Data / Form D filings / Jul 7
Form D filings, July 7, 2023: 98 companies raised $1.21 billion
98 operating companies filed a Form D on July 7, 2023, reporting $1.21 billion sold. Largest: ExchangeRight Income Fund ($417 million), Merchants Capital Tax Credit Equity Fund 15, L.P. ($196.5 million), BP Commercial Funding Trust II, Series SPL-IV ($128.7 million). The median filing is $2.1 million, and 198 pooled investment funds also filed that day.
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- 98Form D filings
- $1.21 billionreported sold
- $2.1 millionmedian amount sold
- CAmost filings (22)
Most filings by state: CA 22, NY 11, TX 9, FL 5, CO 5. By industry: Other Technology 21, Other 17, Other Banking and Financial Services 12, Other Real Estate 12.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| ExchangeRight Income Fund (amended) | Commercial | Pasadena | CA | $417,005,593 | $2,165,000,000 | 2149 | Jul 7 | sec.gov |
| Merchants Capital Tax Credit Equity Fund 15, L.P. | Other Real Estate | Carmel | IN | $196,500,000 | $196,500,000 | 11 | Jul 7 | sec.gov |
| BP Commercial Funding Trust II, Series SPL-IV (amended) | Other Banking and Financial Services | New York | NY | $128,700,000 | Indefinite | 67 | Jul 7 | sec.gov |
| BP Commercial Funding Trust II, Series SPL-V (amended) | Other Banking and Financial Services | New York | NY | $46,877,470 | Indefinite | 9 | Jul 7 | sec.gov |
| Phoenix Tower Houston LP | Commercial | New York | NY | $44,635,282 | $113,600,000 | 53 | Jul 7 | sec.gov |
| Altesa BioSciences, Inc. (amended) | Pharmaceuticals | College Park | GA | $35,000,000 | $35,000,000 | 18 | Jul 7 | sec.gov |
| IGM Biosciences, Inc. | Biotechnology | Mountain View | CA | $22,500,000 | $22,500,000 | 1 | Jul 7 | sec.gov |
| EAST WEST BANCORP INC | Commercial Banking | Pasadena | CA | $18,106,322 | Indefinite | 50 | Jul 7 | sec.gov |
| Rewind AI, Inc. (amended) | Other Technology | Denver | CO | $17,893,625 | $17,931,628 | 11 | Jul 7 | sec.gov |
| Phoenix Tower Houston Holdings LLC | Commercial | New York | NY | $16,358,660 | $113,600,000 | 24 | Jul 7 | sec.gov |
| 563 Systems, LLC | Other Technology | Mount Laurel | NJ | $14,399,994 | $14,400,000 | 7 | Jul 7 | sec.gov |
| BOZEMAN PRIVATE HANGARS LLC | Other Real Estate | Boston | MA | $13,800,000 | $46,000,000 | 3 | Jul 7 | sec.gov |
| Lera Investment Technologies, Inc. | Other Technology | Miami | FL | $13,199,952 | $24,999,992 | 17 | Jul 7 | sec.gov |
| INSTANT FINANCIAL, INC. | Other Technology | Vancouver | $12,684,250 | $12,684,250 | 49 | Jul 7 | sec.gov | |
| ImageFirst Management NewCo., L.P. | Other | San Francisco | CA | $12,341,951 | $12,341,951 | 43 | Jul 7 | sec.gov |
| Myra Vision, Inc. | Other Health Care | Campbell | CA | $12,169,999 | $24,999,995 | 6 | Jul 7 | sec.gov |
| Planet Bids Holdings, LLC | Other Technology | Houston | TX | $11,000,000 | $11,000,000 | 1 | Jul 7 | sec.gov |
| Post CI 1, LLC | Investing | Los Angeles | CA | $10,207,000 | $10,207,000 | 147 | Jul 7 | sec.gov |
| CHLL LLC | Residential | Chesterfield | MO | $9,950,000 | $11,000,000 | 59 | Jul 7 | sec.gov |
| WindBorne Systems Inc. (amended) | Other Technology | Palo Alto | CA | $9,869,770 | $9,869,770 | 13 | Jul 7 | sec.gov |
| Clayton 42 OZ Fund LLC | Other Real Estate | Bloomington | MN | $9,056,187 | $11,950,000 | 16 | Jul 7 | sec.gov |
| Interlace Inc. | Other Technology | New York | NY | $8,199,997 | $8,199,997 | 3 | Jul 7 | sec.gov |
| Ascend Wellness Holdings, Inc. | Other | New York | NY | $7,000,000 | $7,000,000 | 1 | Jul 7 | sec.gov |
| PixieBrix, Inc. (amended) | Other Technology | New York | NY | $6,900,000 | $6,900,000 | 3 | Jul 7 | sec.gov |
| Gryps, Inc. | Other | Bronx | NY | $6,198,626 | $6,199,999 | 4 | Jul 7 | sec.gov |
| Winston Products LLC | Other | Cleveland | OH | $6,000,000 | $6,000,000 | 4 | Jul 7 | sec.gov |
| S4 Medical Corp. | Biotechnology | Chagrin Falls | OH | $5,762,025 | $7,762,026 | 11 | Jul 7 | sec.gov |
| Playmaji, Inc. | Other | Dallas | TX | $5,441,999 | $5,441,999 | 5 | Jul 7 | sec.gov |
| Gliknik Inc | Biotechnology | Baltimore | MD | $5,380,000 | $16,200,000 | 17 | Jul 7 | sec.gov |
| NeuBase Therapeutics, Inc. | Biotechnology | Pittsburgh | PA | $5,000,002 | $5,000,002 | 1 | Jul 7 | sec.gov |
| Zapata Computing, Inc. | Other Technology | Boston | MA | $4,875,000 | $20,000,000 | 7 | Jul 7 | sec.gov |
| Que Onda Beverage, Inc. | Other | New York | NY | $4,741,562 | $6,000,000 | 14 | Jul 7 | sec.gov |
| VistaPath Biosystems, Inc. | Other Technology | Cambridge | MA | $4,442,495 | $5,663,426 | 5 | Jul 7 | sec.gov |
| Polycarbin, Inc. | Other Technology | Richmond | CA | $4,224,967 | $4,225,000 | 31 | Jul 7 | sec.gov |
| Cornerstone Income Fund, LLC (amended) | Other Real Estate | Jackson | WY | $4,075,200 | $4,200,000 | 94 | Jul 7 | sec.gov |
| Arcadia Communities, LLC | Other Health Care | Louisville | KY | $3,999,804 | $4,500,000 | 10 | Jul 7 | sec.gov |
| Gun Media Holdings, Inc. | Other Technology | Lexington | KY | $3,720,653 | $4,999,998 | 10 | Jul 7 | sec.gov |
| Levee Medical, Inc. | Other Health Care | Durham | NC | $3,447,526 | $4,300,000 | 34 | Jul 7 | sec.gov |
| WasteWizer, Inc. | Other Technology | Atlanta | GA | $3,070,767 | $3,470,765 | 15 | Jul 7 | sec.gov |
| OpConnect, Inc. | Other Technology | Portland | OR | $3,049,987 | $8,000,000 | 3 | Jul 7 | sec.gov |
| AV-Connect, Inc. | Other Technology | Berkeley | CA | $3,000,000 | $3,000,000 | 5 | Jul 7 | sec.gov |
| W Nail Bar Group, LLC | Other | Columbus | OH | $2,350,000 | $3,500,000 | 19 | Jul 7 | sec.gov |
| Old Salt Co-op LLC (amended) | Other | Helena | MT | $2,172,000 | Indefinite | 22 | Jul 7 | sec.gov |
| Fresa's Mas, LLC (amended) | Restaurants | Austin | TX | $2,150,000 | $6,000,000 | 16 | Jul 7 | sec.gov |
| Lean Fort Lauderdale 1 LLC | Commercial | Miami | FL | $2,100,000 | $2,100,000 | 17 | Jul 7 | sec.gov |
| 117 Sterling Court Investor, LLC | Commercial | Champaign | IL | $2,039,834 | $13,966,278 | 9 | Jul 7 | sec.gov |
| Autism Solutions, Inc. | Other Health Care | West Chester | PA | $2,000,000 | $2,000,000 | 5 | Jul 7 | sec.gov |
| Optimeos Life Sciences, Inc. | Biotechnology | Princeton | NJ | $1,875,004 | $5,000,000 | 4 | Jul 7 | sec.gov |
| MONARCH HEDGE FUND LP (amended) | Other Banking and Financial Services | Morganville | NJ | $1,730,904 | Indefinite | 12 | Jul 7 | sec.gov |
| Woodford Horizontal Project 63, LLC | Oil and Gas | Dallas | TX | $1,499,667 | $1,981,671 | 20 | Jul 7 | sec.gov |
| HILDCO Investors, LLC | Investing | Charlotte | NC | $1,455,000 | $1,455,000 | 20 | Jul 7 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $1,158,316 | Indefinite | 47 | Jul 7 | sec.gov |
| MHFF LLC | Other Real Estate | Bellevue | WA | $1,025,000 | $2,000,000 | 8 | Jul 7 | sec.gov |
| Book of Jobs, LLC | Other | Venice | CA | $1,000,000 | $1,000,000 | 1 | Jul 7 | sec.gov |
| Riverdale REIT Holdings LLC | REITS and Finance | New York | NY | $965,000 | $965,000 | 6 | Jul 7 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $909,437 | Indefinite | 49 | Jul 7 | sec.gov |
| ALTTEC GROUP LLC | Other Banking and Financial Services | Sanford | FL | $800,000 | $5,600,000 | 1 | Jul 7 | sec.gov |
| Relevant Olive Manager, LLC | Other Real Estate | Los Angeles | CA | $800,000 | $30,400,000 | 1 | Jul 7 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $787,987 | Indefinite | 42 | Jul 7 | sec.gov |
| Sustaera, Inc. | Other Technology | Durham | NC | $750,000 | $1,250,000 | 1 | Jul 7 | sec.gov |
| Imagen Brenner Support Services, LLC | Other Health Care | Scottsdale | AZ | $725,997 | $725,997 | 1 | Jul 7 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $700,885 | Indefinite | 33 | Jul 7 | sec.gov |
| Applied Biosensors, Inc.\DE | Other Technology | Salt Lake City | UT | $674,999 | $7,999,999 | 1 | Jul 7 | sec.gov |
| PCS6, LLC | Commercial | Brentwood | TN | $650,000 | $650,000 | 4 | Jul 7 | sec.gov |
| CS Cabin 0723, LLC | Residential | Norcross | GA | $615,000 | $2,600,000 | 5 | Jul 7 | sec.gov |
| Meadow Developments LLC | Residential | Glen Allen | VA | $600,000 | $750,000 | 3 | Jul 7 | sec.gov |
| Woodgreen One LLC | Commercial | Madison | MS | $600,000 | $1,200,000 | 9 | Jul 7 | sec.gov |
| NexPoint Life Sciences II DST (amended) | Other Real Estate | Dallas | TX | $521,380 | $40,489,695 | 2 | Jul 7 | sec.gov |
| Imagen Blue Sky Dental Support Services, LLC | Other Health Care | Scottsdale | AZ | $502,500 | $502,500 | 2 | Jul 7 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $465,490 | Indefinite | 26 | Jul 7 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $400,060 | Indefinite | 18 | Jul 7 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $380,368 | Indefinite | 29 | Jul 7 | sec.gov |
| Wave Employee Holdings, LLC | Other | Delray Beach | FL | $365,000 | $365,000 | 4 | Jul 7 | sec.gov |
| Martin/Martin, Inc. | Other | Lakewood | CO | $344,670 | $356,472 | 14 | Jul 7 | sec.gov |
| EOM INVESTMENT ADVISORS, LLC (amended) | Business Services | Pittsfield | MA | $324,000 | $4,000,000 | 1 | Jul 7 | sec.gov |
| USEDC 2023 Drilling Fund LP (amended) | Oil and Gas | Arlington | TX | $265,000 | $300,000,000 | 0 | Jul 7 | sec.gov |
| SB Technology, Inc. (amended) | Other Technology | Tarrytown | NY | $261,361 | Indefinite | 65 | Jul 7 | sec.gov |
| Martin/Martin, Inc. | Other | Lakewood | CO | $225,565 | $226,408 | 3 | Jul 7 | sec.gov |
| Prescribe FIT, Inc. (amended) | Other Health Care | Columbus | OH | $207,500 | $2,000,000 | 1 | Jul 7 | sec.gov |
| Martin/Martin, Inc. (amended) | Other | Lakewood | CO | $119,105 | $130,064 | 11 | Jul 7 | sec.gov |
| Datadose, LLC | Other | Lexington | KY | $100,000 | $2,999,999 | 2 | Jul 7 | sec.gov |
| Kiron Integrity Income Fund, LLC | Investing | Addison | TX | $100,000 | $20,000,000 | 1 | Jul 7 | sec.gov |
| Buzzkill Labs, Inc. | Other Technology | Livermore | CA | $100,000 | $2,000,000 | 1 | Jul 7 | sec.gov |
| Cityzen Solutions, Inc. | Other Technology | Raleigh | NC | $99,995 | $99,995 | 1 | Jul 7 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $77,652 | Indefinite | 9 | Jul 7 | sec.gov |
| USEDC 2023 Drilling Fund LP (amended) | Oil and Gas | Arlington | TX | $53,763 | $300,000,000 | 0 | Jul 7 | sec.gov |
| GCDP II REIT Feeder, LLC | Other Real Estate | El Segundo | CA | $50,000 | $145,000,000 | 1 | Jul 7 | sec.gov |
| SCSK Corp (amended) | Other Technology | Tokyo | $26,250 | $49,292 | 1 | Jul 7 | sec.gov | |
| SPI Southpark Equity DE, LLC | Commercial | Dallas | TX | $0 | $25,000,000 | 0 | Jul 7 | sec.gov |
| Rockstar Land Invest, LLC | Other Real Estate | Bella Vista | AR | $0 | $17,500,000 | 0 | Jul 7 | sec.gov |
| Ivy Row at LA Tech Fund, LP | Other Real Estate | Pelham | AL | $0 | $4,000,000 | 0 | Jul 7 | sec.gov |
| Ivy Row at Jax St Fund, LP | Other Real Estate | Pelham | AL | $0 | $4,100,000 | 0 | Jul 7 | sec.gov |
| FLC 405 E Stoughton II, LLC | Commercial | Champaign | IL | $0 | $9,216,684 | 0 | Jul 7 | sec.gov |
| 60 Barra Road Developer LLC | Other Real Estate | Portland | ME | $0 | $14,800,000 | 0 | Jul 7 | sec.gov |
| Blu Canary Capital, LLC | Other | Kennewick | WA | $0 | $200,000,000 | 0 | Jul 7 | sec.gov |
| Pure Body Zen, Inc. | Retailing | Pompano Beach | FL | $0 | $2,000,000 | 0 | Jul 7 | sec.gov |
| LikeRE.com, Inc. | Other | Greenwood Village | CO | $0 | Indefinite | 0 | Jul 7 | sec.gov |
| VERDURE IMAGING, INC. | Other | Stockton | CA | $0 | $1,000,000 | 0 | Jul 7 | sec.gov |
July 10, 2023 · July 6, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.