Data / Form D filings / Aug 22
Form D filings, August 22, 2023: 96 companies raised $18.88 billion
96 operating companies filed a Form D on August 22, 2023, reporting $18.88 billion sold. Largest: NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT ($9.68 billion), Nationwide BOLI Private Placement Variable Account ($5.00 billion), Nationwide PPVUL Separate Account - 4 ($2.72 billion). The median filing is $3.2 million, and 119 pooled investment funds also filed that day.
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- 96Form D filings
- $18.88 billionreported sold
- $3.2 millionmedian amount sold
- TXmost filings (22)
Most filings by state: TX 22, CA 14, OH 9, NY 8, PA 4. By industry: Other 28, Other Technology 15, Residential 10, Insurance 8.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT (amended) | Insurance | Columbus | OH | $9,678,848,445 | Indefinite | 442 | Aug 22 | sec.gov |
| Nationwide BOLI Private Placement Variable Account (amended) | Insurance | Columbus | OH | $4,996,755,281 | Indefinite | 25 | Aug 22 | sec.gov |
| Nationwide PPVUL Separate Account - 4 (amended) | Insurance | Columbus | OH | $2,721,000,000 | Indefinite | 7 | Aug 22 | sec.gov |
| Nationwide PPVUL Separate Account - 3 (amended) | Insurance | Columbus | OH | $464,847,729 | Indefinite | 89 | Aug 22 | sec.gov |
| NorthPoint Industrial Fund VI, L.P. (amended) | Other Real Estate | Kansas City | MO | $337,508,000 | $500,000,000 | 266 | Aug 22 | sec.gov |
| Nationwide Private Placement Variable Account - E (amended) | Insurance | Columbus | OH | $133,364,197 | Indefinite | 4 | Aug 22 | sec.gov |
| Big Sky Medical Income Fund, LP (amended) | Commercial | Dallas | TX | $52,990,211 | $100,000,000 | 61 | Aug 22 | sec.gov |
| Thyme Care, Inc. | Other Health Care | Nashville | TN | $49,000,000 | $60,000,000 | 13 | Aug 22 | sec.gov |
| Nationwide PPVUL Separate Account 7 (amended) | Insurance | Columbus | OH | $46,161,850 | Indefinite | 2 | Aug 22 | sec.gov |
| Nationwide PPVUL Separate Account - AC1 (amended) | Insurance | Columbus | OH | $40,709,563 | Indefinite | 12 | Aug 22 | sec.gov |
| NexPoint Storage IV DST (amended) | Other Real Estate | Dallas | TX | $35,299,734 | $70,344,106 | 122 | Aug 22 | sec.gov |
| Allied Health MSO Holdco, LLC (amended) | Other Health Care | West Long Branch | NJ | $28,895,303 | $36,190,303 | 44 | Aug 22 | sec.gov |
| MG Artesia Investments L.P. (amended) | Residential | San Diego | CA | $24,874,337 | $24,874,337 | 327 | Aug 22 | sec.gov |
| GSA CIS CAMP SPRINGS DST (amended) | Other Real Estate | Nashua | NH | $19,595,154 | $295,000,000 | 46 | Aug 22 | sec.gov |
| DynamoFL, Inc. | Computers | San Francisco | CA | $19,288,999 | $20,149,999 | 22 | Aug 22 | sec.gov |
| cognaize Holdings, Inc. (amended) | Other | New York | NY | $17,912,346 | $17,912,346 | 12 | Aug 22 | sec.gov |
| MG Ridge at Castle Rock Investments L.P. (amended) | Residential | San Diego | CA | $16,100,536 | $16,100,536 | 327 | Aug 22 | sec.gov |
| FGC Perimeter Holdings, LLC | Manufacturing | Wayne | PA | $10,750,000 | $10,750,000 | 23 | Aug 22 | sec.gov |
| Nationwide PPVUL Separate Account - 5 (amended) | Insurance | Columbus | OH | $10,082,135 | Indefinite | 6 | Aug 22 | sec.gov |
| Winstanley 200 Old Iron Ore Manager LLC | Commercial | Concord | MA | $9,785,000 | $9,785,000 | 19 | Aug 22 | sec.gov |
| EVERVERSE INC. | Other Technology | Huntington Beach | CA | $9,311,000 | Indefinite | 17 | Aug 22 | sec.gov |
| Wagmo, Inc. | Other Technology | New York | NY | $8,874,987 | $11,999,985 | 8 | Aug 22 | sec.gov |
| 264 Dunbar LLC | Residential | Palm Beach | FL | $8,850,000 | $13,850,000 | 46 | Aug 22 | sec.gov |
| Intellihealth, Inc. | Other Health Care | New Canaan | CT | $8,699,999 | $12,000,000 | 12 | Aug 22 | sec.gov |
| Relationshop Inc. | Other Technology | Bellville | TX | $6,995,111 | $6,995,111 | 14 | Aug 22 | sec.gov |
| Balthazar Rex, LLC | Other | Poultney | VT | $6,919,000 | $10,000,000 | 19 | Aug 22 | sec.gov |
| LDR Growth Partners GP Capital LP | Investing | Houston | TX | $6,667,763 | $6,667,763 | 9 | Aug 22 | sec.gov |
| Sequence Arts & Technologies, Inc. | Other Technology | Encinitas | CA | $5,565,345 | $6,141,736 | 17 | Aug 22 | sec.gov |
| CSB&T Bancorp, Inc. | Commercial Banking | Nashville | TN | $5,020,858 | $5,550,000 | 40 | Aug 22 | sec.gov |
| Wildlife Partners EBP 7 LLC | Other | Boerne | TX | $5,000,000 | $5,000,000 | 16 | Aug 22 | sec.gov |
| Exotic Breeding Partnership LLC 4 | Other | Boerne | TX | $5,000,000 | $5,000,000 | 23 | Aug 22 | sec.gov |
| Exotic Breeding Partnership LLC 3 | Other | Boerne | TX | $5,000,000 | $5,000,000 | 15 | Aug 22 | sec.gov |
| Exotic Breeding Partnership LLC 2 | Other | Boerne | TX | $5,000,000 | $5,000,000 | 16 | Aug 22 | sec.gov |
| PreIPO Corp | Business Services | New York | NY | $4,705,695 | $8,750,000 | 0 | Aug 22 | sec.gov |
| Exotic Breeding Partnership LLC 5 | Other | Boerne | TX | $4,000,000 | $5,000,000 | 15 | Aug 22 | sec.gov |
| Spiritless, Inc. | Restaurants | Austin | TX | $3,999,994 | $10,000,000 | 10 | Aug 22 | sec.gov |
| SPC Creekside LLC | Residential | Lake Elmo | MN | $3,760,000 | $3,760,000 | 60 | Aug 22 | sec.gov |
| LASSO SOFTWARE, INC. | Other Technology | Nashville | TN | $3,500,000 | $5,000,000 | 2 | Aug 22 | sec.gov |
| Tri-State Medical Holdings LLC | Other | New York | NY | $3,260,248 | $3,260,248 | 5 | Aug 22 | sec.gov |
| MangoDCA, Inc. | Other | New York | NY | $3,250,000 | $3,500,000 | 21 | Aug 22 | sec.gov |
| Surprise Unit Development Company, LLC | Oil and Gas | Denver | CO | $3,185,000 | $18,000,000 | 17 | Aug 22 | sec.gov |
| YERBAE BRANDS CORP. | Retailing | Scottsdale | AZ | $3,168,313 | $3,168,313 | 17 | Aug 22 | sec.gov |
| Bexley Apartments LLC (amended) | Other | Dallas | TX | $3,110,000 | $4,500,000 | 35 | Aug 22 | sec.gov |
| Portkey, Inc. | Other Technology | San Francisco | CA | $2,699,999 | $3,000,000 | 1 | Aug 22 | sec.gov |
| Dagga Boy LLC | Other | Boerne | TX | $2,500,000 | $2,500,000 | 4 | Aug 22 | sec.gov |
| Spiral Horn | Other | Boerne | TX | $2,500,000 | $2,500,000 | 4 | Aug 22 | sec.gov |
| Xenon Ophthalmics Inc (amended) | Biotechnology | Belleville | NJ | $2,365,500 | Indefinite | 16 | Aug 22 | sec.gov |
| Xenon Ophthalmics Inc | Biotechnology | Belleville | NJ | $2,365,500 | Indefinite | 16 | Aug 22 | sec.gov |
| Physicianestate Astrol Greenseed Power, LLC | Other | Las Vegas | NV | $2,341,652 | $12,000,000 | 56 | Aug 22 | sec.gov |
| Meetcaregivers Inc. | Other | Newton | MA | $2,243,031 | $6,703,036 | 37 | Aug 22 | sec.gov |
| SeeMedX, Inc. | Other Health Care | Shingle Springs | CA | $2,000,000 | $2,000,000 | 14 | Aug 22 | sec.gov |
| Kri Kri Ventures JV | Other | Boerne | TX | $2,000,000 | $2,000,000 | 13 | Aug 22 | sec.gov |
| Wildlife Partners EBP 8 LLC | Other | Boerne | TX | $2,000,000 | $7,500,000 | 6 | Aug 22 | sec.gov |
| Exotic Breeding Partnership LLC 6 | Other | Boerne | TX | $2,000,000 | $5,000,000 | 3 | Aug 22 | sec.gov |
| Nectar 52nd 2023, LLC | Commercial | Denver | CO | $1,880,000 | $1,880,000 | 13 | Aug 22 | sec.gov |
| Hydrinity, LLC (amended) | Other | Monroe | LA | $1,800,000 | Indefinite | 6 | Aug 22 | sec.gov |
| RPLAY Network Ltd. | Other Technology | Austin | TX | $1,727,500 | $10,000,000 | 35 | Aug 22 | sec.gov |
| Aspen Energy TCF 1, Limited Partnership | Commercial | Reno | NV | $1,605,000 | $3,100,000 | 8 | Aug 22 | sec.gov |
| Global Weather & Climate Solutions, Inc. | Other Technology | Golden | CO | $1,396,588 | $3,500,000 | 4 | Aug 22 | sec.gov |
| NEXT Renewable Fuels, Inc. | Other Energy | Houston | TX | $1,100,000 | $5,000,000 | 2 | Aug 22 | sec.gov |
| LRD Tri-State Medical Holdings LLC | Other | New York | NY | $1,075,000 | $1,075,000 | 24 | Aug 22 | sec.gov |
| Impact Creekside LLC | Residential | Peoria | AZ | $955,000 | $1,000,000 | 26 | Aug 22 | sec.gov |
| Potenza Creekside LLC | Residential | Arcadia | CA | $620,000 | $620,000 | 11 | Aug 22 | sec.gov |
| MTLT Holdings Inc. (amended) | Manufacturing | Los Alamitos | CA | $550,000 | $1,050,000 | 4 | Aug 22 | sec.gov |
| TESTAIFY, INC. | Other Technology | Boca Raton | FL | $525,000 | $700,000 | 12 | Aug 22 | sec.gov |
| Ecovia Renewables Inc. | Other Technology | Ann Arbor | MI | $510,000 | $600,000 | 2 | Aug 22 | sec.gov |
| Lamon Warehouse LLC | Commercial | North Liberty | IA | $500,000 | $750,000 | 0 | Aug 22 | sec.gov |
| Evergreen Capital Creekside LLC | Residential | Union City | CA | $470,000 | $500,000 | 6 | Aug 22 | sec.gov |
| GS22 Fund I LLC | Residential | Desoto | TX | $410,000 | $500,000 | 10 | Aug 22 | sec.gov |
| T5 Lakewood RE LLC | Other | Boise | ID | $400,000 | $4,250,000 | 1 | Aug 22 | sec.gov |
| PNW Components, Inc. | Manufacturing | Sacramento | CA | $400,000 | $1,000,000 | 1 | Aug 22 | sec.gov |
| MODVERSE INC. | Other Technology | Huntington Beach | CA | $400,000 | $400,000 | 1 | Aug 22 | sec.gov |
| Pace Surgical, Inc. | Other Health Care | Malvern | PA | $400,000 | $400,000 | 1 | Aug 22 | sec.gov |
| Smart Response Technologies, Inc. | Other Technology | Lebanon | OH | $400,000 | $1,500,000 | 3 | Aug 22 | sec.gov |
| StoneCrest Equity Prosperity Fund LLC | Other | Richland | WA | $300,000 | $10,000,000 | 3 | Aug 22 | sec.gov |
| Gladius Therapeutics, Inc. | Other Health Care | Philadelphia | PA | $300,000 | $300,000 | 4 | Aug 22 | sec.gov |
| Creative BioTherapeutics LLC | Biotechnology | Gurnee | IL | $150,000 | $3,000,000 | 1 | Aug 22 | sec.gov |
| EUPRAXIA PHARMACEUTICALS INC. | Biotechnology | Victoria | $128,394 | $128,394 | 3 | Aug 22 | sec.gov | |
| Lofty Vanya Ltd Liability Co | Other | New York | NY | $110,000 | $350,000 | 6 | Aug 22 | sec.gov |
| Rhine Networks Corp | Other Technology | Road Town, Tortola | $72,888 | $74,007 | 32 | Aug 22 | sec.gov | |
| GRIZZLY DISCOVERIES INC. | Other | Edmonton | $58,767 | $100,744 | 1 | Aug 22 | sec.gov | |
| BeHerVillage, Inc. | Other | Farmingdale | NY | $45,000 | $350,000 | 3 | Aug 22 | sec.gov |
| Renegade Plastics Corp | Other | Golden | CO | $45,000 | $1,000,000 | 2 | Aug 22 | sec.gov |
| RAI Natural Gas Fund V Limited Partnership | Other Energy | Atglen | PA | $0 | $100,000,000 | 0 | Aug 22 | sec.gov |
| VINT WINE FUND I LLC | Other | Richmond | VA | $0 | $20,000,000 | 0 | Aug 22 | sec.gov |
| H2R Quality Fund LP | Residential | Plano | TX | $0 | $25,000,000 | 0 | Aug 22 | sec.gov |
| DS XV, LLC | Commercial | Lewes | DE | $0 | $10,000,000 | 0 | Aug 22 | sec.gov |
| Oak & Vine Upstream Energy Fund, LP | Commercial | Vadnais Heights | MT | $0 | $3,000,000 | 0 | Aug 22 | sec.gov |
| Miller & Fox II Prospect Joint Venture | Oil and Gas | Prosper | TX | $0 | $1,325,370 | 0 | Aug 22 | sec.gov |
| Point Nemo Capital, LLC | Investing | Dripping Springs | TX | $0 | Indefinite | 0 | Aug 22 | sec.gov |
| Moon Pursuit Crypto Fund LP | Other Technology | Dublin | CA | $0 | $50,000,000 | 0 | Aug 22 | sec.gov |
| Alpha Management Holdco L.P. | Other | Menlo Park | CA | $0 | Indefinite | 0 | Aug 22 | sec.gov |
| Proactive Realty Income Fund, LLC | Residential | Columbia | SC | $0 | Indefinite | 0 | Aug 22 | sec.gov |
| Evoltti, Inc. | Other | Boca Raton | FL | $0 | $500,000 | 0 | Aug 22 | sec.gov |
| Visual Robotic Systems Inc. | Other Technology | Eugene | OR | $0 | $500,000 | 0 | Aug 22 | sec.gov |
| FIRST NATIONAL CORP OF ARDMORE INC | Commercial Banking | Ardmore | OK | $0 | $1,687,000 | 0 | Aug 22 | sec.gov |
August 23, 2023 · August 21, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.