Data / Form D filings / Jul 14
Form D filings, July 14, 2023: 95 companies raised $1.84 billion
95 operating companies filed a Form D on July 14, 2023, reporting $1.84 billion sold. Largest: FMREIT Operating Partnership LP ($442.2 million), Bridge Net Lease Industrial Income Fund LP ($288.9 million), CRA Funding II, LLC ($274.7 million). The median filing is $2.3 million, and 223 pooled investment funds also filed that day.
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- 95Form D filings
- $1.84 billionreported sold
- $2.3 millionmedian amount sold
- CAmost filings (15)
Most filings by state: CA 15, NY 12, TX 7, MA 6, CO 5. By industry: Other Technology 28, Other 25, Commercial 5, Other Real Estate 5.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| FMREIT Operating Partnership LP | REITS and Finance | Denver | CO | $442,164,025 | $479,707,088 | 644 | Jul 14 | sec.gov |
| Bridge Net Lease Industrial Income Fund LP (amended) | Other Banking and Financial Services | Sandy | UT | $288,894,080 | Indefinite | 399 | Jul 14 | sec.gov |
| CRA Funding II, LLC (amended) | Other Banking and Financial Services | New York | NY | $274,709,824 | Indefinite | 67 | Jul 14 | sec.gov |
| Diversified Residential Portfolio III DST (amended) | Other Real Estate | Oak Brook | IL | $173,600,026 | $209,327,056 | 303 | Jul 14 | sec.gov |
| Cardurion Pharmaceuticals, Inc. (amended) | Biotechnology | Burlington | MA | $128,125,000 | $128,125,000 | 2 | Jul 14 | sec.gov |
| I-Pulse Inc. | Other Technology | Vancouver | $79,359,616 | $79,359,616 | 1 | Jul 14 | sec.gov | |
| Mint Aggregator LP | Other | New York | NY | $44,208,845 | $44,208,845 | 9 | Jul 14 | sec.gov |
| Payjoy Asset Fund LLC | Other Banking and Financial Services | San Francisco | CA | $38,935,300 | $80,000,000 | 58 | Jul 14 | sec.gov |
| Virtualitics, Inc. | Other Technology | Pasadena | CA | $37,053,378 | $42,393,395 | 26 | Jul 14 | sec.gov |
| GS Finance Corp. | Investment Banking | New York | NY | $24,000,000 | $24,000,000 | 1 | Jul 14 | sec.gov |
| Students of Wealth, Inc. (amended) | Other | New York | NY | $23,876,890 | $25,088,572 | 31 | Jul 14 | sec.gov |
| NexPoint Storage IV DST (amended) | Other Real Estate | Dallas | TX | $22,642,029 | $70,344,106 | 78 | Jul 14 | sec.gov |
| Verismo Therapeutics, Inc. | Pharmaceuticals | Philadelphia | PA | $19,150,012 | Indefinite | 7 | Jul 14 | sec.gov |
| Haven at Midtown LLC (amended) | Residential | Phoenix | AZ | $18,527,000 | Indefinite | 112 | Jul 14 | sec.gov |
| Atento Luxco 1 S.A. | Telecommunications | Luxembourg | $17,000,004 | $17,000,004 | 21 | Jul 14 | sec.gov | |
| Azalea Growth Partners, LLC | Other | Cerritos | CA | $15,475,000 | $15,475,000 | 28 | Jul 14 | sec.gov |
| Lewis Group Holdings, LLC | Other | Rye | NY | $15,262,500 | $15,262,500 | 9 | Jul 14 | sec.gov |
| Groff North America, LLC | Pharmaceuticals | Red Lion | PA | $13,098,333 | $17,598,333 | 24 | Jul 14 | sec.gov |
| 10000, Inc. | Other | San Francisco | CA | $11,921,115 | Indefinite | 52 | Jul 14 | sec.gov |
| RYP LABS, INC. (amended) | Other Technology | Bothell | WA | $10,751,908 | $11,267,501 | 29 | Jul 14 | sec.gov |
| Atento Luxco 1 S.A. | Telecommunications | Luxembourg | $10,732,055 | $10,732,055 | 21 | Jul 14 | sec.gov | |
| Watershed Health, Inc. (amended) | Other Health Care | New Orleans | LA | $9,819,565 | $13,244,565 | 14 | Jul 14 | sec.gov |
| CBUS Opportunity Zone Fund III LLC (amended) | Residential | Columbus | OH | $9,154,129 | $50,000,000 | 38 | Jul 14 | sec.gov |
| Aidium, Inc. (amended) | Other Technology | Boulder | CO | $9,125,005 | $9,125,005 | 3 | Jul 14 | sec.gov |
| Skillit Inc. | Other | New York | NY | $8,500,000 | $8,500,000 | 3 | Jul 14 | sec.gov |
| MedTel.com Inc. | Other Technology | Old Greenwich | CT | $6,400,534 | $10,000,000 | 31 | Jul 14 | sec.gov |
| AllSpice Inc. | Other Technology | Somerville | MA | $5,999,994 | $5,999,994 | 8 | Jul 14 | sec.gov |
| GENERAL GRAPHENE Corp | Other Technology | Knoxville | TN | $4,664,200 | $4,800,000 | 3 | Jul 14 | sec.gov |
| Sea of Cortez Holdco LLC | Commercial | Austin | TX | $4,660,000 | $5,835,000 | 40 | Jul 14 | sec.gov |
| Arch Systems Inc. | Other Technology | Palo Alto | CA | $4,500,000 | $7,500,000 | 1 | Jul 14 | sec.gov |
| Furno Materials Inc. | Other Technology | Palo Alto | CA | $4,499,992 | $5,000,000 | 2 | Jul 14 | sec.gov |
| HUBPAY INC. | Other Banking and Financial Services | Abu Dhabi | $4,118,136 | $8,201,604 | 5 | Jul 14 | sec.gov | |
| Roam Co LLC | Business Services | Atlanta | GA | $4,050,000 | $4,050,000 | 11 | Jul 14 | sec.gov |
| Repool, Inc. | Other Technology | New York | NY | $3,710,000 | $3,710,000 | 37 | Jul 14 | sec.gov |
| Ascent Fairway Investors LLC | Residential | Phoenix | AZ | $3,675,000 | $6,000,000 | 13 | Jul 14 | sec.gov |
| WAWILD Holdings, LLC | Other Real Estate | Austin | TX | $3,570,000 | $3,810,306 | 22 | Jul 14 | sec.gov |
| GENERAL GRAPHENE Corp | Other Technology | Knoxville | TN | $3,414,200 | $4,800,000 | 3 | Jul 14 | sec.gov |
| Scalvy Inc. | Other Technology | Sunnyvale | CA | $3,000,000 | $5,000,000 | 11 | Jul 14 | sec.gov |
| MedVet Associates, LLC | Other | Worthington | OH | $3,000,000 | $3,000,000 | 40 | Jul 14 | sec.gov |
| Kyra Medical, Inc. | Other Technology | Northborough | MA | $2,600,745 | $2,600,745 | 14 | Jul 14 | sec.gov |
| IPG Monica Partners, LLC | Commercial | Newport Beach | CA | $2,465,000 | $3,500,000 | 23 | Jul 14 | sec.gov |
| Enabled Play, Inc. | Other Technology | Wilmington | MA | $2,400,000 | $2,500,000 | 12 | Jul 14 | sec.gov |
| Crop One Holdings, Inc. | Other Technology | Millis | MA | $2,300,000 | $2,300,000 | 1 | Jul 14 | sec.gov |
| Steelhead Composites, Inc. | Other Technology | Golden | CO | $1,896,235 | $5,000,000 | 32 | Jul 14 | sec.gov |
| Fraser Road Capital LLC (amended) | Other | Palm Beach Gardens | FL | $1,776,250 | $1,776,250 | 10 | Jul 14 | sec.gov |
| Fraser Road Capital LLC | Other | Palm Beach Gardens | FL | $1,776,250 | $1,776,250 | 10 | Jul 14 | sec.gov |
| BioSig AI Sciences, Inc. | Other Health Care | Westport | CT | $1,710,000 | $1,710,000 | 16 | Jul 14 | sec.gov |
| Readout AI, Inc. | Computers | La Canada | CA | $1,670,002 | $1,670,002 | 4 | Jul 14 | sec.gov |
| Offbeat Ventures, LLC | Retailing | Denver | CO | $1,589,339 | $2,137,135 | 1 | Jul 14 | sec.gov |
| TP Holdco, LLC | Other | Minneapolis | MN | $1,500,000 | $1,500,000 | 16 | Jul 14 | sec.gov |
| CornerUp, Inc. | Other Technology | New York | NY | $1,500,000 | $4,000,000 | 2 | Jul 14 | sec.gov |
| Algonquin Senior Living DST | Other Real Estate | Oak Brook | IL | $1,397,933 | $46,208,179 | 4 | Jul 14 | sec.gov |
| GSC Shaw Investors, LLC | Residential | Vancouver | WA | $1,282,500 | $1,282,500 | 12 | Jul 14 | sec.gov |
| Collective Financial Services Inc. | Other | San Francisco | CA | $1,200,000 | $4,000,000 | 4 | Jul 14 | sec.gov |
| 548 ENERGY SOLUTIONS, LLC | Other Energy | Chicago | IL | $1,050,000 | $1,050,000 | 9 | Jul 14 | sec.gov |
| Rezzi Corp | Other Technology | Cambridge | MA | $1,000,012 | $1,000,012 | 24 | Jul 14 | sec.gov |
| Glen Oaks Capital Partners I, LLC | Other | Rye | NY | $1,000,000 | $1,000,000 | 1 | Jul 14 | sec.gov |
| GS Finance Corp. | Investment Banking | New York | NY | $1,000,000 | $1,000,000 | 1 | Jul 14 | sec.gov |
| IEQ Rubidoux, LLC | Commercial | San Diego | CA | $910,000 | $1,046,000 | 10 | Jul 14 | sec.gov |
| Bluon, Inc. | Other Technology | Irvine | CA | $899,992 | $4,999,991 | 2 | Jul 14 | sec.gov |
| Good Power Holdings, LLC | Electric Utilities | Houston | TX | $622,500 | $1,000,000 | 1 | Jul 14 | sec.gov |
| When Insurance Agency, Inc. | Other Technology | Highwood | IL | $599,999 | $1,500,000 | 2 | Jul 14 | sec.gov |
| LIJB HLL LLC | Other | New York | NY | $550,000 | $550,000 | 7 | Jul 14 | sec.gov |
| RadUnity Corp. | Other Technology | Madison | WI | $500,000 | $500,000 | 2 | Jul 14 | sec.gov |
| VOXTUR ANALYTICS CORP. | Other | London | $488,033 | $3,041,594 | 19 | Jul 14 | sec.gov | |
| Assistek Inc. | Other Technology | Doylestown | PA | $450,000 | $2,000,000 | 3 | Jul 14 | sec.gov |
| Autopylot, Inc. (amended) | Other Technology | South Burlington | VT | $450,000 | $950,000 | 7 | Jul 14 | sec.gov |
| TIDAL PETROLEUM INC | Oil and Gas | Schertz | TX | $427,537 | $10,524,000 | 3 | Jul 14 | sec.gov |
| Bublish Inc. | Other | Mount Pleasant | SC | $369,995 | $1,250,000 | 3 | Jul 14 | sec.gov |
| Greybrook Hamilton III Trust | Other | Toronto | $285,108 | $285,108 | 5 | Jul 14 | sec.gov | |
| Entreprises Nolk Inc. | Other | Saint-Bruno-De-Montarville | $250,000 | $250,000 | 1 | Jul 14 | sec.gov | |
| Greybrook Hamilton III Trust | Other | Toronto | $231,900 | $231,900 | 5 | Jul 14 | sec.gov | |
| JuneBrain Inc. | Other Technology | Baltimore | MD | $175,000 | $1,000,000 | 3 | Jul 14 | sec.gov |
| ImCare Biotech, Inc. | Biotechnology | Doylestown | PA | $153,402 | $153,402 | 1 | Jul 14 | sec.gov |
| Renewables Emerging Markets LLC (amended) | Other Energy | Alamo | CA | $113,931 | $10,000,000 | 14 | Jul 14 | sec.gov |
| 3D-14 LLC | Other | Litchfield | MN | $95,000 | $10,000,000 | 2 | Jul 14 | sec.gov |
| M3G Technology, Inc. | Other Technology | San Francisco | CA | $75,000 | $2,000,000 | 1 | Jul 14 | sec.gov |
| MineTeck LLC | Other | Evergreen | CO | $70,000 | $5,000,000 | 3 | Jul 14 | sec.gov |
| TDG Gold Corp. | Other | White Rock | $56,835 | $96,619 | 2 | Jul 14 | sec.gov | |
| New Game Plus, Inc. | Other Technology | Seattle | WA | $50,000 | $50,000 | 3 | Jul 14 | sec.gov |
| Fund School, LLC | Other | Oxnard | CA | $45,600 | $100,000 | 9 | Jul 14 | sec.gov |
| NettyArt Corp | Other | Rutherford | NJ | $40,000 | $40,000 | 1 | Jul 14 | sec.gov |
| Enable Interactive Technologies, Inc. | Other Technology | Hollis | NH | $25,000 | $25,000 | 1 | Jul 14 | sec.gov |
| LC3 Inc | Agriculture | Charlotte | VT | $15,120 | $151,200 | 2 | Jul 14 | sec.gov |
| Plurilock Security Inc. | Other | Victoria | $944 | $944 | 1 | Jul 14 | sec.gov | |
| QC Car Wash Fund I, LLC | Commercial | Charlotte | NC | $0 | $50,000,000 | 0 | Jul 14 | sec.gov |
| Kimby Series 004 LLC, a series of Kimby Series LLC | Other | London | $0 | $1,458,000 | 0 | Jul 14 | sec.gov | |
| CES PROPERTIES FUND XXXIII (ADDISON GROVE LOAN) LLC | Other Real Estate | Bellevue | WA | $0 | $3,000,000 | 0 | Jul 14 | sec.gov |
| Placement Fund II LLC | Residential | Gilbert | AZ | $0 | $75,000,000 | 0 | Jul 14 | sec.gov |
| Maxwell Biosciences, Inc. | Biotechnology | Austin | TX | $0 | $25,000,000 | 0 | Jul 14 | sec.gov |
| Candy Digital, Inc. | Other Technology | New York | NY | $0 | Indefinite | 23 | Jul 14 | sec.gov |
| NW Garden City Field 3-D Joint Venture | Oil and Gas | Shavano Park | TX | $0 | $2,220,000 | 0 | Jul 14 | sec.gov |
| Analytics for Life, Inc. (amended) | Other Health Care | Toronto | $0 | $10,000,000 | 0 | Jul 14 | sec.gov | |
| Iroquois Valley Farms LLC | REITS and Finance | Evanston | IL | $0 | $25,000,000 | 0 | Jul 14 | sec.gov |
| Marcus REIT Fund II, L.P. | Commercial | Milwaukee | WI | $0 | $100,000,000 | 0 | Jul 14 | sec.gov |
July 17, 2023 · July 13, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.