Data / Form D filings / May 22
Form D filings, May 22, 2023: 94 companies raised $17.67 billion
94 operating companies filed a Form D on May 22, 2023, reporting $17.67 billion sold. Largest: NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT ($9.67 billion), Nationwide PPVUL Separate Account - 6 ($4.98 billion), Nationwide PPVUL Separate Account - 4 ($2.00 billion). The median filing is $746,563, and 106 pooled investment funds also filed that day.
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- 94Form D filings
- $17.67 billionreported sold
- $746,563median amount sold
- CAmost filings (39)
Most filings by state: CA 39, TX 9, OH 8, NY 7, MA 4. By industry: Other Banking and Financial Services 33, Other Technology 12, Other 10, Other Real Estate 8.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT (amended) | Insurance | Columbus | OH | $9,666,459,518 | Indefinite | 448 | May 22 | sec.gov |
| Nationwide PPVUL Separate Account - 6 (amended) | Insurance | Columbus | OH | $4,979,633,045 | Indefinite | 25 | May 22 | sec.gov |
| Nationwide PPVUL Separate Account - 4 (amended) | Insurance | Columbus | OH | $1,996,000,000 | Indefinite | 6 | May 22 | sec.gov |
| Nationwide PPVUL Separate Account - 3 (amended) | Insurance | Columbus | OH | $377,468,621 | Indefinite | 81 | May 22 | sec.gov |
| NHIT: Long Duration Corporate Bond Trust (amended) | Investing | Boston | MA | $136,187,234 | Indefinite | 8 | May 22 | sec.gov |
| Nationwide Private Placement Variable Account - E (amended) | Insurance | Columbus | OH | $133,364,197 | Indefinite | 4 | May 22 | sec.gov |
| Plaza at Preston Road, LLC | Residential | Mckinney | TX | $83,500,000 | $120,000,000 | 72 | May 22 | sec.gov |
| Nationwide PPVUL Separate Account 7 (amended) | Insurance | Columbus | OH | $45,154,163 | Indefinite | 2 | May 22 | sec.gov |
| Nationwide PPVUL Separate Account - AC1 (amended) | Insurance | Columbus | OH | $37,297,505 | Indefinite | 12 | May 22 | sec.gov |
| Eledon Pharmaceuticals, Inc. | Biotechnology | Irvine | CA | $35,000,000 | Indefinite | 38 | May 22 | sec.gov |
| TeleVet, Inc. | Other Technology | Austin | TX | $32,472,646 | $41,330,393 | 7 | May 22 | sec.gov |
| Convergent Therapeutics, Inc. | Biotechnology | Cambridge | MA | $29,170,704 | $99,170,694 | 15 | May 22 | sec.gov |
| 129 Growth Partners, LLC | Investing | Roswell | GA | $11,750,000 | $16,300,000 | 12 | May 22 | sec.gov |
| Haverhill Land Holdings I LLC | Commercial | New York | NY | $9,500,000 | $9,500,000 | 8 | May 22 | sec.gov |
| Nationwide PPVUL Separate Account - 5 (amended) | Insurance | Columbus | OH | $9,192,134 | Indefinite | 6 | May 22 | sec.gov |
| INNOVATIVE VENTURE GROUP INC | Other Technology | Castaic | CA | $7,500,000 | $7,500,000 | 1 | May 22 | sec.gov |
| New Avenue Fund 2021A, LLC | Residential | Berkeley | CA | $6,740,000 | Indefinite | 29 | May 22 | sec.gov |
| Brami Inc. | Other | Carlsbad | CA | $6,530,969 | $10,830,953 | 23 | May 22 | sec.gov |
| Strike Graph, Inc. | Other Technology | Anacortes | WA | $6,195,949 | $9,999,997 | 8 | May 22 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $5,035,002 | Indefinite | 1 | May 22 | sec.gov |
| Texas Legacy Vines II LLC | Other Real Estate | Jermyn | TX | $4,487,000 | $7,500,000 | 34 | May 22 | sec.gov |
| Episteme Prognostics, Inc. (amended) | Biotechnology | New York | NY | $4,111,039 | $4,111,039 | 16 | May 22 | sec.gov |
| EDGEWATER REAL ESTATE GROWTH & INCOME FUND LP (amended) | Other Real Estate | Naples | FL | $3,450,000 | $100,000,000 | 6 | May 22 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $3,043,434 | Indefinite | 94 | May 22 | sec.gov |
| THUNDERBOLT TECHNOLOGY, INC. | Other Technology | London | $2,625,000 | $3,000,000 | 4 | May 22 | sec.gov | |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $2,615,757 | Indefinite | 94 | May 22 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $2,406,707 | Indefinite | 95 | May 22 | sec.gov |
| GoviEx Uranium Inc. | Other | Vancouver | $2,310,681 | $5,691,731 | 2 | May 22 | sec.gov | |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $2,289,681 | Indefinite | 94 | May 22 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $2,193,992 | Indefinite | 95 | May 22 | sec.gov |
| Side View Ventures, LLC | Business Services | Dallas | TX | $2,000,000 | $2,000,000 | 2 | May 22 | sec.gov |
| Reliable Labs, Inc. | Other | West Falls | NY | $2,000,000 | $2,000,000 | 19 | May 22 | sec.gov |
| ToolBox OS, Inc. (amended) | Other Technology | St. George | UT | $1,690,000 | $30,000,000 | 23 | May 22 | sec.gov |
| Vantage Acquisition Partners, LLC | Other Real Estate | Bloomfield Hills | MI | $1,600,000 | $7,000,000 | 0 | May 22 | sec.gov |
| Barn Owl Precision Agriculture, Inc. | Other Technology | La Junta | CO | $1,491,594 | $2,131,595 | 10 | May 22 | sec.gov |
| SNGMM, LLC | Other Energy | Alden | IA | $1,438,456 | $1,438,456 | 23 | May 22 | sec.gov |
| TFSC Inc (amended) | Retailing | Mill Valley | CA | $1,350,000 | $2,765,000 | 12 | May 22 | sec.gov |
| Fresenius Vascular Care Long Beach MSO, LLC (amended) | Other Health Care | Waltham | MA | $1,233,333 | $1,233,333 | 2 | May 22 | sec.gov |
| CAMINO AT MERLAYNE, LLC | Other Real Estate | Henderson | NV | $1,210,000 | $3,500,000 | 15 | May 22 | sec.gov |
| Rendyr, Inc. (amended) | Other Technology | Blacksburg | VA | $1,188,216 | $1,314,219 | 28 | May 22 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $755,032 | Indefinite | 38 | May 22 | sec.gov |
| Fresenius Vascular Care Long Beach MSO, LLC | Other Health Care | Waltham | MA | $738,095 | $738,095 | 2 | May 22 | sec.gov |
| RCP LI Self Storage, LLC | Other Real Estate | Dallas | TX | $665,000 | $6,640,000 | 78 | May 22 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $628,856 | Indefinite | 18 | May 22 | sec.gov |
| Smartland FND5, LLC | Residential | Miami | FL | $470,000 | Indefinite | 8 | May 22 | sec.gov |
| Consumer Retail Tech Solutions Corp. (amended) | Other | Monroe Township | NJ | $420,000 | Indefinite | 8 | May 22 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $400,000 | Indefinite | 6 | May 22 | sec.gov |
| New Avenue Fund 2022A, LLC | Residential | Berkeley | CA | $377,500 | Indefinite | 8 | May 22 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $359,223 | Indefinite | 28 | May 22 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $350,331 | Indefinite | 22 | May 22 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $345,022 | Indefinite | 25 | May 22 | sec.gov |
| Nano Carbon Solutions, Inc. | Other Technology | Chicago | IL | $335,000 | $335,000 | 4 | May 22 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $315,365 | Indefinite | 21 | May 22 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $311,478 | Indefinite | 21 | May 22 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $271,638 | Indefinite | 5 | May 22 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $260,185 | Indefinite | 14 | May 22 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $245,000 | Indefinite | 7 | May 22 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $235,317 | Indefinite | 21 | May 22 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $228,267 | Indefinite | 22 | May 22 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $222,009 | Indefinite | 17 | May 22 | sec.gov |
| NET Recovery Corp. | Other Technology | Wilmington | DE | $195,000 | $440,000 | 3 | May 22 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $181,592 | Indefinite | 14 | May 22 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $175,003 | Indefinite | 28 | May 22 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $174,002 | Indefinite | 7 | May 22 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $166,433 | Indefinite | 15 | May 22 | sec.gov |
| LGX Energy Corp. | Oil and Gas | Walla Walla | WA | $165,000 | Indefinite | 6 | May 22 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $155,026 | Indefinite | 9 | May 22 | sec.gov |
| IAM Creative Concepts LLC | Other Technology | New Athens | IL | $100,000 | Indefinite | 2 | May 22 | sec.gov |
| Balmaghie Beverage Group Inc. | Other | Slippery Rock | PA | $100,000 | $2,400,000 | 1 | May 22 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $90,090 | Indefinite | 7 | May 22 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $81,817 | Indefinite | 3 | May 22 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $75,000 | Indefinite | 7 | May 22 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $55,000 | Indefinite | 6 | May 22 | sec.gov |
| SOLO PICTURES, LLC | Other | Fort Lauderdale | FL | $50,000 | $50,000 | 3 | May 22 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $50,000 | Indefinite | 2 | May 22 | sec.gov |
| DreamHammer Corp | Other | Dallas | TX | $40,000 | $2,000,000 | 1 | May 22 | sec.gov |
| Winshear Gold Corp. | Other | Vancouver | $37,341 | $365,011 | 1 | May 22 | sec.gov | |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $35,005 | Indefinite | 4 | May 22 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $30,024 | Indefinite | 4 | May 22 | sec.gov |
| Step Security, Inc. | Other Technology | Sammamish | WA | $30,000 | $200,000 | 2 | May 22 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $20,000 | Indefinite | 2 | May 22 | sec.gov |
| Xen, Inc. | Other Technology | New York | NY | $5 | $5 | 49 | May 22 | sec.gov |
| PGCs Golf Entertainment Venue Las Vegas LLC | Commercial | Rockwall | TX | $0 | $30,900,000 | 0 | May 22 | sec.gov |
| McKinney Estates (Manchester) Ltd | Other Real Estate | Belfast | $0 | $34,000,000 | 0 | May 22 | sec.gov | |
| Danville Riverfront Plaza LLC | Commercial | Danville | IL | $0 | $2,000,000 | 0 | May 22 | sec.gov |
| Cutalong Golf Club LLC | Other Real Estate | Lehi | UT | $0 | $25,000,000 | 0 | May 22 | sec.gov |
| Novak Office, L.P. | Commercial | Georgetown | TX | $0 | $5,320,000 | 0 | May 22 | sec.gov |
| Hamilton UK Tour Ltd Liability Co | Other | New York | NY | $0 | $4,250,000 | 0 | May 22 | sec.gov |
| Sovereign Fund IV Blocker, LLC | Commercial | New York | NY | $0 | $50,000,000 | 0 | May 22 | sec.gov |
| Sovereign Fund IV, LLC | Commercial | New York | NY | $0 | $50,000,000 | 0 | May 22 | sec.gov |
| Aries Artwork Ltd | Other | Tortola | $0 | $34,100,000 | 0 | May 22 | sec.gov | |
| Summit2Shore Capital, LLC (amended) | Commercial | St. George | UT | $0 | $10,000,000 | 0 | May 22 | sec.gov |
| Kcolt Investments LLC | Other Real Estate | Houston | TX | $0 | $38,500,000 | 0 | May 22 | sec.gov |
| FIRST SOUTHERN BANCSHARES, INC. | Commercial Banking | Florence | AL | $0 | $7,000,262 | 0 | May 22 | sec.gov |
May 23, 2023 · May 19, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.