Data / Form D filings / Mar 29
Form D filings, March 29, 2023: 101 companies raised $7.03 billion
101 operating companies filed a Form D on March 29, 2023, reporting $7.03 billion sold. Largest: Stripe, Inc. ($6.13 billion), National Storage Affiliates Trust ($139.6 million), OCA Brigade Dislocation Fund LLC ($114.7 million). The median filing is $2 million, and 183 pooled investment funds also filed that day.
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- 101Form D filings
- $7.03 billionreported sold
- $2 millionmedian amount sold
- FLmost filings (14)
Most filings by state: FL 14, CA 11, NY 10, CO 9, TX 9. By industry: Other 27, Other Technology 18, Other Real Estate 17, Commercial 8.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Stripe, Inc. | Other | South San Francisco | CA | $6,131,843,800 | $6,131,843,800 | 102 | Mar 29 | sec.gov |
| National Storage Affiliates Trust | REITS and Finance | Greenwood Village | CO | $139,605,984 | $139,605,984 | 63 | Mar 29 | sec.gov |
| OCA Brigade Dislocation Fund LLC | Other Banking and Financial Services | New York | NY | $114,736,500 | Indefinite | 137 | Mar 29 | sec.gov |
| JLLX West Phoenix Distribution Center DST (amended) | Other Real Estate | Chicago | IL | $94,721,430 | $146,515,397 | 58 | Mar 29 | sec.gov |
| OCA Brigade Dislocation Fund Segregated Portfolio | Other Banking and Financial Services | Camana Bay | $89,076,000 | Indefinite | 46 | Mar 29 | sec.gov | |
| ExchangeRight Net-Leased Portfolio 51 DST (amended) | Commercial | Pasadena | CA | $46,730,000 | $46,730,000 | 95 | Mar 29 | sec.gov |
| Wellvana Health, LLC | Other Health Care | Nashville | TN | $42,000,582 | $42,000,582 | 1 | Mar 29 | sec.gov |
| V2G Holdings, LLC | Other | Wayne | PA | $39,750,000 | $39,750,000 | 13 | Mar 29 | sec.gov |
| Cart.com, Inc. | Other Technology | Austin | TX | $38,019,805 | $44,519,805 | 9 | Mar 29 | sec.gov |
| NOBULL, LLC | Retailing | Boston | MA | $30,006,771 | $40,000,000 | 3 | Mar 29 | sec.gov |
| XGenesis Inc. | Other Technology | Clearwater | FL | $16,530,531 | $18,570,471 | 75 | Mar 29 | sec.gov |
| CX Courts of Avalon, DST (amended) | Other Real Estate | Tampa | FL | $16,265,961 | $48,815,934 | 48 | Mar 29 | sec.gov |
| Midi Health, Inc. | Other | Los Altos Hills | CA | $13,869,993 | $13,919,992 | 14 | Mar 29 | sec.gov |
| CSC Candlewood Realty Capital, LLC | Residential | Aspen | CO | $13,450,000 | $13,450,000 | 83 | Mar 29 | sec.gov |
| LESTE SUNNY ISLES US FEEDER, LP | Construction | Miami | FL | $11,740,000 | $50,000,000 | 4 | Mar 29 | sec.gov |
| LESTE CHATHAM US FEEDER, LP | Other Real Estate | Miami | FL | $11,740,000 | $16,000,000 | 23 | Mar 29 | sec.gov |
| YourGuru, Inc. | Business Services | New York | NY | $9,776,175 | $10,776,175 | 9 | Mar 29 | sec.gov |
| CoParse, Inc. | Other | New York | NY | $9,379,989 | $9,379,989 | 30 | Mar 29 | sec.gov |
| DANDIPRAT REAL ESTATE HOLDINGS LLC | Commercial | Troy | MI | $9,350,000 | $11,000,000 | 76 | Mar 29 | sec.gov |
| Shreveport Retail Investment Company, LLC | Other | Little Rock | AR | $9,226,500 | $21,500,000 | 19 | Mar 29 | sec.gov |
| LESTE JW, LLC | Other Real Estate | Miami | FL | $8,457,000 | Indefinite | 3 | Mar 29 | sec.gov |
| VareCo Fund II, LP | Other Real Estate | Denver | CO | $7,760,000 | $7,760,000 | 17 | Mar 29 | sec.gov |
| AquaCultured Foods, Inc. (amended) | Other Technology | Chicago | IL | $7,715,625 | $7,715,625 | 23 | Mar 29 | sec.gov |
| KARMIC INVESTMENTS INC | Other Technology | Castaic | CA | $7,500,000 | $7,500,000 | 1 | Mar 29 | sec.gov |
| cohesionIB, Inc. | Other Technology | Chicago | IL | $6,254,450 | Indefinite | 14 | Mar 29 | sec.gov |
| LESTE GABLES VILLAGE, LLC | Other Real Estate | Miami | FL | $6,093,085 | Indefinite | 6 | Mar 29 | sec.gov |
| MySimplePetLab Inc. (amended) | Other | Centennial | CO | $6,000,000 | $6,000,000 | 3 | Mar 29 | sec.gov |
| ALLIANCE LESTE PRIME NET LEASE FUND II, LP | Other Real Estate | Miami | FL | $5,505,000 | Indefinite | 11 | Mar 29 | sec.gov |
| KPAM, LLC (amended) | Commercial | Newark | DE | $5,500,000 | $9,600,000 | 10 | Mar 29 | sec.gov |
| MPA II, LLC | Commercial | Newark | DE | $5,500,000 | $10,000,000 | 5 | Mar 29 | sec.gov |
| RGM II, LLC (amended) | Commercial | Newark | DE | $5,100,000 | $10,000,000 | 45 | Mar 29 | sec.gov |
| Eighth Day Labs, Inc. | Other | Santa Ana | CA | $4,999,999 | $14,999,998 | 1 | Mar 29 | sec.gov |
| Compass, Inc. | Residential | New York | NY | $4,627,926 | $4,627,926 | 3 | Mar 29 | sec.gov |
| Auburn GA MHC LLC | Commercial | Knoxville | TN | $4,500,000 | $10,000,000 | 1 | Mar 29 | sec.gov |
| LESTE PAM PORTFOLIO 2 CLUB DEAL, LP | Other Real Estate | Miami | FL | $4,031,000 | $43,000,000 | 4 | Mar 29 | sec.gov |
| Kokopelli Outdoor, Inc. | Other | Longmont | CO | $3,450,000 | $3,451,242 | 4 | Mar 29 | sec.gov |
| REMARK HOLDINGS, INC. | Other Technology | Las Vegas | NV | $3,333,600 | $3,333,600 | 1 | Mar 29 | sec.gov |
| Pendella Technologies, Inc. | Health Insurance | Fort Myers | FL | $2,717,737 | $2,717,737 | 11 | Mar 29 | sec.gov |
| Devyce Inc. | Other Technology | London | $2,609,929 | $2,609,929 | 30 | Mar 29 | sec.gov | |
| TellBio, Inc. | Biotechnology | Beverly | MA | $2,294,702 | $2,500,000 | 23 | Mar 29 | sec.gov |
| GRAY MATTERS DATA CORP. | Other Technology | San Francisco | CA | $2,280,000 | $4,000,000 | 21 | Mar 29 | sec.gov |
| Source 7 LLC | Other Technology | Louisville | KY | $2,190,000 | $2,190,000 | 13 | Mar 29 | sec.gov |
| Ethical Brands Inc. | Other | Red Bank | NJ | $2,000,000 | $2,000,000 | 9 | Mar 29 | sec.gov |
| PC Lake Life Investors, LLC | Commercial | Charlotte | NC | $1,918,153 | $1,918,153 | 20 | Mar 29 | sec.gov |
| Ember Health MSO, LLC | Other Health Care | Brooklyn | NY | $1,906,578 | $1,906,578 | 10 | Mar 29 | sec.gov |
| Anuncia Medical, Inc. (amended) | Biotechnology | Scottsdale | AZ | $1,825,607 | $2,500,000 | 14 | Mar 29 | sec.gov |
| Stronghold Bear Crossing LLC | Residential | Dallas | TX | $1,740,000 | $2,500,000 | 25 | Mar 29 | sec.gov |
| Fresh Factory B.C. Ltd. | Other | Carol Stream | IL | $1,625,100 | $1,625,100 | 2 | Mar 29 | sec.gov |
| PrivacyHawk Inc. | Other | Los Angeles | CA | $1,591,309 | $2,000,000 | 6 | Mar 29 | sec.gov |
| Cognitive Health Solutions, Inc. | Other | Washington | DC | $1,500,000 | $2,500,000 | 1 | Mar 29 | sec.gov |
| SkyH2O, Inc. | Other | Newport Beach | CA | $1,500,000 | $20,000,000 | 1 | Mar 29 | sec.gov |
| Leste Real Estate IOS Fund LP | Other Real Estate | Miami | FL | $1,486,040 | $20,000,000 | 5 | Mar 29 | sec.gov |
| Starboard Richland Capital Fund LLC | Other Real Estate | Irvine | CA | $1,300,000 | $2,500,000 | 3 | Mar 29 | sec.gov |
| z.Pax Holdco, Inc. | Other Technology | Manalapan | NJ | $1,275,000 | $3,000,000 | 12 | Mar 29 | sec.gov |
| GeniusX, Inc. | Other Technology | Tempe | AZ | $1,262,000 | $2,399,998 | 4 | Mar 29 | sec.gov |
| Flohom Inc. | Other | Annapolis | MD | $1,250,000 | $2,500,000 | 8 | Mar 29 | sec.gov |
| Endurance Equity Partners, LP | Other | Tucson | AZ | $1,200,000 | $24,999,999 | 6 | Mar 29 | sec.gov |
| Demand Driven Technologies, Inc. | Other Technology | Atlanta | GA | $1,175,000 | $1,175,000 | 13 | Mar 29 | sec.gov |
| LifeAire Systems, LLC | Other Technology | Allentown | PA | $1,100,000 | $2,000,000 | 10 | Mar 29 | sec.gov |
| AKILI HOLDINGS, INC. | Other Technology | Manlius | NY | $1,025,000 | $5,000,000 | 2 | Mar 29 | sec.gov |
| Carbon8water, Inc. | Other Technology | Miami | FL | $1,000,000 | $3,000,000 | 1 | Mar 29 | sec.gov |
| Lakeview Hodgkins LLC | Construction | Westlake | TX | $900,000 | $8,000,000 | 5 | Mar 29 | sec.gov |
| Zoe Healthcare, Inc. | Other Health Care | Sunnyvale | CA | $850,000 | $2,500,000 | 2 | Mar 29 | sec.gov |
| UNRULY STUDIOS, INC. (amended) | Other | Boston | MA | $828,000 | $2,000,000 | 26 | Mar 29 | sec.gov |
| Wholemax Inc. | Other | Miami | FL | $800,000 | $800,000 | 3 | Mar 29 | sec.gov |
| Veravas, Inc. | Other Health Care | Austin | TX | $775,000 | $50,000,000 | 12 | Mar 29 | sec.gov |
| Cabral Gold Inc. (amended) | Other | Vancouver | $747,600 | $1,869,000 | 1 | Mar 29 | sec.gov | |
| S4 Medical Corp. | Biotechnology | Chagrin Falls | OH | $745,844 | $850,000 | 10 | Mar 29 | sec.gov |
| Beeyonder, Inc. | Other Technology | Wayland | MA | $652,675 | $1,500,000 | 35 | Mar 29 | sec.gov |
| SSA-BR-Leste Fund I, LP | Other Real Estate | Miami | FL | $445,500 | Indefinite | 13 | Mar 29 | sec.gov |
| SPECIALTY KEG HOLDINGS INC. | Other | Washington | DC | $400,000 | $400,000 | 3 | Mar 29 | sec.gov |
| Ownership Mortgage LLC (amended) | Other Banking and Financial Services | Denver | CO | $377,500 | $5,000,000 | 81 | Mar 29 | sec.gov |
| Valence Chemicals Inc. | Other | Midland | TX | $318,000 | $3,500,000 | 12 | Mar 29 | sec.gov |
| InConfidence Inc. | Other | Portland | OR | $260,000 | $500,000 | 5 | Mar 29 | sec.gov |
| Influxer Holdings, LLC (amended) | Other | Dallas | TX | $230,000 | $1,000,000 | 8 | Mar 29 | sec.gov |
| Association for Enterprise Growth, LLC (amended) | Other | Gaithersburg | MD | $200,000 | $1,000,000 | 4 | Mar 29 | sec.gov |
| Oceanus Growth Fund LP | Investing | Short Hills | NJ | $150,000 | Indefinite | 1 | Mar 29 | sec.gov |
| ProspectStream Software, Inc. | Other | Cincinnati | OH | $150,000 | $2,000,000 | 3 | Mar 29 | sec.gov |
| Westward Gold Inc. | Other Energy | Vancouver | $136,614 | $136,614 | 5 | Mar 29 | sec.gov | |
| Nowigence Inc. | Other Technology | Albany | NY | $107,700 | $107,700 | 5 | Mar 29 | sec.gov |
| Westward Gold Inc. | Other Energy | Vancouver | $100,000 | $100,000 | 1 | Mar 29 | sec.gov | |
| Ownership Insurance LLC (amended) | Other Banking and Financial Services | Denver | CO | $78,000 | $5,000,000 | 39 | Mar 29 | sec.gov |
| PPW Aero Topco, L.P. | Manufacturing | South Windsor | CT | $75,000 | Indefinite | 3 | Mar 29 | sec.gov |
| Nowigence Inc. | Other Technology | Albany | NY | $52,500 | $75,000 | 5 | Mar 29 | sec.gov |
| Mitera Management, Inc. | Other Health Care | Mountain View | CA | $50,000 | $550,000 | 1 | Mar 29 | sec.gov |
| Stockkings Holdings Inc. | Investing | New York | NY | $25,000 | $25,000 | 1 | Mar 29 | sec.gov |
| ROI Apartment Fund LLC | Other | Romulus | MI | $0 | $25,000,000 | 0 | Mar 29 | sec.gov |
| TEXORL LLC | Other | Portland | OR | $0 | $1,350,000 | 0 | Mar 29 | sec.gov |
| KN Capital Maison LLC | Commercial | Frisco | TX | $0 | $2,750,000 | 0 | Mar 29 | sec.gov |
| Good Idea Solar, LLC | Other Energy | Annapolis | MD | $0 | $500,000 | 0 | Mar 29 | sec.gov |
| Cass Cap Fund I, LP | Business Services | Frisco | TX | $0 | $20,000,000 | 0 | Mar 29 | sec.gov |
| NINETEEN FLAGS, LLC | Other Real Estate | Sioux Falls | SD | $0 | $20,000,000 | 0 | Mar 29 | sec.gov |
| MMAG2H FUND I, LLC | Other Real Estate | Cheyenne | WY | $0 | $50,000,000 | 0 | Mar 29 | sec.gov |
| ADREX Diversified 3 DST (amended) | Other Real Estate | Denver | CO | $0 | $246,611,570 | 0 | Mar 29 | sec.gov |
| Arapahoe Partners LLC | Residential | Boulder | CO | $0 | $1,518,600 | 0 | Mar 29 | sec.gov |
| LLOYD COMPANIES, INC. | Other Real Estate | Sioux Falls | SD | $0 | Indefinite | 0 | Mar 29 | sec.gov |
| Midcon Income 23-1, LP | Oil and Gas | Houston | TX | $0 | $60,000,000 | 0 | Mar 29 | sec.gov |
| Flow Holdings, Inc. | Other | New York | NY | $0 | Indefinite | 0 | Mar 29 | sec.gov |
| Oakridge Tifton MHP LLC | Residential | Oviedo | FL | $0 | $550,000 | 0 | Mar 29 | sec.gov |
| KO Storage Fund III, LLC | Other Real Estate | Minnetonka | MN | $0 | $16,000,000 | 0 | Mar 29 | sec.gov |
| KO Storage Fund III, LLC | Other Real Estate | Minnetonka | MN | $0 | $19,000,000 | 0 | Mar 29 | sec.gov |
March 30, 2023 · March 28, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.