Data / Form D filings / Aug 23
Form D filings, August 23, 2023: 85 companies raised $14.92 billion
85 operating companies filed a Form D on August 23, 2023, reporting $14.92 billion sold. Largest: VL Series Account-1 ($6.95 billion), ZALICO Variable Series I Separate Account ($4.99 billion), ZALICO VL Series Account - 2 ($985.1 million). The median filing is $3 million, and 96 pooled investment funds also filed that day.
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- 85Form D filings
- $14.92 billionreported sold
- $3 millionmedian amount sold
- NYmost filings (11)
Most filings by state: NY 11, CA 11, TX 10, IL 10, CO 4. By industry: Other 14, Other Technology 14, Commercial 9, Other Real Estate 9.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| VL Series Account-1 (amended) | Insurance | Schaumburg | $6,950,260,648 | Indefinite | 4 | Aug 23 | sec.gov | |
| ZALICO Variable Series I Separate Account (amended) | Insurance | Schaumburg | IL | $4,986,696,352 | Indefinite | 31 | Aug 23 | sec.gov |
| ZALICO VL Series Account - 2 (amended) | Insurance | Schaumburg | IL | $985,105,310 | Indefinite | 15 | Aug 23 | sec.gov |
| Group Variable Annuity Series I Separate Account (amended) | Insurance | Schaumburg | IL | $585,000,000 | Indefinite | 15 | Aug 23 | sec.gov |
| DREAM U.S. INDUSTRIAL FUND LP (amended) | REITS and Finance | Denver | CO | $464,600,000 | Indefinite | 18 | Aug 23 | sec.gov |
| Vanta Inc. (amended) | Other Technology | San Francisco | CA | $150,049,972 | $150,050,008 | 45 | Aug 23 | sec.gov |
| Enterprise Preservation Fund V, LLC (amended) | Residential | Columbia | MD | $136,363,636 | Indefinite | 6 | Aug 23 | sec.gov |
| Madison Capital Group LLC (amended) | Commercial | Charlotte | NC | $68,880,561 | $70,000,000 | 266 | Aug 23 | sec.gov |
| JMD INC. (amended) | Energy Conservation | Miamisburg | OH | $67,550,118 | $67,550,118 | 8 | Aug 23 | sec.gov |
| Avison Young (Canada) Inc. (amended) | Other Real Estate | Chicago | IL | $58,245,780 | Indefinite | 429 | Aug 23 | sec.gov |
| ZALICO VARIABLE SERIES II SEPARATE ACCOUNT (amended) | Insurance | Schaumburg | IL | $54,127,437 | Indefinite | 6 | Aug 23 | sec.gov |
| Epsilyte Holdings LLC | Other | Los Angeles | CA | $52,043,663 | $52,043,663 | 4 | Aug 23 | sec.gov |
| RCS - MISSION VALLEY, LLC | Commercial | Louisville | CO | $37,660,000 | $37,660,000 | 37 | Aug 23 | sec.gov |
| Tidal Wave GPO, LLC | Other Health Care | Las Vegas | NV | $34,800,000 | $35,000,000 | 29 | Aug 23 | sec.gov |
| Alianza Inc (amended) | Telecommunications | Pleasant Grove | UT | $30,999,993 | $30,999,993 | 6 | Aug 23 | sec.gov |
| Hyperion Real Estate Opportunity Partners I, LP (amended) | Commercial | Pasadena | CA | $20,695,000 | $100,000,000 | 177 | Aug 23 | sec.gov |
| Stonecutter Aventura Investors LLC | Commercial | New York | NY | $17,090,000 | $17,090,000 | 49 | Aug 23 | sec.gov |
| Stonecutter Aventura Investors LLC | Commercial | New York | NY | $17,090,000 | $17,090,000 | 49 | Aug 23 | sec.gov |
| Trellis Research, Inc. | Other Technology | Los Angeles | CA | $15,000,000 | $15,000,000 | 0 | Aug 23 | sec.gov |
| VERDANT FRONTIERS HOLDINGS LLC (amended) | Other | Austin | TX | $14,880,680 | $15,500,000 | 43 | Aug 23 | sec.gov |
| Navitas West Texas Investments SPV LLC (amended) | Other Real Estate | Franktown | CO | $14,000,000 | $14,000,000 | 26 | Aug 23 | sec.gov |
| Kafene, Inc. | Retailing | New York | NY | $12,660,902 | $17,499,994 | 6 | Aug 23 | sec.gov |
| ZALICO VARIABLE SERIES II SEPARATE ACCOUNT (amended) | Insurance | Schaumburg | IL | $11,243,157 | Indefinite | 1 | Aug 23 | sec.gov |
| Kyros Care, PBC | Other Technology | Minneapolis | MN | $10,506,366 | $10,506,366 | 5 | Aug 23 | sec.gov |
| ZALICO VARIABLE SERIES VI SEPARATE ACCOUNT (amended) | Insurance | Schaumburg | IL | $10,472,688 | Indefinite | 4 | Aug 23 | sec.gov |
| Backward Hat Group LLC | Investing | Indianapolis | IN | $10,000,000 | $25,000,000 | 1 | Aug 23 | sec.gov |
| IC-SB Cedar Park Ranch, LLC | Residential | Dallas | TX | $9,916,000 | $9,916,000 | 3 | Aug 23 | sec.gov |
| PredictionStrike, Inc. (amended) | Other Technology | Bay Shore | NY | $9,838,588 | $10,000,000 | 16 | Aug 23 | sec.gov |
| ZALICO VL Series Account - 2 (amended) | Insurance | Schaumburg | IL | $8,083,722 | Indefinite | 1 | Aug 23 | sec.gov |
| SmartCommerce Inc. | Other Technology | Atlanta | GA | $6,053,367 | $6,053,367 | 3 | Aug 23 | sec.gov |
| MB3 Investors, LLC | Other Real Estate | Dallas | TX | $5,050,000 | $5,050,000 | 6 | Aug 23 | sec.gov |
| Profusion Private Asset Fund, LLC | Other Real Estate | St. Louis | MO | $5,000,000 | $5,000,000 | 46 | Aug 23 | sec.gov |
| Micro-LAM, Inc. | Other Technology | Portage | MI | $4,527,101 | $4,527,101 | 6 | Aug 23 | sec.gov |
| Empty Saddle Holdings LLC | Residential | Ketchum | ID | $4,349,025 | $6,500,000 | 16 | Aug 23 | sec.gov |
| Boundless Venture Holdings, LLC | Investing | Oakland | CA | $3,711,990 | $3,879,998 | 10 | Aug 23 | sec.gov |
| Profusion Private Asset Fund, LLC | Other Real Estate | St. Louis | MO | $3,585,000 | $10,000,000 | 19 | Aug 23 | sec.gov |
| Summer Book Movie, LLC | Other | Austin | TX | $3,000,000 | $3,000,000 | 3 | Aug 23 | sec.gov |
| Encurage Financial Network Credit Union (amended) | Other Banking and Financial Services | Skokie | IL | $3,000,000 | $6,000,000 | 2 | Aug 23 | sec.gov |
| PFDPRO MANAGEMENT FUND, LLC (amended) | Other Banking and Financial Services | Henderson | NV | $2,841,500 | $32,700,000 | 20 | Aug 23 | sec.gov |
| ZALICO VARIABLE SERIES III SEPARATE ACCOUNT (amended) | Insurance | Schaumburg | IL | $2,730,664 | Indefinite | 2 | Aug 23 | sec.gov |
| MNG GDC Whispering Wind Storage, LLC | Other Real Estate | Solana Beach | CA | $2,589,250 | $2,613,250 | 19 | Aug 23 | sec.gov |
| SRNG Growth Investment Partners, LLC | Other | Charlotte | NC | $2,500,000 | $5,000,000 | 3 | Aug 23 | sec.gov |
| Quilt Holdco, Inc. | Other Technology | New York | NY | $2,500,000 | $2,500,000 | 1 | Aug 23 | sec.gov |
| Braxia Scientific Corp. (amended) | Other Health Care | Toronto | $2,283,537 | $2,283,537 | 35 | Aug 23 | sec.gov | |
| EquityMultiple 197, LLC | REITS and Finance | New York | NY | $2,100,000 | $2,100,000 | 62 | Aug 23 | sec.gov |
| Asymmetria Investors III, LLC - Smart ERP 2 (PS) | Investing | West Des Moines | IA | $2,025,000 | Indefinite | 27 | Aug 23 | sec.gov |
| Applied Impact Robotics Inc. (amended) | Other Technology | Ashburn | VA | $1,700,000 | $1,700,000 | 2 | Aug 23 | sec.gov |
| NexPoint Small Bay I DST | Other Real Estate | Dallas | TX | $1,650,000 | $59,505,817 | 2 | Aug 23 | sec.gov |
| 4L Data Intelligence, Inc. | Other Technology | San Ramon | CA | $1,500,000 | Indefinite | 2 | Aug 23 | sec.gov |
| iVerify, Inc. | Other Technology | Long Island City | NY | $1,499,999 | $3,100,000 | 1 | Aug 23 | sec.gov |
| Javelo Health Limited | Other Technology | Edinburgh | $1,250,508 | Indefinite | 19 | Aug 23 | sec.gov | |
| Biostate AI, Inc | Other | Palo Alto | CA | $1,000,000 | $14,000,000 | 1 | Aug 23 | sec.gov |
| WaveAerospace, Inc. | Manufacturing | Old Greenwich | CT | $1,000,000 | $3,000,002 | 1 | Aug 23 | sec.gov |
| Grown Rogue International Inc. | Other | Medford | OR | $1,000,000 | $1,583,054 | 3 | Aug 23 | sec.gov |
| Beneath the Waves Enterprises, LLC | Energy Conservation | Chattanooga | TN | $845,000 | $845,000 | 4 | Aug 23 | sec.gov |
| TOPRANKED.IO LLC | Business Services | Jackson | WY | $750,010 | $1,500,000 | 3 | Aug 23 | sec.gov |
| Simple Search, LLC | Other | Webster | TX | $700,000 | $700,000 | 21 | Aug 23 | sec.gov |
| Vaquero Beanstalk LLC | Oil and Gas | Bakersfield | CA | $500,000 | $500,000 | 16 | Aug 23 | sec.gov |
| VSBLTY GROUPE TECHNOLOGIES CORP. (amended) | Other Technology | Vancouver | $395,378 | $988,445 | 10 | Aug 23 | sec.gov | |
| Workforce Hope, Inc. | Other | West Fargo | ND | $370,000 | $4,000,000 | 6 | Aug 23 | sec.gov |
| 1Flourish Ventures II LP | Business Services | Austin | TX | $350,000 | $350,000 | 8 | Aug 23 | sec.gov |
| LIS Technologies Inc | Other | New York | NY | $334,023 | $334,023 | 18 | Aug 23 | sec.gov |
| GATC HEALTH CORP | Other Technology | Irvine | CA | $240,000 | $25,000,000 | 3 | Aug 23 | sec.gov |
| Panacea Financial Holdings, LLC | Other Banking and Financial Services | Little Rock | AR | $200,000 | $5,000,000 | 2 | Aug 23 | sec.gov |
| DJIT MEDTECH, INC. | Biotechnology | Baltimore | MD | $140,000 | $150,000 | 4 | Aug 23 | sec.gov |
| Schoonover Oil, LLC | Oil and Gas | Waxahachie | TX | $135,000 | $4,500,000 | 1 | Aug 23 | sec.gov |
| Graphene Manufacturing Group Ltd. | Other | Richlands | $125,766 | $207,144 | 1 | Aug 23 | sec.gov | |
| OCIF Mill Partners 1, LLC | Other | Alpharetta | GA | $120,000 | $1,000,000 | 3 | Aug 23 | sec.gov |
| Alcheme Bio Inc. | Manufacturing | San Diego | CA | $118,500 | $500,000 | 8 | Aug 23 | sec.gov |
| LIS Technologies Inc | Other | New York | NY | $107,406 | $107,406 | 9 | Aug 23 | sec.gov |
| PO CAMPO, LLC | Manufacturing | New York | NY | $45,000 | $750,000 | 3 | Aug 23 | sec.gov |
| PainScan Enterprises, Inc. | Other Health Care | Albuquerque | NM | $30,000 | $200,000 | 1 | Aug 23 | sec.gov |
| phase2body, inc. | Other | Scottsdale | AZ | $25,000 | $2,000,000 | 2 | Aug 23 | sec.gov |
| SHELBY BAPTIST AMBULATORY SURGERY CENTER, LLC | Other Health Care | Alabaster | AL | $22,000 | $22,000 | 1 | Aug 23 | sec.gov |
| Savannah Minerals Corp. | Other | Vancouver | $7,445 | $26,058 | 1 | Aug 23 | sec.gov | |
| SPI NB Equity 164 DE, LLC | Commercial | Dallas | TX | $0 | $15,000,000 | 0 | Aug 23 | sec.gov |
| APX Drilling Partners 2023 LP | Oil and Gas | Buffalo | NY | $0 | $50,000,000 | 0 | Aug 23 | sec.gov |
| Rosecroft Apartments Charlotte GP LLC | Commercial | Charlotte | NC | $0 | $1,000,000 | 0 | Aug 23 | sec.gov |
| AIREX Portfolio 7 DST | Other Real Estate | Denver | CO | $0 | $241,487,603 | 0 | Aug 23 | sec.gov |
| American Dream Communities Fund III, L.P. | Residential | Dallas | TX | $0 | $15,000,000 | 0 | Aug 23 | sec.gov |
| Renco USA, Inc | Manufacturing | Miami | FL | $0 | $18,000,000 | 2 | Aug 23 | sec.gov |
| HIS Capital IV LLC | Commercial | Orlando | FL | $0 | $5,000,000 | 0 | Aug 23 | sec.gov |
| KOA MORTGAGE FUND, LLC | Commercial | Honolulu | HI | $0 | $5,000,000 | 0 | Aug 23 | sec.gov |
| Thrive TC Development Group LLC (amended) | Other Real Estate | Traverse City | MI | $0 | $1,565,000 | 0 | Aug 23 | sec.gov |
| Onfolio Holdings, Inc | Other Technology | Wilmington | DE | $0 | $10,000,000 | 0 | Aug 23 | sec.gov |
August 24, 2023 · August 22, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.