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Data / Form D filings / Jan 27

Form D filings, January 27, 2023: 119 companies raised $560.2 million

119 operating companies filed a Form D on January 27, 2023, reporting $560.2 million sold. Largest: RECODE THERAPEUTICS, INC. ($210 million), Voyager Space Holdings, Inc. ($80.2 million), URUSEL BUSINESS SOLUTIONS INC ($40 million). The median filing is $480,354, and 149 pooled investment funds also filed that day.

SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.

  • 119Form D filings
  • $560.2 millionreported sold
  • $480,354median amount sold
  • CAmost filings (29)

Most filings by state: CA 29, NY 16, CO 8, NJ 6, TX 5. By industry: REITS and Finance 28, Other 25, Other Technology 17, Other Banking and Financial Services 12.

Every company that filed, largest first

CompanyIndustryCityStateAmount soldOfferingInvestorsFiledFiling
RECODE THERAPEUTICS, INC. (amended)BiotechnologyMenlo ParkCA$210,000,022$220,801,11224Jan 27sec.gov
Voyager Space Holdings, Inc. (amended)OtherDenverCO$80,200,610$80,200,61087Jan 27sec.gov
URUSEL BUSINESS SOLUTIONS INCOther TechnologyLos AngelesCA$40,000,000$40,000,0001Jan 27sec.gov
Vanna Health, Inc.Other TechnologySan FranciscoCA$29,000,000$29,000,0006Jan 27sec.gov
Boisson Inc.OtherBrooklynNY$17,627,363$17,627,36327Jan 27sec.gov
ZICO Rising, Inc.OtherSeal BeachCA$14,002,123$15,000,0003Jan 27sec.gov
Merseyside Luxembourg (Vehicle) SCSpInvestingGrand Duchy Of Luxembourg$12,974,000Indefinite9Jan 27sec.gov
Cooks Venture, Inc.AgricultureNew YorkNY$11,917,634$75,000,00011Jan 27sec.gov
Peak Burleson 85 BFR Property, LLCResidentialHurstTX$10,200,000$10,250,000115Jan 27sec.gov
AIM-FactorFund-2021 LLCOtherAuburnAL$9,600,000$9,600,00040Jan 27sec.gov
PAN ARCTIC CAPITAL LLC (amended)Oil and GasAnchorageAK$8,925,000$20,000,00012Jan 27sec.gov
Prismatic Software Inc.Other TechnologySioux FallsSD$8,914,036$8,914,0368Jan 27sec.gov
KODE LABS, INC. (amended)Other TechnologyDoverDE$8,024,994$13,024,9923Jan 27sec.gov
Wastefuel Global LLCOther EnergySeattleWA$6,023,569$12,000,00016Jan 27sec.gov
CargoMetrics Technologies Inc.Other TechnologyBostonMA$5,953,616$5,953,6168Jan 27sec.gov
Rabbit 3 Times, Inc.Other TechnologyNew YorkNY$5,524,996$5,524,9968Jan 27sec.gov
Purdy Oil, LLCOil and GasRamonaCA$5,115,606Indefinite5Jan 27sec.gov
Vectary, Inc.Other TechnologyRedwood CityCA$4,596,479$5,465,1985Jan 27sec.gov
MS Preferred Private Issue Series II, LLC (amended)OtherCarmelIN$4,216,908$50,000,00036Jan 27sec.gov
INSPIRE VETERINARY PARTNERS, INC.Other Health CareVirginia BeachVA$4,204,546$4,204,5463Jan 27sec.gov
Pulmotect, Inc. (amended)BiotechnologyHoustonTX$3,511,000Indefinite11Jan 27sec.gov
Gro Real Estate Fund I LPOther Real EstateFargoND$3,050,000$20,000,00018Jan 27sec.gov
South Lake Investors, LLLPOther Real EstateOwings MillsMD$3,017,000$6,000,00010Jan 27sec.gov
Slick Technologies Holdings, Inc.OtherCockeysvilleMD$3,000,045$5,000,0001Jan 27sec.gov
Low Tide Private Lending, LLCOtherCharlestonSC$2,450,000$10,000,0007Jan 27sec.gov
MoviOne, Inc.OtherNew YorkNY$2,326,392Indefinite8Jan 27sec.gov
DP Montgomery Self Storage LLCConstructionMontvilleNJ$2,305,000$3,200,00056Jan 27sec.gov
SunnyBay BioTech, Inc.BiotechnologyFremontCA$2,230,915$5,980,9143Jan 27sec.gov
INSPIRE VETERINARY PARTNERS, INC.Other Health CareVirginia BeachVA$2,102,500$2,102,50074Jan 27sec.gov
CesiumAstro Inc.Other TechnologyAustinTX$2,089,203$2,089,2035Jan 27sec.gov
Lynden ALC LLCOtherMercer IslandWA$2,062,000$2,062,00021Jan 27sec.gov
MP Investment Club Credit Dislocation Fund 10 LPOther TechnologyUpper Saddle RiverNJ$2,050,000Indefinite16Jan 27sec.gov
PARASOL TECHNOLOGIES, INC.Other TechnologyRedwood CityCA$1,999,996$1,999,9964Jan 27sec.gov
Acretrader 221, LLPOther Real EstateFayettevilleAR$1,928,973$1,928,97366Jan 27sec.gov
Auto Advocate Inc.OtherKensingtonMD$1,749,981$1,749,98112Jan 27sec.gov
Frio Controls, Inc.Other TechnologyBrooklynNY$1,680,942$1,680,9424Jan 27sec.gov
Spectre Primer Technologies Inc.Other TechnologyPalm BayFL$1,500,000$4,500,0001Jan 27sec.gov
Mercantile Logistics Station, LLCCommercialSeattleWA$1,495,660$1,495,66031Jan 27sec.gov
Mindprint Learning, Inc.OtherTitusvilleNJ$1,460,138$2,000,00011Jan 27sec.gov
Linqto Liquidshares LLC (amended)Other Banking and Financial ServicesSan JoseCA$1,257,641$1,257,64169Jan 27sec.gov
Found Energy Co (amended)Other EnergyBostonMA$1,251,295$1,700,00013Jan 27sec.gov
Linqto Liquidshares LLC (amended)Other Banking and Financial ServicesSan JoseCA$1,231,052Indefinite31Jan 27sec.gov
Geo Topco CorpOtherCommerce CityCO$1,200,000$1,200,0001Jan 27sec.gov
INSPIRE VETERINARY PARTNERS, INC.Other Health CareVirginia BeachVA$1,041,670$1,041,6701Jan 27sec.gov
Distribution Depot USA, Inc.Other TechnologyBrookfieldWI$954,041$954,0417Jan 27sec.gov
Linqto Liquidshares LLC (amended)Other Banking and Financial ServicesSan JoseCA$809,990$809,99015Jan 27sec.gov
Altix CorpOtherMasonOH$800,000$800,0009Jan 27sec.gov
2200 Newton Development, LLCConstructionLakewoodCO$631,410$700,0004Jan 27sec.gov
MLC SIC Real Estate Holdings, LLCCommercialMadisonWI$617,000$735,0008Jan 27sec.gov
GeoSolar Technologies, Inc. (amended)Energy ConservationDenverCO$605,000$605,00018Jan 27sec.gov
OuterFactor Inc.ManufacturingBattle CreekMI$525,000$1,000,0005Jan 27sec.gov
Linqto Liquidshares LLC (amended)Other Banking and Financial ServicesSan JoseCA$503,430Indefinite30Jan 27sec.gov
RSF Social Investment Fund, Inc.Other Banking and Financial ServicesSan FranciscoCA$500,000Indefinite1Jan 27sec.gov
Woodford Horizontal Project 59, LLCOil and GasDallasTX$495,833$1,190,0003Jan 27sec.gov
Linqto Liquidshares LLC (amended)Other Banking and Financial ServicesSan JoseCA$480,354Indefinite23Jan 27sec.gov
Linqto Liquidshares LLC (amended)Other Banking and Financial ServicesSan JoseCA$419,988Indefinite29Jan 27sec.gov
IOTUM INCTelecommunicationsToronto$418,913$418,9136Jan 27sec.gov
PR III Southeast Sub REIT LLCREITS and FinanceMadisonNJ$375,000$375,000125Jan 27sec.gov
Fraud Protection Network, Inc.Other TechnologyAventuraFL$375,000$1,250,0002Jan 27sec.gov
Earthbanc ABOther TechnologyStockholm$350,000Indefinite1Jan 27sec.gov
Linqto Liquidshares LLC (amended)Other Banking and Financial ServicesSan JoseCA$332,573Indefinite27Jan 27sec.gov
INSPIRE VETERINARY PARTNERS, INC.Other Health CareVirginia BeachVA$297,000$297,00026Jan 27sec.gov
Altix Consulting Inc.OtherMasonOH$250,000$250,0009Jan 27sec.gov
Gaingels Molecule LLC (amended)OtherBurlingtonVT$246,201$246,20122Jan 27sec.gov
Linqto Liquidshares LLC (amended)Other Banking and Financial ServicesSan JoseCA$235,000$235,00015Jan 27sec.gov
CCV-Nexus-2021 LLCOtherAuburnAL$212,500$212,50014Jan 27sec.gov
Greybrook Whitby Marina TrustOtherToronto$180,000$180,0003Jan 27sec.gov
UGE International Ltd.Other EnergyToronto$161,000$161,0004Jan 27sec.gov
Concord Medical Technology CorpBiotechnologyGrand ForksND$160,000$750,0002Jan 27sec.gov
Greybrook Whitby Marina TrustOtherToronto$155,644$155,6444Jan 27sec.gov
UGE International Ltd.Business ServicesToronto$145,000$145,0005Jan 27sec.gov
Covenant Apartment Fund RE XI, LLCREITS and FinanceNashvilleTN$125,000$125,000125Jan 27sec.gov
QS Private Lending REIT Three, LLCREITS and FinanceNatickMA$125,000$125,000125Jan 27sec.gov
QS Private Lending REIT Two, LLCREITS and FinanceNatickMA$125,000$125,000125Jan 27sec.gov
Covenant Apartment Fund RE XI-B, LLCREITS and FinanceNashvilleTN$125,000$125,000125Jan 27sec.gov
Villatel Village REIT LLCREITS and FinanceOrlandoFL$125,000$125,000125Jan 27sec.gov
WRPV XIV SHOREHAM REIT, L.L.C.REITS and FinanceChicagoIL$125,000$125,000125Jan 27sec.gov
WRPV XIV TIDES REIT, L.L.C.REITS and FinanceChicagoIL$125,000$125,000125Jan 27sec.gov
P3 LAF BFR REIT LLCREITS and FinanceMadisonNJ$125,000$125,000125Jan 27sec.gov
PR III/MI Industrial REIT LLCREITS and FinanceMadisonNJ$125,000$125,000125Jan 27sec.gov
CH MFI REIT LLCREITS and FinanceBostonMA$125,000$125,000125Jan 27sec.gov
WSRECP IV Onshore Holding REIT, L.L.C.REITS and FinanceNew YorkNY$125,000$125,000125Jan 27sec.gov
WSRECP IV Offshore US Origination Holding REIT, L.L.C.REITS and FinanceNew YorkNY$125,000$125,000125Jan 27sec.gov
4174 Sorrento Valley REIT, L.L.C.REITS and FinanceLos AngelesCA$125,000$125,000125Jan 27sec.gov
Parcel 3 REIT, L.L.C.REITS and FinanceLos AngelesCA$125,000$125,000125Jan 27sec.gov
Allston Phase A Hotel REIT, L.L.C.REITS and FinanceLos AngelesCA$125,000$125,000125Jan 27sec.gov
Allston Phase A Lab/Office REIT, L.L.C.REITS and FinanceLos AngelesCA$125,000$125,000125Jan 27sec.gov
6200 Greenwich Drive REIT, L.L.C.REITS and FinanceLos AngelesCA$125,000$125,000125Jan 27sec.gov
Allston Phase A Residential REIT, L.L.C.REITS and FinanceLos AngelesCA$125,000$125,000125Jan 27sec.gov
6220 Greenwich Drive REIT, L.L.C.REITS and FinanceLos AngelesCA$125,000$125,000125Jan 27sec.gov
1685 38th REIT, L.L.C.REITS and FinanceLos AngelesCA$125,000$125,000125Jan 27sec.gov
800 W MAIN STREET REIT, L.L.C.REITS and FinanceNew YorkNY$125,000$125,000125Jan 27sec.gov
EDDY REIT, L.L.C.REITS and FinanceNew YorkNY$125,000$125,000125Jan 27sec.gov
PRESIDENTIAL PLAZA SENIOR MEZZ, L.L.C.REITS and FinanceNew YorkNY$125,000$125,000125Jan 27sec.gov
6000 JEFFERSON REIT, L.L.C.REITS and FinanceNew YorkNY$125,000$125,000125Jan 27sec.gov
55 HUDSON STREET REIT, L.L.C.REITS and FinanceNew YorkNY$125,000$125,000125Jan 27sec.gov
Paladin Power Inc. (amended)ManufacturingMurrietaCA$122,500$250,0004Jan 27sec.gov
Predictive Technology Systems LLCOther TechnologyBuffaloNY$120,293$250,0002Jan 27sec.gov
Linqto Liquidshares LLC (amended)Other Banking and Financial ServicesSan JoseCA$119,475Indefinite7Jan 27sec.gov
Linqto Liquidshares LLC (amended)Other Banking and Financial ServicesSan JoseCA$115,000Indefinite7Jan 27sec.gov
Linqto Liquidshares LLC (amended)Other Banking and Financial ServicesSan JoseCA$100,000$100,00010Jan 27sec.gov
Palistar Towers II LLCREITS and FinanceNew YorkNY$61,500$62,500123Jan 27sec.gov
Palistar Towers DC II LLCREITS and FinanceNew YorkNY$61,500$62,500123Jan 27sec.gov
Chip Shots RE LLCOtherLas VegasNV$45,000$3,500,0002Jan 27sec.gov
Geo Topco CorpOtherCommerce CityCO$30,000$30,0001Jan 27sec.gov
Portland Plant Foods, Inc.OtherWilsonvilleOR$8,750$250,0001Jan 27sec.gov
GeoSolar Technologies, Inc.Other EnergyDenverCO$3,190$3,19070Jan 27sec.gov
GeoSolar Technologies, Inc.Energy ConservationDenverCO$1,000$1,00032Jan 27sec.gov
INSPIRE VETERINARY PARTNERS, INC.Other Health CareVirginia BeachVA$215$2152Jan 27sec.gov
Sunset Village Capital, LLCOtherSanta Rosa BeachFL$0$2,100,0000Jan 27sec.gov
DIG Tigard QOZB, LLCOtherLake OswegoOR$0$3,000,0000Jan 27sec.gov
UG Family, LLCInvestingTroyNY$0$27,200,0000Jan 27sec.gov
Merseyside Luxembourg (Vehicle) SCSpInvestingGrand Duchy Of Luxembourg$0Indefinite0Jan 27sec.gov
Bellefontaine Hospitality LLC (amended)Lodging and ConventionsRushsylvaniaOH$0$9,000,0000Jan 27sec.gov
DIG Tigard QOF, LLCOtherLake OswegoOR$0$1,000,0000Jan 27sec.gov
Quadratic Growth Inc.Other TechnologyBoulderCO$0$50,0000Jan 27sec.gov
Stonegate Surgery Center, L.P.Other Health CareAustinTX$0$60,0000Jan 27sec.gov
COLTER LEWIS REAL ESTATE PARTNERS 2023 LLCOtherGreenwichCT$0Indefinite0Jan 27sec.gov
ELLON MEMORIAL PARK, LLCResidentialMeridianID$0$20,000,0000Jan 27sec.gov

January 30, 2023 · January 26, 2023 · The whole week · All Form D filings

Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.