Data / Form D filings / May 23
Form D filings, May 23, 2023: 100 companies raised $610 million
100 operating companies filed a Form D on May 23, 2023, reporting $610 million sold. Largest: Ensoma, Inc. ($129 million), Eastwood Climate Smart Forestry Fund I, L.P. ($100 million), Tache Securities S.A R.L ($75 million). The median filing is $1.1 million, and 101 pooled investment funds also filed that day.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
- 100Form D filings
- $610 millionreported sold
- $1.1 millionmedian amount sold
- CAmost filings (41)
Most filings by state: CA 41, FL 7, TX 7, MA 6, TN 3. By industry: Other Banking and Financial Services 31, Other 18, Other Technology 12, Other Real Estate 11.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Ensoma, Inc. (amended) | Biotechnology | Boston | MA | $129,000,467 | $129,000,467 | 22 | May 23 | sec.gov |
| Eastwood Climate Smart Forestry Fund I, L.P. | Other Real Estate | Chapel Hill | NC | $100,000,000 | Indefinite | 1 | May 23 | sec.gov |
| Tache Securities S.A R.L | Investing | Luxembourg City | $75,000,000 | $75,000,000 | 3 | May 23 | sec.gov | |
| Huntress Labs Inc | Other | Ellicott City | MD | $59,999,992 | $59,999,992 | 5 | May 23 | sec.gov |
| PREP Net Lease Income Fund III, Inc. (amended) | Other Real Estate | Park City | UT | $18,651,096 | $200,000,000 | 185 | May 23 | sec.gov |
| Rancho Sierra I LP | Residential | Thousand Oaks | CA | $17,877,530 | $17,877,530 | 1 | May 23 | sec.gov |
| EdInvent Inc. | Other Technology | Mountain View | CA | $15,738,996 | $18,738,985 | 11 | May 23 | sec.gov |
| IPC Nashville Hospitality DST (amended) | Other Real Estate | Oak Brook | IL | $15,600,052 | $15,600,052 | 35 | May 23 | sec.gov |
| Incentivio, Inc | Restaurants | Boston | MA | $15,268,462 | $15,268,462 | 21 | May 23 | sec.gov |
| Amedex Assurance Co | Insurance | Miami | FL | $14,687,497 | $17,572,390 | 44 | May 23 | sec.gov |
| Fifty Foods Inc. | Other | San Francisco | CA | $12,239,281 | $15,214,866 | 39 | May 23 | sec.gov |
| Puzzle Solutions Holdings LLC | Other | Tampa | FL | $11,250,000 | Indefinite | 27 | May 23 | sec.gov |
| Slate VMG, LLC | Other | Nashville | TN | $10,605,000 | $10,605,000 | 17 | May 23 | sec.gov |
| NexPoint Storage IV DST (amended) | Other Real Estate | Dallas | TX | $9,821,302 | $70,344,106 | 28 | May 23 | sec.gov |
| Dickinson Corp | Other Technology | Novato | CA | $8,669,055 | $9,179,054 | 30 | May 23 | sec.gov |
| LEADOPTIK Inc. | Other | San Jose | CA | $6,649,964 | $6,649,964 | 16 | May 23 | sec.gov |
| Slate VMG 2, LLC | Other | Nashville | TN | $6,500,000 | $6,500,000 | 3 | May 23 | sec.gov |
| Kiwi Campus Inc | Other | Miami | FL | $6,083,498 | $6,083,498 | 5 | May 23 | sec.gov |
| HUMMINGBIRD HEALTHCARE, INC. | Other Health Care | Lewes | DE | $5,800,000 | $6,000,000 | 10 | May 23 | sec.gov |
| JVM P5 REIT Holdco, LLC (amended) | Other Real Estate | Oak Brook | IL | $4,700,756 | $150,000,000 | 36 | May 23 | sec.gov |
| Golioth Inc | Other | San Francisco | CA | $4,616,433 | $4,999,999 | 10 | May 23 | sec.gov |
| Lux Ice, LLC | Manufacturing | Flower Mound | TX | $4,000,000 | $4,000,000 | 1 | May 23 | sec.gov |
| West Red Lake Gold Mines Ltd. | Other | Vancouver | $3,579,782 | $3,579,782 | 7 | May 23 | sec.gov | |
| Channel99, Inc. | Other Technology | Kentfield | CA | $3,550,000 | $3,550,000 | 6 | May 23 | sec.gov |
| BluCarbon Investment Fund (UK) LLC (amended) | Other | Wilmington | DE | $2,827,745 | Indefinite | 28 | May 23 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $2,710,292 | Indefinite | 94 | May 23 | sec.gov |
| PLYMOUTH TREE HOLDINGS, LLC (amended) | Other Health Care | Delray Beach | FL | $2,550,000 | $4,462,500 | 3 | May 23 | sec.gov |
| BEACON THREE HOLDINGS LLC | Other Real Estate | Lake Worth | FL | $2,400,000 | $2,400,000 | 28 | May 23 | sec.gov |
| Frontier Risk Group Inc. | Insurance | Westport | CT | $2,225,000 | $2,500,000 | 5 | May 23 | sec.gov |
| CX Mode at Hyattsville, DST (amended) | Other Real Estate | Tampa | FL | $2,189,637 | $73,433,727 | 10 | May 23 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $2,142,630 | Indefinite | 94 | May 23 | sec.gov |
| Reperio Health, Inc. | Other Health Care | Portland | OR | $2,000,000 | $5,000,000 | 2 | May 23 | sec.gov |
| Return Home, Inc. | Other | Auburn | WA | $1,969,490 | $3,700,000 | 12 | May 23 | sec.gov |
| Gem Specialty Health, Inc. | Other Technology | White Bear Lake | MN | $1,955,334 | $3,025,000 | 11 | May 23 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $1,885,198 | Indefinite | 95 | May 23 | sec.gov |
| Hydrinity, LLC (amended) | Other | Monroe | LA | $1,800,000 | Indefinite | 6 | May 23 | sec.gov |
| INPIXON | Other Technology | Palo Alto | CA | $1,500,000 | Indefinite | 3 | May 23 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $1,495,213 | Indefinite | 95 | May 23 | sec.gov |
| Rigorous Technology Inc. | Other Technology | Underhill | VT | $1,400,000 | $1,750,000 | 10 | May 23 | sec.gov |
| Burcon NutraScience Corp | Other Technology | Vancouver | $1,290,517 | $2,994,974 | 9 | May 23 | sec.gov | |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $1,200,000 | Indefinite | 95 | May 23 | sec.gov |
| MRT BEACH STREET LLC | Residential | Fort Worth | TX | $1,150,000 | $23,500,000 | 8 | May 23 | sec.gov |
| Glycologix, Inc. | Other Technology | Beverly | MA | $1,100,687 | $1,750,000 | 25 | May 23 | sec.gov |
| FASH TAYLOR, LTD. | Residential | Richardson | TX | $1,050,000 | $10,000,000 | 5 | May 23 | sec.gov |
| Alliance Capital Investors LLC | Commercial | Springfield | MO | $924,800 | Indefinite | 3 | May 23 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $885,000 | Indefinite | 48 | May 23 | sec.gov |
| BL Vista LLC | Residential | Vineyard | UT | $870,000 | $2,200,000 | 10 | May 23 | sec.gov |
| Long Prairie Project Investors LLC | Other Health Care | Seattle | WA | $800,000 | $8,000,000 | 1 | May 23 | sec.gov |
| Inspirit Group INc | Other Technology | Holmdel | NJ | $795,355 | Indefinite | 91 | May 23 | sec.gov |
| PB 1205 West, DST | Commercial | Mission Viejo | CA | $735,000 | $4,166,150 | 3 | May 23 | sec.gov |
| OBJ Strategy Labs LLC | Other Technology | Franklin | TN | $678,300 | $678,300 | 11 | May 23 | sec.gov |
| Hughberry Homes LLC (amended) | Other Real Estate | Reno | NV | $569,557 | Indefinite | 5 | May 23 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $526,515 | Indefinite | 9 | May 23 | sec.gov |
| Pupil Bio, Inc. | Biotechnology | Houston | TX | $500,000 | $2,000,000 | 3 | May 23 | sec.gov |
| SALT CAPITAL EQUITY GROUP LLC | Residential | Lafayette | LA | $484,380 | $484,380 | 31 | May 23 | sec.gov |
| Dorset Agriculture Opportunity Fund LP | Other Real Estate | Boston | MA | $440,000 | Indefinite | 4 | May 23 | sec.gov |
| RennStaff, Inc. | Other Technology | St. Louis Park | MN | $425,000 | $425,000 | 6 | May 23 | sec.gov |
| Red Clay Provisions, LLC | Manufacturing | Charleston | SC | $386,479 | $2,500,000 | 11 | May 23 | sec.gov |
| Enamel Pure Inc. | Other Health Care | Worcester | MA | $380,000 | $1,499,400 | 2 | May 23 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $360,000 | Indefinite | 17 | May 23 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $297,785 | Indefinite | 7 | May 23 | sec.gov |
| XComP Analytics, Inc. | Other | San Antonio | TX | $293,000 | $1,000,000 | 11 | May 23 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $255,038 | Indefinite | 12 | May 23 | sec.gov |
| BETHLEHEM LIGHTS, LLC | Other | West Chester | PA | $250,000 | $250,000 | 1 | May 23 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $245,006 | Indefinite | 18 | May 23 | sec.gov |
| ExoTech Ltd (amended) | Computers | Hamilton | $222,235 | $5,000,000 | 14 | May 23 | sec.gov | |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $200,014 | Indefinite | 12 | May 23 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $200,004 | Indefinite | 1 | May 23 | sec.gov |
| Motos America, Inc. (amended) | Other | Salt Lake City | UT | $192,000 | $14,205,000 | 2 | May 23 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $145,652 | Indefinite | 9 | May 23 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $145,005 | Indefinite | 12 | May 23 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $125,174 | Indefinite | 10 | May 23 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $100,000 | Indefinite | 7 | May 23 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $100,000 | Indefinite | 2 | May 23 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $97,500 | Indefinite | 3 | May 23 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $95,875 | Indefinite | 8 | May 23 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $90,064 | Indefinite | 8 | May 23 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $80,002 | Indefinite | 8 | May 23 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $75,000 | Indefinite | 4 | May 23 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $72,515 | Indefinite | 6 | May 23 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $70,000 | Indefinite | 6 | May 23 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $55,001 | Indefinite | 2 | May 23 | sec.gov |
| All Air India, Inc. | Business Services | San Clemente | CA | $39,000 | $39,000 | 4 | May 23 | sec.gov |
| Biked Forward, LLC | Other | Grand Rapids | MI | $35,000 | $1,500,000 | 2 | May 23 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $30,030 | Indefinite | 3 | May 23 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $20,029 | Indefinite | 3 | May 23 | sec.gov |
| Cryptochrome Film LLC | Other | Portland | OR | $10,000 | Indefinite | 1 | May 23 | sec.gov |
| Avistone Industrial Parks III, LLC | Commercial | San Diego | CA | $0 | $50,000,000 | 0 | May 23 | sec.gov |
| SOMERS CAPITAL BOUTIQUE HOTEL INVESTMENT FUND I L.P. | Commercial | San Diego | CA | $0 | $15,000,000 | 1 | May 23 | sec.gov |
| Craftsman Distilling Ltd. Co. | Manufacturing | Louisville | KY | $0 | Indefinite | 0 | May 23 | sec.gov |
| Inspire Capital Partners, LP | Other Banking and Financial Services | Las Vegas | NV | $0 | Indefinite | 0 | May 23 | sec.gov |
| Integrity Financial Groups, Inc. | Other Banking and Financial Services | Las Vegas | NV | $0 | Indefinite | 0 | May 23 | sec.gov |
| Rainier Sherman Park Investors, LP | Other Real Estate | Dallas | TX | $0 | $6,500,000 | 0 | May 23 | sec.gov |
| Copperopolis Town Square Associates LLC | Commercial | Seattle | WA | $0 | $27,200,000 | 0 | May 23 | sec.gov |
| Alfie Private Line of Credit LLC (amended) | Other Banking and Financial Services | Asheville | NC | $0 | $50,000,000 | 0 | May 23 | sec.gov |
| ENSMBL, Inc. | Other Technology | Bend | OR | $0 | $3,000,000 | 0 | May 23 | sec.gov |
| Perfecto Secure Income Fund, LLC (amended) | Other | Boca Raton | FL | $0 | $5,000,000 | 0 | May 23 | sec.gov |
| DWC Fund I LLC (amended) | Other Real Estate | Burlington | MA | $0 | $20,000,000 | 0 | May 23 | sec.gov |
| Vintrader Inc (amended) | Retailing | San Francisco | CA | $0 | Indefinite | 0 | May 23 | sec.gov |
| ASC DENTAL VENTURES LLC | Other Health Care | Wilmington | DE | $0 | $220,000,000 | 0 | May 23 | sec.gov |
May 24, 2023 · May 22, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.