Data / Form D filings / Jun 7
Form D filings, June 7, 2023: 92 companies raised $716 million
92 operating companies filed a Form D on June 7, 2023, reporting $716 million sold. Largest: Redwood-Kairos Real Estate Value Fund VIII, LP ($198.8 million), Kairos Credit Strategies REIT, Inc. ($129.7 million), Chartwell Parent, Inc. ($48.9 million). The median filing is $925,000, and 107 pooled investment funds also filed that day.
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- 92Form D filings
- $716 millionreported sold
- $925,000median amount sold
- CAmost filings (20)
Most filings by state: CA 20, TX 10, NY 8, UT 4, NJ 4. By industry: Other 24, Other Technology 20, Other Real Estate 7, Commercial 7.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Redwood-Kairos Real Estate Value Fund VIII, LP (amended) | Commercial | Irvine | CA | $198,831,000 | $300,000,000 | 308 | Jun 7 | sec.gov |
| Kairos Credit Strategies REIT, Inc. (amended) | REITS and Finance | Irvine | CA | $129,743,845 | Indefinite | 350 | Jun 7 | sec.gov |
| Chartwell Parent, Inc. (amended) | Other | New York | NY | $48,856,500 | Indefinite | 86 | Jun 7 | sec.gov |
| Indigo INV Holdings, L.P. (amended) | Other | New York | NY | $47,356,225 | Indefinite | 37 | Jun 7 | sec.gov |
| Elise A.I. Technologies Corp. | Other Technology | New York | NY | $35,000,055 | $35,000,055 | 10 | Jun 7 | sec.gov |
| View Point Medical, Inc. (amended) | Biotechnology | Carlsbad | CA | $26,230,156 | $28,708,168 | 63 | Jun 7 | sec.gov |
| Lyndra Therapeutics, Inc. | Biotechnology | Watertown | MA | $20,350,715 | $179,262,848 | 7 | Jun 7 | sec.gov |
| DLV Quogue Founders, LLC | Other Real Estate | Scottsdale | AZ | $20,000,000 | $150,000,000 | 8 | Jun 7 | sec.gov |
| MatrixSpace, Inc. | Other | Burlington | MA | $18,554,979 | $18,554,979 | 29 | Jun 7 | sec.gov |
| Jukebox Co. | Other Technology | Culver City | CA | $16,142,954 | $16,142,954 | 44 | Jun 7 | sec.gov |
| Leap Services, Inc. | Retailing | Chicago | IL | $15,000,000 | $15,000,000 | 25 | Jun 7 | sec.gov |
| NexPoint Storage IV DST (amended) | Other Real Estate | Dallas | TX | $14,791,419 | $70,344,106 | 41 | Jun 7 | sec.gov |
| Redwood-Kairos Real Estate Value Fund VIII-B, LP (amended) | Commercial | Irvine | CA | $10,015,000 | $300,000,000 | 40 | Jun 7 | sec.gov |
| DiversyFund, Inc. | Other Real Estate | San Diego | CA | $10,000,000 | Indefinite | 0 | Jun 7 | sec.gov |
| Huxley Medical, Inc. | Other Health Care | Atlanta | GA | $7,216,038 | $8,116,871 | 85 | Jun 7 | sec.gov |
| GD Culture Group Ltd | Other Technology | Wan Chai | $6,764,811 | $6,764,811 | 1 | Jun 7 | sec.gov | |
| CommuniCare Technology, Inc. | Computers | Bozeman | MT | $6,745,910 | $8,000,000 | 12 | Jun 7 | sec.gov |
| Kinedu, Inc. (amended) | Other Technology | San Antonio | TX | $6,456,911 | $6,821,033 | 13 | Jun 7 | sec.gov |
| Abodu, Inc. | Residential | Redwood City | CA | $5,515,000 | $5,515,000 | 3 | Jun 7 | sec.gov |
| Nevada King Gold Corp. | Other | Vancouver | $5,355,553 | $5,355,553 | 6 | Jun 7 | sec.gov | |
| Defense Metals Corp. | Other | Vancouver | $5,105,558 | $5,105,558 | 5 | Jun 7 | sec.gov | |
| STR Fund II 2023 LLC | Commercial | Oviedo | FL | $5,000,000 | $5,000,000 | 45 | Jun 7 | sec.gov |
| CIC Opportunities Fund IV LLC | Other Real Estate | Carlsbad | CA | $4,700,000 | $5,000,000 | 7 | Jun 7 | sec.gov |
| Numeral Technologies, Inc. | Other Technology | San Francisco | CA | $3,575,000 | $4,000,000 | 2 | Jun 7 | sec.gov |
| Biodexa Pharmaceuticals Plc | Pharmaceuticals | Cardiff | $3,320,388 | $3,320,388 | 15 | Jun 7 | sec.gov | |
| DashFuel, Inc. | Other Technology | Weston | CT | $3,249,999 | $3,999,999 | 4 | Jun 7 | sec.gov |
| RIME LABS INC. | Other Technology | San Francisco | CA | $3,093,986 | $3,188,985 | 22 | Jun 7 | sec.gov |
| Qnovia, Inc. | Biotechnology | Richmond | VA | $2,874,968 | $5,000,013 | 3 | Jun 7 | sec.gov |
| Tek84 Inc. | Other Technology | San Diego | CA | $2,826,690 | $6,632,658 | 70 | Jun 7 | sec.gov |
| Rival Holdings Group, LLC | Other Technology | Windermere | FL | $2,800,000 | $2,800,000 | 1 | Jun 7 | sec.gov |
| ESP CC Holdings, LLC | Other | Greenwich | CT | $2,500,000 | $2,500,000 | 1 | Jun 7 | sec.gov |
| Jacaranda Opportunities Fund, LLC | Other Real Estate | Carlsbad | CA | $2,500,000 | $3,000,000 | 3 | Jun 7 | sec.gov |
| Mommenpop Co. (amended) | Other | Napa | CA | $2,365,000 | $7,817,000 | 1 | Jun 7 | sec.gov |
| Parc at L'Attitude Greenville, LLC | Residential | Stuart | FL | $2,273,000 | $2,273,000 | 6 | Jun 7 | sec.gov |
| 1600 Escondido LLC | Commercial | San Diego | CA | $1,808,510 | $1,808,510 | 20 | Jun 7 | sec.gov |
| Desert Evolution LLC (amended) | Other | Las Vegas | NV | $1,780,000 | $6,000,000 | 1 | Jun 7 | sec.gov |
| DV Analytics, LLC | Other Technology | Houston | TX | $1,500,000 | $6,000,000 | 1 | Jun 7 | sec.gov |
| Coursestorm, Inc. | Other Technology | Orono | ME | $1,500,000 | $2,500,000 | 25 | Jun 7 | sec.gov |
| Apira Technologies, Inc. | Other Technology | Edmonds | WA | $1,140,000 | $2,000,000 | 7 | Jun 7 | sec.gov |
| Suncrest Investment Partners LLC (amended) | Other Real Estate | Garden City | ID | $1,004,000 | $100,000,000 | 11 | Jun 7 | sec.gov |
| MONARCH HEDGE FUND LP | Other Banking and Financial Services | Morganville | NJ | $952,904 | $1,000,000 | 7 | Jun 7 | sec.gov |
| ICECAP DIAMONDS, INC. | Retailing | Denver | CO | $925,000 | $2,000,000 | 1 | Jun 7 | sec.gov |
| OPEN FUNCTION GROUP INC. | Other Technology | Hastings-On-Hudson | NY | $850,000 | $2,000,000 | 1 | Jun 7 | sec.gov |
| Mission Critical Funding Line, LLC | Other | Austin | TX | $837,750 | $20,000,000 | 3 | Jun 7 | sec.gov |
| TC Fieldware Holdings, LLC | Other | Bloomfield Hills | MI | $800,000 | $800,000 | 19 | Jun 7 | sec.gov |
| Rockford Casino Development, LLC | Other | Naperville | IL | $782,000 | $1,042,000 | 4 | Jun 7 | sec.gov |
| FundingHope LLC | Other Banking and Financial Services | Wheaton | IL | $745,000 | $895,000 | 5 | Jun 7 | sec.gov |
| The3rdBevco Inc. | Other | Ronkonkoma | NY | $720,000 | $5,000,000 | 5 | Jun 7 | sec.gov |
| Contra Healthcare Solutions, LLC | Other Health Care | Gibsonia | PA | $575,000 | $575,000 | 10 | Jun 7 | sec.gov |
| Heroic Enterprises, Public Benefit Corp (amended) | Other | Austin | TX | $477,500 | $5,000,000 | 10 | Jun 7 | sec.gov |
| Consumer Retail Tech Solutions Corp. (amended) | Other | Monroe Township | NJ | $470,000 | Indefinite | 9 | Jun 7 | sec.gov |
| Curza, Inc. | Pharmaceuticals | Salt Lake City | UT | $367,233 | $1,750,000 | 11 | Jun 7 | sec.gov |
| Pacific Integrated Energy, Inc. | Other Energy | San Diego | CA | $349,939 | $1,000,000 | 5 | Jun 7 | sec.gov |
| Hi Barr LLC | Other | New York | NY | $300,000 | $500,000 | 7 | Jun 7 | sec.gov |
| YOUATTEST | Other Technology | Irvine | CA | $300,000 | $750,000 | 1 | Jun 7 | sec.gov |
| USEDC Mineral Exchange I LLC (amended) | Oil and Gas | Arlington | TX | $276,536 | $100,000,000 | 0 | Jun 7 | sec.gov |
| Headlamp Inc. (amended) | Other Technology | Lexington | MA | $275,000 | $1,000,000 | 2 | Jun 7 | sec.gov |
| Sabio Holdings Inc. | Other Technology | Encino, Los Angeles | CA | $261,386 | $261,386 | 13 | Jun 7 | sec.gov |
| SWEAR, Inc. | Other Technology | Boise | ID | $250,000 | $3,000,000 | 1 | Jun 7 | sec.gov |
| RED CANYON RESOURCES LTD. | Other | Vancouver | $193,802 | $193,802 | 1 | Jun 7 | sec.gov | |
| Texas Health Surgery Center Forney, LLC | Other Health Care | Birmingham | AL | $183,750 | $735,000 | 2 | Jun 7 | sec.gov |
| Mangrove Insurance Solutions, PCC (amended) | Insurance | Washington | DC | $132,030 | Indefinite | 57 | Jun 7 | sec.gov |
| Mangrove Insurance Solutions, PCC (amended) | Insurance | Washington | DC | $132,030 | Indefinite | 57 | Jun 7 | sec.gov |
| RED CANYON RESOURCES LTD. | Other | Vancouver | $122,731 | $122,731 | 3 | Jun 7 | sec.gov | |
| Biophysical Therapeutics, Inc. | Biotechnology | Wilmington | DE | $100,000 | Indefinite | 1 | Jun 7 | sec.gov |
| Smooth Beverages Inc | Other | Cliffside Park | NJ | $100,000 | $100,000 | 1 | Jun 7 | sec.gov |
| Smooth Beverages Inc | Other | Cliffside Park | NJ | $100,000 | $100,000 | 1 | Jun 7 | sec.gov |
| USEDC 2023 Drilling Fund LP (amended) | Oil and Gas | Arlington | TX | $100,000 | $300,000,000 | 0 | Jun 7 | sec.gov |
| DR HOPS KOMBUCHA BEER, LLC | Manufacturing | San Leandro | CA | $100,000 | $600,000 | 1 | Jun 7 | sec.gov |
| Klatu Networks, Inc. | Other Technology | Poulsbo | WA | $60,000 | $200,000 | 2 | Jun 7 | sec.gov |
| USEDC 2023 Drilling Fund LP (amended) | Oil and Gas | Arlington | TX | $53,763 | $300,000,000 | 0 | Jun 7 | sec.gov |
| RED CANYON RESOURCES LTD. | Other | Vancouver | $51,014 | $51,014 | 3 | Jun 7 | sec.gov | |
| Ehrhart Griffin & Associates, Inc. | Business Services | Omaha | NE | $42,580 | $42,580 | 5 | Jun 7 | sec.gov |
| USEDC 2023 Drilling Fund LP (amended) | Oil and Gas | Arlington | TX | $32,258 | $300,000,000 | 0 | Jun 7 | sec.gov |
| Coffee Clozers Inc. | Computers | Wilmington | DE | $25,000 | $25,000 | 1 | Jun 7 | sec.gov |
| Tribal Rides International Corp. | Other | Mission Viejo | CA | $25,000 | $25,000 | 1 | Jun 7 | sec.gov |
| RED CANYON RESOURCES LTD. | Other | Vancouver | $23,916 | $23,916 | 3 | Jun 7 | sec.gov | |
| Trala, Inc. | Other Technology | Chicago | IL | $19,506 | $19,506 | 1 | Jun 7 | sec.gov |
| Allied Resource Partners Signal, LP | Investing | Denver | CO | $13,500 | $1,350,000 | 1 | Jun 7 | sec.gov |
| Realbid Token Holdings, LLC Series 910C Greenleaf | Residential | Cottonwood Heights | UT | $5,000 | $5,000 | 10 | Jun 7 | sec.gov |
| Realbid Token Holdings, LLC Series 1407 Acton | Residential | Cottonwood Heights | UT | $2,000 | $2,000 | 5 | Jun 7 | sec.gov |
| Realbid Token Holdings, LLC Series 1634 Marion Debt | Residential | Cottonwood Heights | UT | $1,316 | $1,316 | 6 | Jun 7 | sec.gov |
| Decentral Holding Corp | Other Technology | Troy | OH | $10 | $20,000,000 | 1 | Jun 7 | sec.gov |
| CASHFLOWMD CAPITAL FUND I, LLC | Commercial | Louisville | KY | $0 | $10,000,000 | 0 | Jun 7 | sec.gov |
| Legacy Income Fund, LLC | Other | Albuquerque | NM | $0 | $5,000,000 | 0 | Jun 7 | sec.gov |
| UW Senior, LLC | Other Real Estate | Troy | NY | $0 | $21,500,000 | 0 | Jun 7 | sec.gov |
| 2023 Permian Basin JV, GP | Oil and Gas | Lubbock | TX | $0 | Indefinite | 0 | Jun 7 | sec.gov |
| 141 Main Street Hotel LLC (amended) | Commercial | Sheridan | WY | $0 | $2,300,000 | 0 | Jun 7 | sec.gov |
| Lark Veterinary Impact Fund LLC | Commercial | Sheridan | WY | $0 | $10,000,000 | 0 | Jun 7 | sec.gov |
| LD Employee Plan LP | Other | El Segundo | CA | $0 | Indefinite | 0 | Jun 7 | sec.gov |
| Meat Mitch Barbecue, LLC | Restaurants | Leawood | KS | $0 | Indefinite | 0 | Jun 7 | sec.gov |
| MHR Acquisitions, Inc. (amended) | Oil and Gas | New York | NY | $0 | $1,500,000 | 0 | Jun 7 | sec.gov |
June 8, 2023 · June 6, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.