | |
| Plato Technologies Inc | Other Technology | New York | NY | $100,000 | $100,000 | 1 | Mar 4 | sec.gov |
| National Diversified Fund 8, LLC | Commercial | Denver | CO | $100,000 | $20,000,000 | 1 | Mar 4 | sec.gov |
| MCC THEATER PRODUCTIONS LTD LIABILITY CO | Other | New York | NY | $50,000 | $2,400,000 | 1 | Mar 4 | sec.gov |
| FINISH ROBOTICS A SERIES OF MASTER FUND I LLC | Other | Nashville | TN | $35,000 | $500,000 | 2 | Mar 4 | sec.gov |
| POP Rocks Properties LLC | Other | Austin | TX | $0 | $3,500,000 | 0 | Mar 4 | sec.gov |
| POP Rocks Properties LLC | Other | Austin | TX | $0 | $3,500,000 | 0 | Mar 4 | sec.gov |
| Hew-Tex/Rocking Chair SWD LLC | Oil and Gas | Houston | TX | $0 | $5,611,310 | 0 | Mar 4 | sec.gov |
| Clean Cars Equity Fund III LLC | Commercial | Atglen | PA | $0 | $20,000,000 | 0 | Mar 4 | sec.gov |
| ICG Sentio, DST | Residential | Clovis | CA | $0 | $65,000,000 | 0 | Mar 4 | sec.gov |
| Bonta Apparel | Retailing | Los Angeles | CA | $0 | $2,000,000 | 0 | Mar 4 | sec.gov |
| AG16 LLC | Other Real Estate | Great Neck | NY | $0 | Indefinite | 0 | Mar 4 | sec.gov |
| Orchard Lane Fund, LLC | Commercial | Rexburg | ID | $0 | $3,500,000 | 0 | Mar 4 | sec.gov |
| Celina FM455 LLC | Residential | Frisco | TX | $0 | $20,000,000 | 0 | Mar 4 | sec.gov |
| Dawson Forest Investors LLC | Residential | New York | NY | $0 | $25,000,000 | 0 | Mar 4 | sec.gov |
| ROCKSTAR NEWPORT OAKS LLC | Residential | Houston | TX | $0 | $2,600,000 | 0 | Mar 4 | sec.gov |
| ROCKSTAR MEADOW PARK LLC | Residential | Houston | TX | $0 | $1,800,000 | 0 | Mar 4 | sec.gov |
| FCP Charleston Portfolio 01 US LP | Residential | Naples | FL | $0 | $13,200,000 | 0 | Mar 4 | sec.gov |
| Panasol USA Holdings, LLC (amended) | Other Energy | Las Vegas | NV | $0 | $6,900,000 | 0 | Mar 4 | sec.gov |
| GV 2023 GP, L.P. (amended) | Investing | Mountain View | CA | $0 | Indefinite | 90 | Mar 4 | sec.gov |
| Superior Organics Operations, LLC | Other Health Care | Dallas | TX | $0 | $2,000,000 | 0 | Mar 4 | sec.gov |
| REPROP FINANCIAL MORTGAGE INVESTORS LLC | REITS and Finance | Eureke | CA | $0 | $200,000,000 | 109 | Mar 4 | sec.gov |
March 5, 2024 · March 1, 2024 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.