Data / Form D filings / Jul 10
Form D filings, July 10, 2023: 91 companies raised $7.38 billion
91 operating companies filed a Form D on July 10, 2023, reporting $7.38 billion sold. Largest: NHIT: Agency MBS Trust ($4.22 billion), CANTOR FITZGERALD, L. P. ($1.21 billion), NHIT: World Credit Asset Trust ($1.12 billion). The median filing is $2.4 million, and 93 pooled investment funds also filed that day.
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- 91Form D filings
- $7.38 billionreported sold
- $2.4 millionmedian amount sold
- CAmost filings (12)
Most filings by state: CA 12, TX 8, NY 7, MA 7, OR 6. By industry: Other 25, Commercial 12, Other Technology 10, Other Banking and Financial Services 9.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| NHIT: Agency MBS Trust (amended) | Investing | Boston | MA | $4,218,814,817 | Indefinite | 34 | Jul 10 | sec.gov |
| CANTOR FITZGERALD, L. P. (amended) | Investment Banking | New York | NY | $1,212,543,974 | Indefinite | 362 | Jul 10 | sec.gov |
| NHIT: World Credit Asset Trust (amended) | Investing | Boston | MA | $1,119,610,198 | Indefinite | 22 | Jul 10 | sec.gov |
| NHIT: CLO Trust (amended) | Investing | Boston | MA | $342,108,644 | Indefinite | 7 | Jul 10 | sec.gov |
| BETA OPPORTUNITY FUND LLC | Other Real Estate | Indianapolis | IN | $60,000,000 | $60,000,000 | 59 | Jul 10 | sec.gov |
| Monument Opportunity Fund V, LLC | Other | Coconut Grove | FL | $55,835,000 | $100,000,000 | 61 | Jul 10 | sec.gov |
| Bee Cave Parkway Partners, LP | Residential | Houston | TX | $49,831,937 | $49,831,937 | 133 | Jul 10 | sec.gov |
| ES Landscape Partners LLC | Other | Washington | DC | $39,442,500 | $39,442,500 | 20 | Jul 10 | sec.gov |
| DXD Self Storage Fund II, LP (amended) | Commercial | Albuquerque | NM | $31,535,000 | $35,000,000 | 61 | Jul 10 | sec.gov |
| DXD Self Storage Fund II, LP (amended) | Commercial | Albuquerque | NM | $31,535,000 | $35,000,000 | 61 | Jul 10 | sec.gov |
| Treasure Topco LLC | Retailing | Northbrook | IL | $27,500,000 | $27,500,000 | 5 | Jul 10 | sec.gov |
| HIS Kingdom Resources Fund (amended) | Other Banking and Financial Services | Pierre | SD | $23,500,000 | $25,000,000 | 92 | Jul 10 | sec.gov |
| SRC Concord Ridge CI, LLC | Other Real Estate | Birmingham | AL | $15,942,000 | $15,942,000 | 32 | Jul 10 | sec.gov |
| WH YOSEMITE HOLDCO, L.L.C. | Commercial | Chicago | IL | $10,100,000 | $10,775,000 | 15 | Jul 10 | sec.gov |
| Amenities Health Inc. | Other Technology | Dallas | TX | $8,813,998 | $11,631,485 | 17 | Jul 10 | sec.gov |
| Forest City Trading Group, LLC | Other | Portland | OR | $8,408,487 | $8,408,487 | 18 | Jul 10 | sec.gov |
| Springwood Hospitality 13 LP | Commercial | York | PA | $8,378,000 | $8,378,000 | 33 | Jul 10 | sec.gov |
| NetRise, Inc. (amended) | Other Technology | Austin | TX | $7,999,996 | $7,999,996 | 19 | Jul 10 | sec.gov |
| 1852 Growth Fund I, LLC | Other | Darien | CT | $7,500,000 | $7,500,000 | 54 | Jul 10 | sec.gov |
| Acretrader 228, LLC | Other Real Estate | Fayetteville | AR | $7,245,000 | $7,245,000 | 235 | Jul 10 | sec.gov |
| AWM Venture Fund IV, LP | Investing | Phoenix | AZ | $6,950,000 | $18,000,000 | 9 | Jul 10 | sec.gov |
| Natomas Labs, Inc. | Other | San Francisco | CA | $6,250,000 | $17,993,224 | 1 | Jul 10 | sec.gov |
| Kartoon Studios, Inc. | Other | Beverly Hills | CA | $5,778,875 | $5,778,875 | 17 | Jul 10 | sec.gov |
| PROMINENT DOMINY FAMILY WELL, L.P. | Oil and Gas | Colorado Springs | CO | $5,521,250 | $6,495,000 | 3 | Jul 10 | sec.gov |
| AssayQuant Technologies, Inc. | Biotechnology | Marlborough | MA | $5,122,385 | $12,000,000 | 21 | Jul 10 | sec.gov |
| Voximetry, Inc. | Other Health Care | Madison | WI | $4,605,000 | $5,000,000 | 51 | Jul 10 | sec.gov |
| Winston Products LLC | Other | Cleveland | OH | $4,250,000 | $4,350,000 | 19 | Jul 10 | sec.gov |
| Bitewell, Inc. | Other | Denver | CO | $3,999,992 | $3,999,992 | 11 | Jul 10 | sec.gov |
| FCTG US Invesco, Inc. (amended) | Other | Portland | OR | $3,854,988 | $3,854,988 | 229 | Jul 10 | sec.gov |
| FCTG US Invesco, Inc. | Other | Portland | OR | $3,854,988 | $3,854,988 | 229 | Jul 10 | sec.gov |
| CQM Fund V Holdings, LLC | Other | Stamford | CT | $3,615,000 | $3,650,000 | 13 | Jul 10 | sec.gov |
| Narrable Inc. | Other Technology | San Francisco | CA | $3,499,998 | $3,499,998 | 6 | Jul 10 | sec.gov |
| Asymmetria Investors III, LLC - Mercury Tech (PS) | Investing | West Des Moines | IA | $3,070,000 | $3,070,000 | 36 | Jul 10 | sec.gov |
| Winchester Acquisition Partners, LLC | Commercial | Mclean | VA | $3,055,000 | $4,200,000 | 8 | Jul 10 | sec.gov |
| Knowify, Inc. | Other Technology | New York | NY | $2,999,993 | $3,000,000 | 4 | Jul 10 | sec.gov |
| Soona Co. | Other | Denver | CO | $2,578,745 | $2,653,745 | 18 | Jul 10 | sec.gov |
| ES Landscape LLC | Other | Washington | DC | $2,500,000 | $2,500,000 | 5 | Jul 10 | sec.gov |
| OT Pharma Fund VIII, LLC | Other | Boston | MA | $2,400,000 | Indefinite | 10 | Jul 10 | sec.gov |
| Hopkins Hern 5 LLC | Commercial | Meridian | ID | $2,350,000 | $2,350,000 | 10 | Jul 10 | sec.gov |
| GroGuru, Inc. | Other | San Diego | CA | $2,254,998 | $3,000,000 | 11 | Jul 10 | sec.gov |
| Origin Opportunity Zone Fund III, LLC | Other Real Estate | Chicago | IL | $2,205,874 | Indefinite | 12 | Jul 10 | sec.gov |
| Willow Neuroscience, Inc. (amended) | Biotechnology | Palo Alto | CA | $2,074,500 | $3,250,000 | 19 | Jul 10 | sec.gov |
| RIOS LODGE, LLC | Other | Bend | OR | $1,774,765 | $1,775,000 | 17 | Jul 10 | sec.gov |
| Health Precision Inc. | Other Technology | Westport | CT | $1,575,000 | $3,500,000 | 10 | Jul 10 | sec.gov |
| HDL THERAPEUTICS, INC. | Biotechnology | Vero Beach | FL | $1,270,074 | $7,000,000 | 15 | Jul 10 | sec.gov |
| Nexus Ventures XV Kroo Series B LLC | Other Banking and Financial Services | Matthews | NC | $1,122,000 | $1,122,000 | 19 | Jul 10 | sec.gov |
| Mallard Bay Outdoors, Inc. | Other Technology | Baton Rouge | LA | $1,005,700 | $3,000,000 | 21 | Jul 10 | sec.gov |
| RIOS LODGE, LLC | Other | Bend | OR | $645,000 | $648,000 | 6 | Jul 10 | sec.gov |
| Twenty-Two Desserts, Inc. | Manufacturing | Brooklyn | NY | $630,000 | $2,500,000 | 17 | Jul 10 | sec.gov |
| FirmPilot AI, Inc. | Other | Miami | FL | $510,000 | $510,000 | 5 | Jul 10 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $440,073 | Indefinite | 22 | Jul 10 | sec.gov |
| Hillside Succession Capital, LLC | Investing | Toronto | $440,000 | $440,000 | 13 | Jul 10 | sec.gov | |
| Clean Cars Equity Fund II, LLC | Commercial | Atglen | PA | $350,000 | $20,000,000 | 2 | Jul 10 | sec.gov |
| MAINVEST HOLDINGS CORP. (amended) | Other Technology | Salem | MA | $350,000 | $350,000 | 1 | Jul 10 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $320,725 | Indefinite | 29 | Jul 10 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $290,160 | Indefinite | 34 | Jul 10 | sec.gov |
| Heritage Title, LLC | Insurance | Wake Forest | NC | $253,996 | $253,996 | 2 | Jul 10 | sec.gov |
| EQUITY SHIFT, INC. | Other Banking and Financial Services | Raleigh | NC | $250,000 | $5,000,000 | 1 | Jul 10 | sec.gov |
| Gaingels Catch & Release LLC | Other | Burlington | VT | $221,273 | $221,273 | 23 | Jul 10 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $215,080 | Indefinite | 24 | Jul 10 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $185,072 | Indefinite | 21 | Jul 10 | sec.gov |
| 6 Restaurant Group LLC | Restaurants | Brooklyn | NY | $150,000 | $500,000 | 2 | Jul 10 | sec.gov |
| Cascadia Seaweed Corp. | Other | Sidney | $145,107 | $145,107 | 5 | Jul 10 | sec.gov | |
| Golden Triangle SurgiCenter, L.P. (amended) | Other Health Care | Murrieta | CA | $126,000 | $315,000 | 1 | Jul 10 | sec.gov |
| CrypCreate, LLC | Other Technology | Cambridge | MA | $125,000 | Indefinite | 2 | Jul 10 | sec.gov |
| TimeCap LLC | Other | Irvine | CA | $125,000 | $1,250,000 | 1 | Jul 10 | sec.gov |
| DPIF IV REIT I LLC | REITS and Finance | Reno | NV | $120,000 | $120,000 | 120 | Jul 10 | sec.gov |
| DPIF IV REIT II LLC | REITS and Finance | Reno | NV | $120,000 | $120,000 | 120 | Jul 10 | sec.gov |
| USEDC 2023 Drilling Fund LP (amended) | Oil and Gas | Arlington | TX | $100,000 | $300,000,000 | 0 | Jul 10 | sec.gov |
| MIIR AUDIO TECHNOLOGIES, INC. | Other Technology | Minnetonka | MN | $95,000 | $400,000 | 3 | Jul 10 | sec.gov |
| TS CARE GIVERS INC | Other Health Care | Brampton | $90,376 | $903,762 | 2 | Jul 10 | sec.gov | |
| USEDC 2023 Drilling Fund LP (amended) | Oil and Gas | Arlington | TX | $50,000 | $300,000,000 | 0 | Jul 10 | sec.gov |
| NeuraMedica Inc. | Biotechnology | Oregon City | OR | $50,000 | $500,000 | 1 | Jul 10 | sec.gov |
| Canary Avenue, LLC | Residential | Mcallen | TX | $41,500 | $179,900 | 4 | Jul 10 | sec.gov |
| Root Health, LLC | Other | Chicago | IL | $10,000 | $500,000 | 2 | Jul 10 | sec.gov |
| Thousand Several Tongues Ltd Liability Co | Other | New York | NY | $0 | $700,000 | 0 | Jul 10 | sec.gov |
| First Solution Development LLC | Other Real Estate | Charlotte, Nc | NC | $0 | $10,000,000 | 0 | Jul 10 | sec.gov |
| MCG Waterstar Investors Pref III, LLC | Residential | Charlotte | NC | $0 | $5,000,000 | 0 | Jul 10 | sec.gov |
| Astor South Pref, LLC | Commercial | New York | NY | $0 | $6,000,000 | 0 | Jul 10 | sec.gov |
| AVEM CTFH Holding LLC | Commercial | Houston | TX | $0 | $4,000,000 | 0 | Jul 10 | sec.gov |
| Willow Funds Dhanjal Investors LLC | Commercial | Sheridan | WY | $0 | $5,000,000 | 0 | Jul 10 | sec.gov |
| Competitive Social Ventures Partners, LLC | Other | Suwanee | GA | $0 | $35,000,000 | 0 | Jul 10 | sec.gov |
| MA Visions Arcadia LLC | Commercial | Sheridan | WY | $0 | $500,000 | 0 | Jul 10 | sec.gov |
| Gladiator Top Golf Vienna I, LLC | Commercial | Atlanta | GA | $0 | Indefinite | 0 | Jul 10 | sec.gov |
| Middleburg Heights ALF Property LLC (amended) | Other Real Estate | Middleburg Heights | OH | $0 | $1,050,000 | 0 | Jul 10 | sec.gov |
| Middleburg Heights ALF Property LLC | Other Real Estate | Middleburg Heights | OH | $0 | $1,000,000 | 0 | Jul 10 | sec.gov |
| Advantage Woodside Fund LLC | Other Banking and Financial Services | Hackensack | NJ | $0 | $24,000,000 | 0 | Jul 10 | sec.gov |
| RC Investing Corp | Residential | Columbia | MO | $0 | $10,000,000 | 0 | Jul 10 | sec.gov |
| RepeatMD, Inc. | Other Technology | Houston | TX | $0 | $10,000,000 | 1 | Jul 10 | sec.gov |
| ASTOR JUNCTION PREF 3201 LLC | REITS and Finance | New York | NY | $0 | $1,500,000 | 0 | Jul 10 | sec.gov |
| CYBIN INC. | Other | Toronto | $0 | $1,991,037 | 21 | Jul 10 | sec.gov |
July 11, 2023 · July 7, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.