Data / Form D filings / Jun 6
Form D filings, June 6, 2023: 101 companies raised $783.1 million
101 operating companies filed a Form D on June 6, 2023, reporting $783.1 million sold. Largest: Carmot Therapeutics Inc. ($150 million), Pagaya Technologies Ltd. ($75 million), UC Holdings, Inc. ($75 million). The median filing is $1.9 million, and 91 pooled investment funds also filed that day.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
- 101Form D filings
- $783.1 millionreported sold
- $1.9 millionmedian amount sold
- CAmost filings (12)
Most filings by state: CA 12, TX 12, NY 10, MI 6, FL 6. By industry: Other Technology 23, Other 23, Residential 10, Other Health Care 9.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Carmot Therapeutics Inc. | Biotechnology | Berkeley | CA | $149,999,802 | $149,999,802 | 25 | Jun 6 | sec.gov |
| Pagaya Technologies Ltd. | Other Technology | Tel-Aviv | $75,000,000 | $75,000,000 | 3 | Jun 6 | sec.gov | |
| UC Holdings, Inc. | Manufacturing | Southfield | MI | $75,000,000 | $75,000,000 | 24 | Jun 6 | sec.gov |
| HRO Holdings I LP (amended) | Business Services | New York | NY | $68,214,322 | Indefinite | 42 | Jun 6 | sec.gov |
| VERTOS MEDICAL INC | Other Health Care | Aliso Viejo | CA | $44,557,631 | $45,557,632 | 29 | Jun 6 | sec.gov |
| Candesant Biomedical, Inc. | Other Health Care | Nashville | TN | $35,360,875 | $35,360,875 | 59 | Jun 6 | sec.gov |
| CX Courts of Avalon, DST (amended) | Other Real Estate | Tampa | FL | $27,526,602 | $48,815,934 | 86 | Jun 6 | sec.gov |
| Sovos Co-Invest LP (amended) | Other | Wilmington | MA | $27,020,334 | $27,020,334 | 7 | Jun 6 | sec.gov |
| PRIVATE TECH INC. | Telecommunications | Arlington | VA | $21,376,348 | $21,376,348 | 5 | Jun 6 | sec.gov |
| RxLightning, Inc. | Other Health Care | New Albany | IN | $17,499,950 | $17,499,950 | 12 | Jun 6 | sec.gov |
| Venus Aerospace Corp. | Other Technology | Houston | TX | $15,928,461 | $33,012,738 | 17 | Jun 6 | sec.gov |
| Nsure Inc. (amended) | Insurance | Boca Raton | FL | $14,478,927 | $14,478,927 | 1 | Jun 6 | sec.gov |
| Understory, Inc. | Other Technology | Madison | WI | $13,128,329 | Indefinite | 8 | Jun 6 | sec.gov |
| Rise Oak Creek Partners, LLC | Residential | Scottsdale | AZ | $13,012,100 | $13,012,100 | 145 | Jun 6 | sec.gov |
| JuliaHub, Inc. | Other Technology | Cambridge | MA | $12,908,424 | $19,362,748 | 17 | Jun 6 | sec.gov |
| Super League Gaming, Inc. (amended) | Other Technology | Santa Monica | CA | $11,781,000 | $20,000,000 | 76 | Jun 6 | sec.gov |
| Incubex, Inc. | Other | Chicago | IL | $10,220,408 | $15,000,000 | 19 | Jun 6 | sec.gov |
| VERICRED, INC. | Business Services | New York | NY | $10,039,731 | $20,000,000 | 4 | Jun 6 | sec.gov |
| Presto Automation Inc. | Other Technology | San Carlos | CA | $9,516,000 | $9,516,000 | 28 | Jun 6 | sec.gov |
| ADVANTEST CORP (amended) | Manufacturing | Tokyo | $9,389,260 | $115,254,000 | 73 | Jun 6 | sec.gov | |
| Asenath Capital Management, LLC | Other | Bloomfield Hills | MI | $9,000,000 | $9,000,000 | 11 | Jun 6 | sec.gov |
| Linn Grove Dakota 5 LP (amended) | Investing | West Fargo | ND | $8,135,000 | Indefinite | 29 | Jun 6 | sec.gov |
| RR Missouri LLC | Other | Ann Arbor | MI | $7,500,000 | $12,500,000 | 25 | Jun 6 | sec.gov |
| Trinity Spring Valley Investors LLC | Other Real Estate | Southlake | TX | $7,000,000 | $15,000,000 | 91 | Jun 6 | sec.gov |
| 3200 Thousand Oaks, LLC | Commercial | San Antonio | TX | $6,550,000 | $6,550,000 | 45 | Jun 6 | sec.gov |
| Malin Group, Inc. | Other | New York | NY | $5,794,417 | $6,544,417 | 24 | Jun 6 | sec.gov |
| Acuitive Technologies, Inc. | Other Health Care | Allendale | NJ | $5,755,000 | $6,180,000 | 17 | Jun 6 | sec.gov |
| UDC HOLDCO, LLC | Other Health Care | Miami | FL | $4,250,000 | $4,250,000 | 2 | Jun 6 | sec.gov |
| authID Inc. | Other Technology | Denver | CO | $4,121,750 | $4,121,750 | 18 | Jun 6 | sec.gov |
| Mesa Bridge Primary Fund II, LP | Other | Lehi | UT | $4,025,000 | $50,000,000 | 7 | Jun 6 | sec.gov |
| Rhino Labs, Inc. | Other Banking and Financial Services | New York | NY | $4,000,000 | $6,000,000 | 2 | Jun 6 | sec.gov |
| Peraso Inc. | Other Technology | San Jose | CA | $4,000,000 | $4,000,000 | 1 | Jun 6 | sec.gov |
| Endurus - Traditions, LLC | Commercial | Minneapolis | MN | $3,445,000 | $3,445,000 | 42 | Jun 6 | sec.gov |
| Equabli Holdings, Inc. (amended) | Other Technology | Austin | TX | $3,350,000 | $3,350,000 | 4 | Jun 6 | sec.gov |
| LoveMyDelta Inc. | Other Technology | Bala Cynwyd | PA | $3,083,492 | $4,310,800 | 24 | Jun 6 | sec.gov |
| SPS Acquisition, LLC / OK | Oil and Gas | Tulsa | OK | $3,000,000 | $3,000,000 | 15 | Jun 6 | sec.gov |
| 600 Lairport Investor, LLC | Commercial | Chicago | IL | $3,000,000 | $3,000,000 | 22 | Jun 6 | sec.gov |
| Steel Therapeutics, Inc. | Other Health Care | North Liberty | IA | $3,000,000 | $3,000,000 | 1 | Jun 6 | sec.gov |
| NWI R1, LLC | Other Real Estate | San Clemente | CA | $2,761,988 | $2,761,988 | 32 | Jun 6 | sec.gov |
| d1g1t Inc. | Other Technology | Toronto | $2,250,000 | $2,250,000 | 2 | Jun 6 | sec.gov | |
| Search On Dora Inc. | Other Technology | New York | NY | $2,200,000 | $3,500,000 | 4 | Jun 6 | sec.gov |
| Columbus East Apartments OZ LLC | Commercial | Warrendale | PA | $2,169,138 | $2,169,138 | 3 | Jun 6 | sec.gov |
| Intraprise Health, LLC | Other Health Care | Reston | VA | $2,000,002 | $2,000,002 | 2 | Jun 6 | sec.gov |
| Mesa Bridge Mezzanine Fund III, LP | Other | Lehi | UT | $1,725,000 | $20,000,000 | 7 | Jun 6 | sec.gov |
| IQ3Connect, Inc. (amended) | Other Technology | Woburn | MA | $1,505,000 | $1,505,000 | 26 | Jun 6 | sec.gov |
| Daingerfield Holding Co | Commercial Banking | Daingerfield | TX | $1,500,000 | $5,000,000 | 10 | Jun 6 | sec.gov |
| Third Encore LLC (amended) | Other | Pompano Beach | FL | $1,385,000 | Indefinite | 2 | Jun 6 | sec.gov |
| TNacity Blue Ocean, Inc. | Other Health Care | Memphis | TN | $1,195,000 | $6,500,000 | 12 | Jun 6 | sec.gov |
| EnGraft Technologies, Inc. | Biotechnology | Marina Del Rey | CA | $1,000,000 | Indefinite | 1 | Jun 6 | sec.gov |
| Sh1ft Inc. | Other Technology | Edina | MN | $1,000,000 | $1,000,000 | 6 | Jun 6 | sec.gov |
| TIER ONE SILVER INC. (amended) | Other | Vancouver | $918,216 | $2,423,067 | 9 | Jun 6 | sec.gov | |
| L1 PET Co-Invest SCSp (amended) | Other | Luxembourg | $888,792 | Indefinite | 7 | Jun 6 | sec.gov | |
| Smartland FND5, LLC (amended) | Residential | Miami | FL | $721,454 | Indefinite | 11 | Jun 6 | sec.gov |
| 105 2nd St, LLC | Residential | Bethlehem | PA | $654,000 | $654,000 | 16 | Jun 6 | sec.gov |
| Pantheon Resources plc | Oil and Gas | London | $630,904 | $630,904 | 9 | Jun 6 | sec.gov | |
| Jumplights, Inc. | Other Technology | Gaithersburg | MD | $600,000 | $1,500,000 | 4 | Jun 6 | sec.gov |
| Oliver Software, Inc. | Business Services | San Francisco | CA | $575,000 | $575,000 | 1 | Jun 6 | sec.gov |
| Sertis Inc. | Other Technology | Reno | NV | $553,875 | $553,875 | 1 | Jun 6 | sec.gov |
| PakMule, LLC | Other | New Braunfels | TX | $539,460 | $1,600,000 | 8 | Jun 6 | sec.gov |
| Roam Maui LLC | Tourism and Travel Services | Reno | NV | $500,000 | $8,625,000 | 1 | Jun 6 | sec.gov |
| Tangen Biosciences, Inc. | Biotechnology | Branford | CT | $464,767 | $2,500,000 | 9 | Jun 6 | sec.gov |
| Oak Creek Investment Fund LLC | Residential | Phoenix | AZ | $458,500 | $1,000,000 | 6 | Jun 6 | sec.gov |
| Resonance Industrial Fund I LLC | Commercial | Kingwood | TX | $450,000 | $15,000,000 | 2 | Jun 6 | sec.gov |
| Roll Out the Barrel XII LLC | Other | Louisville | KY | $410,000 | $2,500,000 | 5 | Jun 6 | sec.gov |
| Gaingels Anzu 2023 LLC | Other | Burlington | VT | $395,917 | $395,917 | 20 | Jun 6 | sec.gov |
| Hoopla Doopla, Inc. (amended) | Other Technology | Bohemia | NY | $380,994 | $1,000,000 | 13 | Jun 6 | sec.gov |
| EpiWatch, Inc. | Other Health Care | Baltimore | MD | $340,000 | $375,000 | 9 | Jun 6 | sec.gov |
| New Touch Digital, Inc. | Other Technology | Washington | DC | $300,000 | $800,000 | 4 | Jun 6 | sec.gov |
| Gaingels Mythical 2023 LLC | Other | Burlington | VT | $283,254 | $283,254 | 22 | Jun 6 | sec.gov |
| Higher Wire, Inc. | Other Energy | Phoenix | AZ | $268,000 | $300,000 | 17 | Jun 6 | sec.gov |
| ZUUM TRANSPORTATION INC. | Other Technology | Irvine | CA | $250,000 | $5,000,000 | 1 | Jun 6 | sec.gov |
| Sandstone Technologies, Inc. | Other Technology | Orlando | FL | $150,000 | $150,000 | 2 | Jun 6 | sec.gov |
| Strange Loop London LLC | Other | New York | NY | $114,980 | $800,000 | 20 | Jun 6 | sec.gov |
| Inomin Mines Inc. | Other | Vancouver | $102,998 | $294,280 | 1 | Jun 6 | sec.gov | |
| Financial Gravity Companies, Inc. | Investing | Lakeway | TX | $80,000 | $80,000 | 1 | Jun 6 | sec.gov |
| SmartApps Inc. | Other Technology | Sammamish | WA | $70,000 | $200,000 | 4 | Jun 6 | sec.gov |
| Gaingels Diamond Age LLC | Other | Burlington | VT | $69,000 | $69,000 | 14 | Jun 6 | sec.gov |
| Zenith Equity, LLC | Commercial | Sheridan | WY | $50,000 | $5,250,000 | 1 | Jun 6 | sec.gov |
| VECTORMAX Corp | Other Technology | Lindenhurst | NY | $50,000 | $30,000,000 | 1 | Jun 6 | sec.gov |
| Syclone Studios, LLC | Other | Hawthorne | CA | $40,000 | $250,000 | 1 | Jun 6 | sec.gov |
| Atlas Diversified Products Corp. | Manufacturing | Lansing | MI | $25,000 | $742,000 | 1 | Jun 6 | sec.gov |
| Akeso Biomedical, Inc. | Other | Burlington | MA | $25,000 | $200,000 | 2 | Jun 6 | sec.gov |
| AIRBUS SE | Manufacturing | Leiden | $15,048 | Indefinite | 4 | Jun 6 | sec.gov | |
| Allied Resource Partners Gano, LP | Investing | Denver | CO | $13,500 | $1,350,000 | 1 | Jun 6 | sec.gov |
| Realbid Token Holdings, LLC Series 775 E Vine | Residential | Cottonwood Heights | UT | $3,010 | $3,010 | 5 | Jun 6 | sec.gov |
| Realbid Token Holdings, LLC Series 10157 Winkler | Residential | Cottonwood Heights | UT | $710 | $710 | 4 | Jun 6 | sec.gov |
| Meramec Capital LLC | Other | Clayton | MO | $0 | $25,000,000 | 0 | Jun 6 | sec.gov |
| Legends Equity Group 01, LLC | Other Real Estate | Las Vegas | NV | $0 | $4,850,000 | 0 | Jun 6 | sec.gov |
| Jumplights, Inc. | Other Technology | Gaithersburg | MD | $0 | $24,000 | 1 | Jun 6 | sec.gov |
| JEFFERSON RESERVE, LP | Residential | Prosper | TX | $0 | $15,000,000 | 0 | Jun 6 | sec.gov |
| Three Oaks Fund, LLC | Residential | Austin | TX | $0 | $5,000,000 | 0 | Jun 6 | sec.gov |
| WiTh Impact Fund, LLC | Other | Longview | TX | $0 | $4,000,000 | 0 | Jun 6 | sec.gov |
| Barton 336 Holdings, LLC | Residential | Katy | TX | $0 | $12,000,000 | 0 | Jun 6 | sec.gov |
| Cove Tractor Net Lease 60 DST | Commercial | Torrance | CA | $0 | $11,100,440 | 0 | Jun 6 | sec.gov |
| Biked Forward, LLC | Other | Grand Rapids | MI | $0 | $2,000,000 | 0 | Jun 6 | sec.gov |
| 141 Main Street Hotel LLC | Commercial | Sheridan | WY | $0 | $2,100,000 | 0 | Jun 6 | sec.gov |
| Swan Charlie Investments, LLC | Residential | Portage | MI | $0 | $8,000,000 | 0 | Jun 6 | sec.gov |
| Shopoff OC Development Fund, LLC (amended) | Other Real Estate | Irvine | CA | $0 | $36,000,000 | 0 | Jun 6 | sec.gov |
| MHR Acquisitions, Inc. (amended) | Oil and Gas | New York | NY | $0 | $1,500,000 | 0 | Jun 6 | sec.gov |
| MHR Acquisitions, Inc. (amended) | Oil and Gas | New York | NY | $0 | $1,500,000 | 0 | Jun 6 | sec.gov |
| Worcester Investments, LLC | Other | Kansas City | MO | $0 | $5,000,000 | 0 | Jun 6 | sec.gov |
June 7, 2023 · June 5, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.