Data / Form D filings / Jul 17
Form D filings, July 17, 2023: 74 companies raised $1.03 billion
74 operating companies filed a Form D on July 17, 2023, reporting $1.03 billion sold. Largest: Virtus Real Estate Capital IV, LP ($227.1 million), Lightspeed Commerce Inc. ($221.9 million), Pembrook Community Investors I (REIT) LLC ($191.6 million). The median filing is $2.3 million, and 130 pooled investment funds also filed that day.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
- 74Form D filings
- $1.03 billionreported sold
- $2.3 millionmedian amount sold
- NYmost filings (9)
Most filings by state: NY 9, CA 9, TX 8, CO 5, MA 4. By industry: Other 25, Other Technology 16, Commercial 8, Other Health Care 5.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Virtus Real Estate Capital IV, LP | Other Real Estate | Austin | TX | $227,051,001 | $900,000,000 | 18 | Jul 17 | sec.gov |
| Lightspeed Commerce Inc. (amended) | Other Technology | Montreal | $221,898,696 | $222,520,892 | 50 | Jul 17 | sec.gov | |
| Pembrook Community Investors I (REIT) LLC (amended) | REITS and Finance | New York | NY | $191,553,507 | Indefinite | 366 | Jul 17 | sec.gov |
| Scaleworks Fund III LP | Other | San Antonio | TX | $110,000,000 | $110,000,000 | 92 | Jul 17 | sec.gov |
| Evolution Parent, Inc. (amended) | Other Banking and Financial Services | New York | NY | $42,066,400 | $63,516,527 | 24 | Jul 17 | sec.gov |
| Kinaset Therapeutics, Inc. (amended) | Pharmaceuticals | Medfield | MA | $28,500,000 | $41,000,000 | 3 | Jul 17 | sec.gov |
| Yoshi, Inc. | Other | Nashville | TN | $25,688,885 | $40,688,616 | 7 | Jul 17 | sec.gov |
| Kolena Inc. | Other Technology | Oakland | CA | $18,130,003 | $20,680,000 | 19 | Jul 17 | sec.gov |
| CX Station at Clift Farm, DST (amended) | Other Real Estate | Tampa | FL | $15,052,562 | $69,424,166 | 33 | Jul 17 | sec.gov |
| CarbonChain, Inc. | Other Technology | Dover | DE | $12,038,996 | $12,038,996 | 31 | Jul 17 | sec.gov |
| Navitas West Texas Investments SPV LLC | Other Real Estate | Franktown | CO | $11,725,000 | $14,000,000 | 16 | Jul 17 | sec.gov |
| Oilex Holding LLC | Retailing | Fairfield | NJ | $9,595,000 | $9,595,000 | 11 | Jul 17 | sec.gov |
| IMAGEN DENTAL PARTNERS, LLC | Other Health Care | Scottsdale | AZ | $8,660,000 | $10,000,000 | 22 | Jul 17 | sec.gov |
| Chamberlain Coffee Inc. | Other | Los Angeles | CA | $7,024,600 | $7,500,000 | 22 | Jul 17 | sec.gov |
| USI ACQUISITION HOLDINGS LLC | Other | Sudbury | MA | $6,645,000 | $6,800,000 | 22 | Jul 17 | sec.gov |
| TigerBeetle, Inc. | Other Technology | San Francisco | CA | $6,492,490 | $6,499,995 | 12 | Jul 17 | sec.gov |
| AV Elgin 46 Investors LLC | Commercial | Austin | TX | $6,275,000 | $10,000,000 | 43 | Jul 17 | sec.gov |
| Wyoming Reserve Opportunity Zone Fund Corp | Business Services | Casper | WY | $5,450,400 | $50,000,000 | 6 | Jul 17 | sec.gov |
| Graupel Inc | Other Technology | Fort Lauderdale | FL | $5,261,027 | $10,225,000 | 48 | Jul 17 | sec.gov |
| AceLab, Inc. | Other | Brooklyn | NY | $5,250,001 | $5,250,001 | 14 | Jul 17 | sec.gov |
| RBI NM Investment Holdings LLC | Other Real Estate | Columbus | OH | $5,000,000 | $110,100,000 | 6 | Jul 17 | sec.gov |
| BODYSHOPBIDS, INC. | Other | Chicago | IL | $4,999,997 | $4,999,997 | 1 | Jul 17 | sec.gov |
| SRHWC Partners, LP | Commercial | Santa Barbara | CA | $4,600,000 | $6,200,000 | 30 | Jul 17 | sec.gov |
| Peregrine Turbine Technologies, LLC (amended) | Other Energy | Wiscasset | ME | $4,456,000 | $10,000,000 | 11 | Jul 17 | sec.gov |
| SYND2-23 LLC (amended) | Other | Austin | TX | $4,310,000 | $6,550,000 | 25 | Jul 17 | sec.gov |
| Zivo Bioscience, Inc. | Biotechnology | Bloomfield Hills | MI | $3,999,960 | $3,999,960 | 1 | Jul 17 | sec.gov |
| NitroFix, Inc. | Other Technology | Petach Tikva | $3,625,000 | $3,625,000 | 16 | Jul 17 | sec.gov | |
| Hockey Parent Holdings, L.P. | Other | Chicago | IL | $2,882,770 | $2,882,770 | 5 | Jul 17 | sec.gov |
| HF Marketable Securities Pool, LLC | Other | Knoxville | TN | $2,670,000 | Indefinite | 1 | Jul 17 | sec.gov |
| TRINNIUM OAKS LLC | Residential | Park City | UT | $2,495,000 | $6,000,000 | 13 | Jul 17 | sec.gov |
| AL Opportunity Fund I, LLC (amended) | Residential | Portage | MI | $2,300,000 | $35,000,000 | 6 | Jul 17 | sec.gov |
| Sonnet BioTherapeutics Holdings, Inc. | Biotechnology | Princeton | NJ | $2,250,000 | $2,250,000 | 1 | Jul 17 | sec.gov |
| INCENTIV, INC. | Other Technology | Brooklyn | NY | $2,000,000 | $4,000,000 | 1 | Jul 17 | sec.gov |
| Beechwood Fund LLC | Other Banking and Financial Services | Wilmington | DE | $2,000,000 | Indefinite | 22 | Jul 17 | sec.gov |
| GameOn Entertainment Technologies Inc. | Other | Vancouver | $2,000,000 | $2,000,000 | 1 | Jul 17 | sec.gov | |
| Xperience Robotics, Inc. | Other Health Care | Virginia Beach | VA | $1,660,000 | $1,660,000 | 27 | Jul 17 | sec.gov |
| Xperience Robotics, Inc. | Other Health Care | Virginia Beach | VA | $1,645,000 | $3,000,000 | 15 | Jul 17 | sec.gov |
| Offbeat Ventures, LLC (amended) | Retailing | Denver | CO | $1,627,508 | $2,137,135 | 3 | Jul 17 | sec.gov |
| Longevo, Inc. | Other Technology | Dover | DE | $1,499,998 | $1,499,998 | 5 | Jul 17 | sec.gov |
| HF Hedge Fund Pool, LLC | Other | Knoxville | TN | $1,280,000 | Indefinite | 1 | Jul 17 | sec.gov |
| Greenfly, Inc. | Other Technology | Santa Monica | CA | $1,109,100 | $1,109,100 | 6 | Jul 17 | sec.gov |
| RIDGE & VALLEY REALTY, INC. | Other | Colorado Springs | CO | $1,092,500 | $1,092,500 | 1 | Jul 17 | sec.gov |
| RMRS Cedar Rapid Partners LLC | Commercial | Carrollton | TX | $999,996 | $3,000,000 | 19 | Jul 17 | sec.gov |
| Xperience Robotics, Inc. | Other Health Care | Virginia Beach | VA | $976,000 | $976,000 | 15 | Jul 17 | sec.gov |
| Luca Mining Corp. | Other | Vancouver | $807,576 | $807,576 | 4 | Jul 17 | sec.gov | |
| Permex Petroleum Corp | Oil and Gas | Dallas | TX | $754,013 | $754,013 | 11 | Jul 17 | sec.gov |
| Imagen Cornerstone Support Services, LLC | Other Health Care | Scottsdale | AZ | $707,181 | $1,447,181 | 1 | Jul 17 | sec.gov |
| MindAptiv, LLC | Other Technology | Denver | CO | $675,293 | $675,293 | 21 | Jul 17 | sec.gov |
| Artet Group Investors III, LLC | Other | Brooklyn | NY | $663,595 | $900,000 | 4 | Jul 17 | sec.gov |
| AV Elgin 46 QOF Investors LLC | Commercial | Austin | TX | $650,000 | $4,000,000 | 3 | Jul 17 | sec.gov |
| Sarcio, Inc. | Biotechnology | Apple Valley | MN | $607,503 | $750,000 | 13 | Jul 17 | sec.gov |
| Upfit Training, LLC | Other | New York | NY | $524,995 | $900,000 | 2 | Jul 17 | sec.gov |
| D. Science Co. | Other Technology | Seattle | WA | $495,141 | $637,500 | 5 | Jul 17 | sec.gov |
| Trace Sensing Technologies Inc. (amended) | Other Technology | Wallingford | CT | $450,000 | $700,000 | 2 | Jul 17 | sec.gov |
| SEP 1601 LESTER RD HOLDINGS LLC | Commercial | Daphne | AL | $400,000 | $400,000 | 4 | Jul 17 | sec.gov |
| Kyra Medical, Inc. | Other Technology | Northborough | MA | $173,012 | $173,012 | 14 | Jul 17 | sec.gov |
| NALA PODS, LLC | Other | New York | NY | $100,000 | Indefinite | 1 | Jul 17 | sec.gov |
| Bernhard Taras Ventures, LLC | Other | Melbourne Beach | FL | $100,000 | $1,000,000 | 4 | Jul 17 | sec.gov |
| 82investments -- Looma SPV LLC | Other | Severna Park | MD | $61,000 | $300,000 | 4 | Jul 17 | sec.gov |
| Amber Beach Management LLC | Other | New York | NY | $55,000 | $55,000 | 10 | Jul 17 | sec.gov |
| 1329306 B.C. Ltd. | Other | Vancouver | $29,341 | $29,341 | 2 | Jul 17 | sec.gov | |
| Blue Canyon New Bedford, LLC | Other | Burlington | MA | $0 | $2,000,000 | 0 | Jul 17 | sec.gov |
| Northerly Apts LLC | Commercial | Scottsdale | AZ | $0 | $20,000,000 | 0 | Jul 17 | sec.gov |
| TC Brookhill LLC | Commercial | Denver | CO | $0 | $8,350,000 | 50 | Jul 17 | sec.gov |
| CHOCOLATE RESCUE FOR DOGS CO | Biotechnology | Germantown | WI | $0 | $155,000 | 0 | Jul 17 | sec.gov |
| Bell Capital Fund 1 LLC | Commercial | Oceanside | CA | $0 | $50,000,000 | 0 | Jul 17 | sec.gov |
| NCWFC, LLC | Other | Raleigh | NC | $0 | $15,000,000 | 0 | Jul 17 | sec.gov |
| Phantom Space Corp | Other Technology | Tucson | AZ | $0 | $60,000,000 | 0 | Jul 17 | sec.gov |
| Wand TopCo Inc. | Other | Lewisville | TX | $0 | Indefinite | 0 | Jul 17 | sec.gov |
| FUNR | Other Technology | La Jolla | CA | $0 | Indefinite | 0 | Jul 17 | sec.gov |
| FUNR (amended) | Other Technology | La Jolla | CA | $0 | Indefinite | 0 | Jul 17 | sec.gov |
| Sunburst Film Production, LLC | Other | Westlake Village | CA | $0 | $3,500,000 | 0 | Jul 17 | sec.gov |
| NAMCO Multi Fund LLC | Other | New York | NY | $0 | Indefinite | 0 | Jul 17 | sec.gov |
| ZenniHome QOF LLC | Investing | Salt Lake City | UT | $0 | $25,000,000 | 0 | Jul 17 | sec.gov |
July 18, 2023 · July 14, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.