Data / Form D filings / Jul 21
Form D filings, July 21, 2023: 96 companies raised $21.44 billion
96 operating companies filed a Form D on July 21, 2023, reporting $21.44 billion sold. Largest: NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT ($9.70 billion), Nationwide PPVUL Separate Account - 6 ($4.99 billion), Nationwide PPVUL Separate Account - 4 ($2.72 billion). The median filing is $7.9 million, and 122 pooled investment funds also filed that day.
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- 96Form D filings
- $21.44 billionreported sold
- $7.9 millionmedian amount sold
- CAmost filings (27)
Most filings by state: CA 27, NY 12, OH 8, TX 6, FL 5. By industry: Other 24, Insurance 21, Other Technology 16, Commercial 10.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT (amended) | Insurance | Columbus | OH | $9,697,985,628 | Indefinite | 448 | Jul 21 | sec.gov |
| Nationwide PPVUL Separate Account - 6 (amended) | Insurance | Columbus | OH | $4,991,053,742 | Indefinite | 25 | Jul 21 | sec.gov |
| Nationwide PPVUL Separate Account - 4 (amended) | Insurance | Columbus | OH | $2,721,000,000 | Indefinite | 7 | Jul 21 | sec.gov |
| ICONIQ Residential Partners Fund A, LP (amended) | Residential | San Francisco | CA | $981,175,050 | Indefinite | 252 | Jul 21 | sec.gov |
| KRIV Holdings, L.P. | Business Services | Mount Kisco | NY | $608,776,454 | $608,776,454 | 91 | Jul 21 | sec.gov |
| Nationwide PPVUL Separate Account - 3 (amended) | Insurance | Columbus | OH | $444,385,592 | Indefinite | 85 | Jul 21 | sec.gov |
| Griffin Capital Qualified Opportunity Zone Fund III, L.P. (amended) | Other Real Estate | El Segundo | CA | $404,867,808 | $500,000,000 | 693 | Jul 21 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $183,900,818 | Indefinite | 63 | Jul 21 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $153,104,848 | Indefinite | 30 | Jul 21 | sec.gov |
| Nationwide Private Placement Variable Account - E (amended) | Insurance | Columbus | OH | $133,364,197 | Indefinite | 4 | Jul 21 | sec.gov |
| BP Commercial Funding Trust, Series SPL-V (amended) | Other Banking and Financial Services | New York | NY | $130,975,083 | Indefinite | 25 | Jul 21 | sec.gov |
| BP Commercial Funding Trust, Series SPL-VII (amended) | Other Banking and Financial Services | New York | NY | $98,018,464 | Indefinite | 77 | Jul 21 | sec.gov |
| NADG NNN Convertible Preferred LLC (amended) | Commercial | Dallas | TX | $68,585,800 | $100,000,000 | 127 | Jul 21 | sec.gov |
| KRIV Holdings, L.P. | Business Services | Mount Kisco | NY | $66,600,000 | Indefinite | 102 | Jul 21 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $56,507,162 | Indefinite | 41 | Jul 21 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $54,663,795 | Indefinite | 27 | Jul 21 | sec.gov |
| SMG Industries Inc. | Other | Houston | TX | $52,438,862 | $62,438,862 | 18 | Jul 21 | sec.gov |
| Bobbie Baby, Inc. | Other | San Francisco | CA | $51,500,000 | $70,000,000 | 8 | Jul 21 | sec.gov |
| Nationwide PPVUL Separate Account 7 (amended) | Insurance | Columbus | OH | $46,161,850 | Indefinite | 2 | Jul 21 | sec.gov |
| Nationwide PPVUL Separate Account - AC1 (amended) | Insurance | Columbus | OH | $39,725,772 | Indefinite | 12 | Jul 21 | sec.gov |
| Capital Preservation 200 LLC (amended) | Other Real Estate | Vancouver | WA | $31,025,241 | $100,000,000 | 55 | Jul 21 | sec.gov |
| Flashbots Ltd. | Other Technology | Grand Cayman | $30,353,089 | $59,999,919 | 11 | Jul 21 | sec.gov | |
| Petros Pharmaceuticals, Inc. | Pharmaceuticals | New York | NY | $30,000,006 | $30,000,006 | 15 | Jul 21 | sec.gov |
| Griffin Capital Development Partners Fund II, L.P. (amended) | Other Real Estate | El Segundo | CA | $28,644,917 | $145,000,000 | 172 | Jul 21 | sec.gov |
| Cyware Labs, Inc. | Other Technology | Jersey City | NJ | $28,027,030 | $30,000,000 | 10 | Jul 21 | sec.gov |
| Proximity CB, LLC | Commercial | Wilmington | NC | $27,032,658 | $27,032,658 | 34 | Jul 21 | sec.gov |
| Lendbuzz Inc. | Other Banking and Financial Services | Wilmington | DE | $24,010,334 | $28,010,336 | 4 | Jul 21 | sec.gov |
| TRANSAK, INC. | Other | Miami | FL | $20,372,150 | $20,372,150 | 36 | Jul 21 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $20,023,598 | Indefinite | 10 | Jul 21 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $19,235,063 | Indefinite | 12 | Jul 21 | sec.gov |
| Kasha Global, Inc. | Other | San Francisco | CA | $16,610,252 | $21,610,257 | 20 | Jul 21 | sec.gov |
| Wellvana Health, LLC | Other Health Care | Nashville | TN | $15,500,439 | $15,500,439 | 2 | Jul 21 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $12,543,850 | Indefinite | 3 | Jul 21 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $11,687,207 | Indefinite | 12 | Jul 21 | sec.gov |
| Nationwide PPVUL Separate Account - 5 (amended) | Insurance | Columbus | OH | $10,082,135 | Indefinite | 6 | Jul 21 | sec.gov |
| Wastefuel Global, Inc. | Energy Conservation | Pacific Palisades | CA | $10,000,000 | $45,000,000 | 1 | Jul 21 | sec.gov |
| SEALSQ Corp | Other Technology | Cointrin | $10,000,000 | $10,000,000 | 2 | Jul 21 | sec.gov | |
| SOJERN INC | Other Technology | Elkhorn | NE | $9,842,000 | $9,842,000 | 34 | Jul 21 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $9,683,429 | Indefinite | 5 | Jul 21 | sec.gov |
| 14 @ 375 El Paso Investors, LLC | Other Real Estate | Dallas | TX | $8,478,000 | Indefinite | 151 | Jul 21 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $7,925,000 | Indefinite | 1 | Jul 21 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $7,768,200 | Indefinite | 1 | Jul 21 | sec.gov |
| Virya Capital, LLC | Other | Dover | DE | $7,018,062 | $7,018,062 | 5 | Jul 21 | sec.gov |
| Brookline MTI Holding, LLC | Business Services | Birmingham | AL | $6,240,000 | $6,240,000 | 12 | Jul 21 | sec.gov |
| SciAps Inc (amended) | Other | Woburn | MA | $5,090,330 | $5,090,330 | 6 | Jul 21 | sec.gov |
| BSCP Investors, LLC | Commercial | Chicago | IL | $4,750,000 | $5,500,000 | 2 | Jul 21 | sec.gov |
| NFlection Therapeutics, Inc. | Biotechnology | Boston | MA | $4,000,000 | $4,000,000 | 2 | Jul 21 | sec.gov |
| N4XT Experiences inc | Other | Beverly Hills | CA | $3,925,000 | $5,000,000 | 15 | Jul 21 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $3,500,000 | Indefinite | 1 | Jul 21 | sec.gov |
| HighByte, Inc. (amended) | Other Technology | Portland | ME | $3,228,076 | $3,300,000 | 22 | Jul 21 | sec.gov |
| Hook Media, Inc. | Other Technology | New York | NY | $3,029,997 | $3,370,000 | 15 | Jul 21 | sec.gov |
| Ultralight Labs, Inc. | Other Technology | New York | NY | $2,679,997 | $3,500,000 | 12 | Jul 21 | sec.gov |
| Happy Head, Inc. | Other | Santa Monica | CA | $2,633,000 | $2,633,000 | 19 | Jul 21 | sec.gov |
| Tax Alpha Inc. | Other Technology | Seattle | WA | $2,610,000 | $3,000,000 | 8 | Jul 21 | sec.gov |
| Miramar Multifamily Fund I, GP, LLC | Commercial | Los Angeles | CA | $2,500,000 | $2,500,000 | 16 | Jul 21 | sec.gov |
| Nuclear Fuels Inc. | Other | Vancouver | $2,426,196 | $2,426,196 | 15 | Jul 21 | sec.gov | |
| MODULAR GREEN MANAGEMENT HEADQUARTERS, LLC | Manufacturing | Macclenny | FL | $2,300,000 | $40,000,000 | 12 | Jul 21 | sec.gov |
| CareWork, Inc. (amended) | Other Technology | Port Orange | FL | $2,179,999 | $2,180,000 | 11 | Jul 21 | sec.gov |
| 315 E McKinley LLC | Residential | Ankeny | IA | $1,972,000 | $2,050,000 | 33 | Jul 21 | sec.gov |
| Peachstone Rockford, LLC | Commercial | Melville | NY | $1,511,754 | $1,869,851 | 5 | Jul 21 | sec.gov |
| PACIFIC LIFE INSURANCE CO (amended) | Insurance | Newport Beach | CA | $1,232,000 | Indefinite | 2 | Jul 21 | sec.gov |
| DRIPDROPUSA, INC. | Other | Madera | CA | $1,220,000 | Indefinite | 104 | Jul 21 | sec.gov |
| Starfighters Space, Inc. | Other | Tarpon Springs | FL | $945,000 | $8,000,000 | 9 | Jul 21 | sec.gov |
| Seattle Funding Group, Ltd. | Other | Bellevue | WA | $875,000 | $875,000 | 5 | Jul 21 | sec.gov |
| Verses AI Inc. | Other Technology | Los Angeles | CA | $871,126 | $871,126 | 8 | Jul 21 | sec.gov |
| Clockout Inc. (amended) | Other Technology | Middletown | DE | $756,000 | Indefinite | 57 | Jul 21 | sec.gov |
| Pikes Peak Capital Opportunity I LLC | Other Real Estate | Denver | CO | $750,000 | $1,000,000 | 5 | Jul 21 | sec.gov |
| Synthology LLC | Other | Reno | NV | $622,664 | $1,200,000 | 10 | Jul 21 | sec.gov |
| Rextie LLC | Other Technology | Lima | $500,000 | $500,000 | 1 | Jul 21 | sec.gov | |
| DocketScope, Inc. | Other | Arlington | VA | $400,000 | $400,000 | 3 | Jul 21 | sec.gov |
| Braavos Financial Solutions Ltd. | Other Technology | Grand Cayman | $300,000 | $500,000 | 2 | Jul 21 | sec.gov | |
| Page Walton Industrial Property Investors LP | Commercial | Dallas | TX | $241,000 | $4,722,450 | 4 | Jul 21 | sec.gov |
| House of Dreamr Inc. | Other | Austin | TX | $235,000 | $400,000 | 7 | Jul 21 | sec.gov |
| SCRE Annex QOF, LLC | Other Real Estate | Buffalo | NY | $131,000 | $2,200,000 | 1 | Jul 21 | sec.gov |
| Biked Forward, LLC (amended) | Other | Grand Rapids | MI | $120,000 | $1,000,000 | 7 | Jul 21 | sec.gov |
| Maahk Holdings L.L.C. | Other | Washington | DC | $100,000 | $600,000 | 1 | Jul 21 | sec.gov |
| LENDONATE, INC. | Other | Cupertino | CA | $100,000 | $100,000 | 4 | Jul 21 | sec.gov |
| BVCAP NB Investors LLC | Commercial | Dallas | TX | $67,000 | $21,042,500 | 1 | Jul 21 | sec.gov |
| LOST FR8 INC | Other Technology | Scottsdale | AZ | $12,500 | Indefinite | 1 | Jul 21 | sec.gov |
| FunMags Toys, LLC | Other | Fort Wayne | IN | $10,000 | $80,000 | 1 | Jul 21 | sec.gov |
| BCEC - Port Holdings (Delaware), LP (amended) | Other | New York | NY | $1 | Indefinite | 25 | Jul 21 | sec.gov |
| TelosAir Corp. | Other Technology | Potsdam | NY | $0 | $750,000 | 0 | Jul 21 | sec.gov |
| Evoque Fund, LLC | REITS and Finance | Santa Monica | CA | $0 | Indefinite | 0 | Jul 21 | sec.gov |
| Slabtown Holdings LLC | Commercial | Portland | OR | $0 | $2,550,000 | 0 | Jul 21 | sec.gov |
| CMF West & Central US IV, LLC | Other Real Estate | Tampa | FL | $0 | $8,000,000 | 0 | Jul 21 | sec.gov |
| HF Hilton Homewood LLC | Other Real Estate | Indianapolis | IN | $0 | $718,000 | 0 | Jul 21 | sec.gov |
| CASCADE PET SUPPLY LLC | Other | Seattle | WA | $0 | $960,000 | 0 | Jul 21 | sec.gov |
| Christina Crossing SC Realty Fund LLC | Other Real Estate | Red Bank | NJ | $0 | $20,040,900 | 0 | Jul 21 | sec.gov |
| Prestige Fund E I, LLC | Other | Lancaster | PA | $0 | $100,000,000 | 0 | Jul 21 | sec.gov |
| EB5 Capital - Jobs Fund 33, LLC | Commercial | Bethesda | MD | $0 | $5,600,000 | 0 | Jul 21 | sec.gov |
| EB5 Capital - Jobs Fund 38, LLC | Residential | Bethesda | MD | $0 | $40,000,000 | 0 | Jul 21 | sec.gov |
| Synthology LLC | Other | Reno | NV | $0 | $1 | 7 | Jul 21 | sec.gov |
| Defy Photo Shield, LLC | Other Technology | Merrick | NY | $0 | $1,000,000 | 0 | Jul 21 | sec.gov |
| Heartland Dental Holding Corp | Other Health Care | Effingham | IL | $0 | Indefinite | 0 | Jul 21 | sec.gov |
| OP Music Square East Holdings, LLC | Commercial | Nashville | TN | $0 | $2,000,000 | 0 | Jul 21 | sec.gov |
| Gold Flora Corp. | Other | Costa Mesa | CA | $0 | Indefinite | 92 | Jul 21 | sec.gov |
July 24, 2023 · July 20, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.