Data / Form D filings / Jul 20
Form D filings, July 20, 2023: 79 companies raised $3.65 billion
79 operating companies filed a Form D on July 20, 2023, reporting $3.65 billion sold. Largest: Clarion Gables Multifamily Trust, L.P. ($2.89 billion), WaCap - O Direct Lending Fund Unlevered Feeder LLC ($192.8 million), PROVIDENT MORTGAGE TRUST INC ($152.7 million). The median filing is $2.5 million, and 136 pooled investment funds also filed that day.
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- 79Form D filings
- $3.65 billionreported sold
- $2.5 millionmedian amount sold
- TXmost filings (10)
Most filings by state: TX 10, CA 9, NY 8, WA 5, AZ 4. By industry: Other Technology 23, Other 12, Commercial 12, Other Real Estate 7.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Clarion Gables Multifamily Trust, L.P. (amended) | Other Real Estate | New York | NY | $2,891,201,000 | Indefinite | 78 | Jul 20 | sec.gov |
| WaCap - O Direct Lending Fund Unlevered Feeder LLC (amended) | Investing | Seattle | WA | $192,750,000 | Indefinite | 8 | Jul 20 | sec.gov |
| PROVIDENT MORTGAGE TRUST INC (amended) | REITS and Finance | Santa Rosa | CA | $152,716,590 | Indefinite | 317 | Jul 20 | sec.gov |
| CGMT OP, L.P. (amended) | Other Real Estate | New York | NY | $106,075,000 | Indefinite | 23 | Jul 20 | sec.gov |
| Peer Inc. (amended) | Other Technology | Bellevue | WA | $33,900,000 | $170,000,000 | 47 | Jul 20 | sec.gov |
| Caduceus Early Stage Digital Health Fund I, LP (amended) | Investing | Brentwood | TN | $28,876,921 | $100,000,000 | 36 | Jul 20 | sec.gov |
| First Stop Holdings, LLC | Other Health Care | Chicago | IL | $23,977,227 | $23,977,227 | 60 | Jul 20 | sec.gov |
| Rhino MT Andover LLC | Commercial | Boston | MA | $18,600,000 | $18,600,000 | 294 | Jul 20 | sec.gov |
| GRANITE PEAK TEMPE LLC | Commercial | Genoa | NV | $17,995,000 | $18,950,000 | 28 | Jul 20 | sec.gov |
| BLDP SC 1Eleven, LP | Construction | Dallas | TX | $17,033,644 | $17,033,644 | 70 | Jul 20 | sec.gov |
| Conceivable Life Sciences Inc. | Other Health Care | New York | NY | $16,975,000 | $20,000,000 | 11 | Jul 20 | sec.gov |
| Cartwright Family Apartments, LP | Residential | Tustin | CA | $15,147,748 | $15,147,748 | 1 | Jul 20 | sec.gov |
| Aclarity, Inc. | Other | Mansfield | MA | $12,849,987 | $15,000,000 | 7 | Jul 20 | sec.gov |
| Headgum Inc. (amended) | Other | Los Angeles | CA | $12,461,063 | $14,999,985 | 27 | Jul 20 | sec.gov |
| Gopher US RE Opportunity Fund III LLC (amended) | Commercial | New York | NY | $9,520,500 | Indefinite | 12 | Jul 20 | sec.gov |
| Hampr, Inc. (amended) | Other Technology | Lafayette | LA | $6,658,495 | $7,589,673 | 16 | Jul 20 | sec.gov |
| Prevalent, Inc. (amended) | Computers | Phoenix | AZ | $6,236,499 | Indefinite | 11 | Jul 20 | sec.gov |
| PDC Acworth MF Investors, LLC | Other Real Estate | Atlanta | GA | $6,205,000 | $6,400,000 | 45 | Jul 20 | sec.gov |
| LifeLine Monument I LLC | Other | Beverly Hills | CA | $5,457,000 | $5,457,000 | 20 | Jul 20 | sec.gov |
| SCYTHE Inc. | Other Technology | Arlington | VA | $5,249,989 | $6,000,000 | 3 | Jul 20 | sec.gov |
| Eagle Creek Holdings, LLC | Other | Steamboat Springs | CO | $5,000,000 | $5,000,000 | 6 | Jul 20 | sec.gov |
| 1809 COX 168, LLC | Commercial | Lehi | UT | $4,865,000 | $4,865,000 | 32 | Jul 20 | sec.gov |
| Sienna Naturals Inc. | Other | Los Angeles | CA | $4,775,426 | $7,663,425 | 34 | Jul 20 | sec.gov |
| Cranium Al, Inc. | Other Technology | Short Hills | NJ | $4,650,000 | $6,000,000 | 28 | Jul 20 | sec.gov |
| CPSC2, LLC | Other Real Estate | Atlanta | GA | $4,338,068 | $4,500,000 | 11 | Jul 20 | sec.gov |
| BDC/Anaheim Investors, LLC | Commercial | Portland | OR | $4,250,000 | $4,250,000 | 5 | Jul 20 | sec.gov |
| RCI Preserve, LLC (amended) | Other Real Estate | Vancouver | WA | $4,135,000 | $50,000,000 | 37 | Jul 20 | sec.gov |
| Construex Inc. | Other Technology | Quito | $4,119,998 | $6,120,000 | 8 | Jul 20 | sec.gov | |
| Pearce LT, LLC | Commercial | Houston | TX | $3,520,000 | $3,520,000 | 46 | Jul 20 | sec.gov |
| RODG DT Pine Haven Horizontal LLC | Commercial | Austin | TX | $3,070,000 | $3,070,000 | 37 | Jul 20 | sec.gov |
| TECH M3, INC. | Other Technology | Pontiac | MI | $2,825,012 | $6,000,000 | 7 | Jul 20 | sec.gov |
| Nuclearn Inc. | Other Technology | Phoenix | AZ | $2,500,000 | $2,500,000 | 2 | Jul 20 | sec.gov |
| Workflow Labs Inc. | Other Technology | Seattle | WA | $2,460,000 | $2,760,000 | 10 | Jul 20 | sec.gov |
| Heliostar Metals Ltd. | Other | Vancouver | $2,326,116 | $3,897,815 | 2 | Jul 20 | sec.gov | |
| Bonumose, Inc. | Other | Charlottesville | VA | $2,000,000 | $10,000,000 | 1 | Jul 20 | sec.gov |
| Mountain Health Technologies, Inc. | Other Health Care | Minneapolis | MN | $2,000,000 | $2,000,000 | 4 | Jul 20 | sec.gov |
| FrikinTech, Inc. (amended) | Other Technology | Williston | VT | $1,728,286 | $2,000,000 | 8 | Jul 20 | sec.gov |
| Win Win Tech Inc. (amended) | Other Technology | New York | NY | $1,650,000 | $1,650,000 | 9 | Jul 20 | sec.gov |
| ATCC Property Group, LLC | Commercial | Las Vegas | NV | $1,158,000 | $2,333,000 | 15 | Jul 20 | sec.gov |
| Akili Network USA, LLC | Other | New York | NY | $1,075,173 | $2,000,000 | 9 | Jul 20 | sec.gov |
| MERIT CRO, Inc. | Other Technology | Madison | WI | $1,075,000 | $1,100,000 | 2 | Jul 20 | sec.gov |
| NexPoint Life Sciences II DST (amended) | Other Real Estate | Dallas | TX | $999,222 | $40,489,695 | 5 | Jul 20 | sec.gov |
| REDT, LLC | Residential | Denver | CO | $925,000 | $5,000,000 | 9 | Jul 20 | sec.gov |
| EIP Pharma, Inc. | Biotechnology | Boston | MA | $810,000 | $810,000 | 2 | Jul 20 | sec.gov |
| Rebound Technologies, Inc. | Other Technology | Commerce City | CO | $759,205 | $5,000,000 | 3 | Jul 20 | sec.gov |
| Tocaro Blue, LLC | Other Technology | Pensacola | FL | $750,000 | $3,000,000 | 7 | Jul 20 | sec.gov |
| Heru, Inc. | Other Health Care | Miami | FL | $720,000 | $1,000,000 | 7 | Jul 20 | sec.gov |
| 315 ORKILA LLC | Other | Boston | MA | $645,000 | $645,000 | 8 | Jul 20 | sec.gov |
| Sunflower Labs Inc. | Other Technology | San Carlos | CA | $505,000 | $505,000 | 5 | Jul 20 | sec.gov |
| Syncwords, Inc. | Investing | New York | NY | $500,000 | $3,000,000 | 1 | Jul 20 | sec.gov |
| Machfu Inc. | Other Technology | Rockville | MD | $500,000 | $1,200,000 | 9 | Jul 20 | sec.gov |
| 1104Health, Inc. | Other Technology | Bethesda | MD | $350,000 | $1,000,000 | 5 | Jul 20 | sec.gov |
| OPEN DOORS PARTNERS, LLC | Other | Woodside | CA | $260,000 | $260,000 | 5 | Jul 20 | sec.gov |
| Digital Health Navigation Solutions, Inc. (amended) | Other Technology | Winston-Salem | NC | $218,500 | $1,000,000 | 2 | Jul 20 | sec.gov |
| Sofi Newby II Joint Venture | Oil and Gas | Prosper | TX | $150,198 | $450,000 | 3 | Jul 20 | sec.gov |
| MAX529, INC. | Other Technology | Roseville | CA | $150,000 | $150,000 | 4 | Jul 20 | sec.gov |
| Felida1 LLC | Commercial | Scottsdale | AZ | $100,000 | $1,500,000 | 1 | Jul 20 | sec.gov |
| Fidotek Corp | Other Technology | Oro Valley | AZ | $60,000 | Indefinite | 1 | Jul 20 | sec.gov |
| CAI Las Vegas Hotel Partners, LLC (amended) | Commercial | Las Vegas | NV | $50,000 | $17,300,000 | 1 | Jul 20 | sec.gov |
| KM Realty Investment Trust, Inc. | REITS and Finance | Houston | TX | $35,000 | $61,000,000 | 0 | Jul 20 | sec.gov |
| Slingshot USA LLC | Other | Wilmington | DE | $27,500 | Indefinite | 1 | Jul 20 | sec.gov |
| Eckard Pebble, LLC | Oil and Gas | Allen | TX | $25,000 | Indefinite | 1 | Jul 20 | sec.gov |
| Coherence Technologies Inc./British Virgin Islands | Other Technology | Road Town, Tortola | $14,420 | $14,420 | 2 | Jul 20 | sec.gov | |
| MyStreme, Inc. | Other Technology | Denver | CO | $10,000 | Indefinite | 2 | Jul 20 | sec.gov |
| F9 System Inc. | Other Technology | Lacey | WA | $0 | $10,000,000 | 0 | Jul 20 | sec.gov |
| Decker 223 LLC | Commercial | Carslbad | CA | $0 | $1,700,000 | 0 | Jul 20 | sec.gov |
| 7132 Lawndale, LLC | Commercial | Houston | TX | $0 | $3,500,000 | 0 | Jul 20 | sec.gov |
| AEQUITY REAL ESTATE FUND LP | Residential | Naples | FL | $0 | $5,000,000 | 0 | Jul 20 | sec.gov |
| AEQUITY REAL ESTATE FUND LP | Residential | Naples | FL | $0 | $5,000,000 | 0 | Jul 20 | sec.gov |
| Hew-Tex/Omega SWD LLC | Oil and Gas | Houston | TX | $0 | $1,293,750 | 0 | Jul 20 | sec.gov |
| Truealty Holdings LLC (amended) | Other | Fairfax | VA | $0 | $10,000,000 | 0 | Jul 20 | sec.gov |
| Main Street Solar Fund II, LLC | Other Energy | Oxford | MS | $0 | $125,000,000 | 0 | Jul 20 | sec.gov |
| Main Street Solar Fund I, LLC | Other Energy | Oxford | MS | $0 | $125,000,000 | 0 | Jul 20 | sec.gov |
| PELOTON TECHNOLOGIES, INC. | Other Banking and Financial Services | Victoria | $0 | Indefinite | 0 | Jul 20 | sec.gov | |
| LSA 3-QP LLC | Oil and Gas | Pittsburgh | PA | $0 | $15,000,000 | 0 | Jul 20 | sec.gov |
| PREIshare Real Estate Liquidity Fund, LLC | Other Real Estate | Salt Lake City | UT | $0 | $100,000,000 | 0 | Jul 20 | sec.gov |
| Great Dane Holding, LLC (amended) | Other Technology | Latham | NY | $0 | Indefinite | 42 | Jul 20 | sec.gov |
| GZI HUB INC | Computers | Washington | DC | $0 | $2,150,000 | 0 | Jul 20 | sec.gov |
| Kroh Diversified Oil & Gas Fund I, LP (amended) | Oil and Gas | Fort Worth | TX | $0 | $20,000,000 | 0 | Jul 20 | sec.gov |
July 21, 2023 · July 19, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.