Data / Form D filings / Mar 28
Form D filings, March 28, 2023: 90 companies raised $933 million
90 operating companies filed a Form D on March 28, 2023, reporting $933 million sold. Largest: ORIGIN INCOMEPLUS FUND, LLC ($315.8 million), Origin Opportunity Zone Fund II, LLC ($278.8 million), Lodging Fund REIT III, Inc. ($87.4 million). The median filing is $1.5 million, and 122 pooled investment funds also filed that day.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
- 90Form D filings
- $933 millionreported sold
- $1.5 millionmedian amount sold
- CAmost filings (13)
Most filings by state: CA 13, TX 12, NY 5, FL 5, CO 4. By industry: Other Technology 17, Other 16, Commercial 9, Residential 7.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| ORIGIN INCOMEPLUS FUND, LLC (amended) | REITS and Finance | Chicago | IL | $315,783,936 | Indefinite | 1250 | Mar 28 | sec.gov |
| Origin Opportunity Zone Fund II, LLC (amended) | Other Real Estate | Chicago | IL | $278,784,288 | Indefinite | 771 | Mar 28 | sec.gov |
| Lodging Fund REIT III, Inc. (amended) | REITS and Finance | Fargo | ND | $87,430,746 | $100,000,000 | 1368 | Mar 28 | sec.gov |
| Modern Electron, Inc. | Other Energy | Bothell | WA | $32,800,000 | $32,800,000 | 8 | Mar 28 | sec.gov |
| nZero, Inc. (amended) | Other Technology | Carson City | NV | $30,473,718 | $46,368,942 | 38 | Mar 28 | sec.gov |
| American Homeownership Innovation Fund LLC | Residential | Washington | DC | $25,000,000 | $100,000,000 | 2 | Mar 28 | sec.gov |
| LesserEvil LLC | Other | Danbury | CT | $19,096,118 | $19,096,118 | 5 | Mar 28 | sec.gov |
| RENOVION, INC. | Pharmaceuticals | Chapel Hill | NC | $15,017,305 | $15,048,489 | 24 | Mar 28 | sec.gov |
| NY PRINCIPAL LLC (amended) | Other | New York | NY | $11,115,000 | $25,000,000 | 5 | Mar 28 | sec.gov |
| ACP Golden Holdings, Inc. | Other | New York | NY | $7,499,950 | Indefinite | 16 | Mar 28 | sec.gov |
| Vetro, Inc. | Other Technology | Portland | ME | $6,999,978 | $6,999,978 | 5 | Mar 28 | sec.gov |
| REPOWR INC. | Other Technology | Chattanooga | TN | $6,847,562 | $7,997,552 | 7 | Mar 28 | sec.gov |
| Lodging Fund REIT III OP, LP (amended) | Commercial | Fargo | ND | $6,121,000 | Indefinite | 3 | Mar 28 | sec.gov |
| Omcare Inc. (amended) | Other Technology | Bloomington | MN | $5,300,000 | $7,500,000 | 12 | Mar 28 | sec.gov |
| Swingvision, Inc. | Other Technology | Saratoga | CA | $5,008,000 | $5,508,000 | 68 | Mar 28 | sec.gov |
| CERBERUS CYBER SENTINEL CORP | Other Technology | Scottsdale | AZ | $5,000,000 | $5,000,000 | 1 | Mar 28 | sec.gov |
| Hiya, Inc. | Telecommunications | Seattle | WA | $4,700,000 | $8,500,000 | 7 | Mar 28 | sec.gov |
| ePallet, Inc. | Retailing | Agoura Hills | CA | $4,377,540 | $5,000,000 | 22 | Mar 28 | sec.gov |
| ONEFUND, LLC | Other Banking and Financial Services | St. Petersburg | FL | $3,700,000 | Indefinite | 38 | Mar 28 | sec.gov |
| BV Denton II Land LLC | Commercial | Dallas | TX | $3,595,000 | $6,700,000 | 33 | Mar 28 | sec.gov |
| JVEP San Antonio Retail, LLC | Commercial | Fort Worth | TX | $3,500,000 | $3,600,000 | 18 | Mar 28 | sec.gov |
| Prisidio Inc. | Other Technology | Naples | FL | $3,489,999 | $3,489,999 | 33 | Mar 28 | sec.gov |
| GIADZY, INC. | Other | Los Angeles | CA | $3,199,998 | $3,699,998 | 3 | Mar 28 | sec.gov |
| Buy It Mobility Networks Inc. | Other | Roswell | GA | $3,150,000 | $5,000,000 | 12 | Mar 28 | sec.gov |
| ThermoGenesis Holdings, Inc. | Biotechnology | Rancho Cordova | CA | $3,000,001 | $3,000,001 | 1 | Mar 28 | sec.gov |
| TPEG PLATO QP INVESTORS LLC | Other Technology | Southlake | TX | $2,586,750 | $10,000,000 | 44 | Mar 28 | sec.gov |
| BabyQuip, Inc. | Retailing | Santa Fe | NM | $2,559,991 | $2,559,991 | 15 | Mar 28 | sec.gov |
| Fertilidad Integral Ltd. | Other Health Care | Mexico City | $2,479,998 | $2,500,000 | 33 | Mar 28 | sec.gov | |
| ROYAL COVE INVESTMENTS LLC | Commercial | Sheridan | WY | $2,257,000 | $3,400,000 | 26 | Mar 28 | sec.gov |
| Electric Monster Media, Inc. | Other Technology | Burbank | CA | $2,045,000 | $2,500,000 | 15 | Mar 28 | sec.gov |
| Interstate Health Systems, Inc. | Other Health Care | Franklin | TN | $2,000,000 | $5,000,000 | 13 | Mar 28 | sec.gov |
| Mansa Holdings, Inc. | Other Technology | Woodland Hills | CA | $2,000,000 | $3,000,000 | 1 | Mar 28 | sec.gov |
| Provell Pharmaceuticals, LLC | Pharmaceuticals | Honey Brook | PA | $2,000,000 | $2,000,000 | 1 | Mar 28 | sec.gov |
| WASHINGTON CAPITAL MANAGEMENT, INC | Investing | Seattle | WA | $1,830,256 | $1,830,256 | 29 | Mar 28 | sec.gov |
| Hopkins Bob Barton LLC | Commercial | Meridian | ID | $1,800,000 | $1,800,000 | 7 | Mar 28 | sec.gov |
| Clix, Inc. (amended) | Other | Wellington | FL | $1,793,500 | $10,000,000 | 10 | Mar 28 | sec.gov |
| Venture Title & Escrow Co | Insurance | Boise | ID | $1,575,000 | $2,500,000 | 15 | Mar 28 | sec.gov |
| JVEP Dallas Retail, LLC | Commercial | Fort Worth | TX | $1,450,000 | $1,600,000 | 8 | Mar 28 | sec.gov |
| ViciNFT Corp | Other Technology | Tiburon | CA | $1,375,750 | $1,375,750 | 29 | Mar 28 | sec.gov |
| Alpha Cognition Inc. | Biotechnology | Vancouver | $1,286,748 | $3,254,716 | 14 | Mar 28 | sec.gov | |
| Reserve at Lake Highlands, LLC | Commercial | Plano | TX | $1,285,000 | $11,500,000 | 126 | Mar 28 | sec.gov |
| Omius Inc. | Other Technology | Aspen | CO | $986,209 | $986,209 | 10 | Mar 28 | sec.gov |
| Wild Cherry Apartments H, LLC | Residential | San Diego | CA | $908,333 | $1,400,000 | 14 | Mar 28 | sec.gov |
| MSI Investor SPV, LLC | Investing | Raleigh | NC | $900,000 | $1,000,000 | 8 | Mar 28 | sec.gov |
| Leroy & Lewis - Truck LLC | Restaurants | Austin | TX | $845,000 | $845,000 | 11 | Mar 28 | sec.gov |
| IntelGenx Technologies Corp. | Pharmaceuticals | Ville Saint Laurent | $763,000 | $2,000,000 | 26 | Mar 28 | sec.gov | |
| Interstate Health Systems, Inc. | Other Health Care | Franklin | TN | $740,000 | Indefinite | 7 | Mar 28 | sec.gov |
| Cards & Coffee LLC | Other | Del Mar | CA | $675,000 | $6,000,000 | 14 | Mar 28 | sec.gov |
| Combined Energies LLC (amended) | Energy Conservation | Rochester | NY | $640,000 | $850,000 | 17 | Mar 28 | sec.gov |
| Cimarron Townhomes LLC | Residential | Golden | CO | $600,000 | $600,000 | 3 | Mar 28 | sec.gov |
| NEXT-ChemX Corporation. | Other | Austin | TX | $500,000 | $2,500,000 | 2 | Mar 28 | sec.gov |
| Oasis Investment Partners, LLC | Residential | Dover | DE | $467,000 | $467,000 | 32 | Mar 28 | sec.gov |
| ParcelPal Logistics Inc. | Business Services | Vancouver | $406,058 | $406,058 | 12 | Mar 28 | sec.gov | |
| MPG 1 LLC | Residential | Indianapolis | IN | $405,000 | $405,000 | 10 | Mar 28 | sec.gov |
| Turbine Ironhorse, LLC | Commercial | Reno | NV | $300,000 | $500,000 | 5 | Mar 28 | sec.gov |
| Heirloom Cloud Corp | Other Technology | Charleston | SC | $300,000 | Indefinite | 4 | Mar 28 | sec.gov |
| MarketCipher Partners, LLC (amended) | Investing | Ponte Vedra Beach | FL | $300,000 | $5,000,000 | 3 | Mar 28 | sec.gov |
| TRUPO TREATS LLC | Manufacturing | Lewes | DE | $250,000 | $250,000 | 1 | Mar 28 | sec.gov |
| Synlico Inc. (amended) | Biotechnology | South San Francisco | CA | $240,000 | $1,000,000 | 1 | Mar 28 | sec.gov |
| LendTech, Inc. (amended) | Other Technology | Santa Monica | CA | $225,000 | $225,000 | 2 | Mar 28 | sec.gov |
| Stuhini Exploration Ltd. | Other | Vancouver | $219,164 | $356,142 | 9 | Mar 28 | sec.gov | |
| Marble Fox Brewing Company, LLC (amended) | Restaurants | Nashville | TN | $150,000 | $180,000 | 6 | Mar 28 | sec.gov |
| Collective Mining Ltd. | Other | Toronto | $109,411 | $109,411 | 1 | Mar 28 | sec.gov | |
| Mic's LLC | Restaurants | Sewickley | PA | $100,000 | $600,000 | 2 | Mar 28 | sec.gov |
| Gold Desert Cove Fund LLC | Residential | San Ysidro | AZ | $100,000 | $500,000 | 2 | Mar 28 | sec.gov |
| Hall Arts Land Development, LP | Commercial | Dallas | TX | $100,000 | $30,000,000 | 1 | Mar 28 | sec.gov |
| Expect Fitness, Inc. | Other Health Care | New York | NY | $95,000 | $500,000 | 2 | Mar 28 | sec.gov |
| Imaginario AI, Inc. | Other Technology | Dover | DE | $84,920 | $500,000 | 1 | Mar 28 | sec.gov |
| Ubiterra Corp | Business Services | Denver | CO | $80,000 | $450,000 | 9 | Mar 28 | sec.gov |
| Taqtile, Inc. | Other Technology | Seattle | WA | $56,654 | $10,000,000 | 1 | Mar 28 | sec.gov |
| ZERACORP INC. | Other Technology | Reston | VA | $50,000 | $1,000,000 | 1 | Mar 28 | sec.gov |
| Sunnie, Inc. | Other | Encino | CA | $50,000 | $100,000 | 2 | Mar 28 | sec.gov |
| Apothewell, Inc. | Biotechnology | Little Rock | AR | $40,000 | $110,000 | 1 | Mar 28 | sec.gov |
| Discovery Energy Corp. | Oil and Gas | Houston | TX | $20,000 | $250,000 | 1 | Mar 28 | sec.gov |
| Invito DrillCo 2023, LP | Oil and Gas | Mckinney | TX | $0 | $25,000,000 | 0 | Mar 28 | sec.gov |
| Maple Manor INV LLC | Other | Colorado Springs | CO | $0 | $1,650,000 | 0 | Mar 28 | sec.gov |
| Teneral Cellars Inc. | Other Real Estate | Lewes | DE | $0 | $1,300,000 | 0 | Mar 28 | sec.gov |
| Amadoras del Vino Investors, LLC | Other Real Estate | Tysons Corner | VA | $0 | $8,000,000 | 0 | Mar 28 | sec.gov |
| HF Desert Cove LLC | Other Real Estate | Indianapolis | IN | $0 | $685,000 | 0 | Mar 28 | sec.gov |
| 4624 Penn Avenue, LLC | Retailing | Washington Boro | PA | $0 | $3,000,000 | 0 | Mar 28 | sec.gov |
| Green Leaf Cannabis Co. LLC | Other | Des Moines | IA | $0 | $350,000 | 0 | Mar 28 | sec.gov |
| Park Place Investor LLC | Other Real Estate | Baltimore | MD | $0 | Indefinite | 0 | Mar 28 | sec.gov |
| Four Points Title & Escrow LLC | Other | Portsmouth | NH | $0 | $250,000 | 0 | Mar 28 | sec.gov |
| Zeus Private Fund LLC | Other Banking and Financial Services | Houston | TX | $0 | Indefinite | 0 | Mar 28 | sec.gov |
| Trails Edge Surgery Center, LLC | Other Health Care | Bonita Springs | FL | $0 | $130,000 | 0 | Mar 28 | sec.gov |
| Weaver Boren Oil Production, LP | Oil and Gas | Colleyville | TX | $0 | $700,000 | 0 | Mar 28 | sec.gov |
| MHR Acquisitions, Inc. | Retailing | New York | NY | $0 | $750,000 | 0 | Mar 28 | sec.gov |
| Cottonwood Residential O.P., LP (amended) | Residential | Salt Lake City | UT | $0 | Indefinite | 0 | Mar 28 | sec.gov |
| PREVENTION INSURANCE COM | Other | Melbourne | $0 | $10,000,000 | 0 | Mar 28 | sec.gov | |
| ATHENA GOLD CORP | Other | Vacaville | CA | $0 | $525,000 | 0 | Mar 28 | sec.gov |
March 29, 2023 · March 27, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.