Data / Form D filings / Jan 26
Form D filings, January 26, 2023: 111 companies raised $2.54 billion
111 operating companies filed a Form D on January 26, 2023, reporting $2.54 billion sold. Largest: Prime Storage Fund III-R, LP ($1.03 billion), Prime Storage Fund III, LP ($1.02 billion), Prime Storage Fund III IDF, LP ($56.3 million). The median filing is $324,561, and 150 pooled investment funds also filed that day.
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- 111Form D filings
- $2.54 billionreported sold
- $324,561median amount sold
- CAmost filings (22)
Most filings by state: CA 22, NY 21, MA 13, TX 7, FL 7. By industry: REITS and Finance 36, Other Technology 13, Other 12, Commercial 12.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Prime Storage Fund III-R, LP (amended) | Commercial | Saratoga Springs | NY | $1,026,250,000 | $2,500,000,000 | 24 | Jan 26 | sec.gov |
| Prime Storage Fund III, LP (amended) | Commercial | Saratoga Springs | NY | $1,024,440,000 | $2,500,000,000 | 512 | Jan 26 | sec.gov |
| Prime Storage Fund III IDF, LP (amended) | Commercial | Saratoga Springs | NY | $56,250,000 | $2,500,000,000 | 6 | Jan 26 | sec.gov |
| SetPoint Medical Corp | Other Health Care | Valencia | CA | $54,999,994 | $79,999,981 | 21 | Jan 26 | sec.gov |
| TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA (amended) | Insurance | New York | NY | $50,740,146 | Indefinite | 320 | Jan 26 | sec.gov |
| ADARx Pharmaceuticals, Inc. | Pharmaceuticals | San Diego | CA | $45,999,999 | $45,999,999 | 10 | Jan 26 | sec.gov |
| Crowdbotics Corp. | Other Technology | Berkeley | CA | $39,999,977 | $39,999,977 | 9 | Jan 26 | sec.gov |
| AEI Net Lease Portfolio 20 DST (amended) | Commercial | St. Paul | MN | $31,523,692 | $32,470,000 | 53 | Jan 26 | sec.gov |
| AquaHydrex, Inc. | Other | Louisville | CO | $25,082,759 | $25,082,759 | 3 | Jan 26 | sec.gov |
| Lakeview Industrial 1, LLC | Other | Salt Lake City | UT | $23,900,000 | $23,900,000 | 360 | Jan 26 | sec.gov |
| Forward Lending, Inc. | Other Technology | Austin | TX | $18,447,747 | $18,447,747 | 47 | Jan 26 | sec.gov |
| FF Von Karman LLC | Commercial | Boston | MA | $14,725,000 | $14,725,000 | 63 | Jan 26 | sec.gov |
| PMG Cherry Creek Preferred, LLC | Residential | Miami | FL | $14,523,931 | $75,000,000 | 69 | Jan 26 | sec.gov |
| Odin Acquisitions LLC | Restaurants | Atlanta | GA | $9,277,260 | $9,277,260 | 35 | Jan 26 | sec.gov |
| OXOS MEDICAL, INC. (amended) | Other Technology | Atlanta | GA | $8,171,000 | $10,000,000 | 3 | Jan 26 | sec.gov |
| Akia Syndicate | Other Technology | San Francisco | CA | $7,879,085 | $7,879,085 | 18 | Jan 26 | sec.gov |
| OXOS Series #7 Holdings, LLC (amended) | Biotechnology | Atlanta | GA | $7,753,500 | $10,000,000 | 79 | Jan 26 | sec.gov |
| KOIO COLLECTIVE, INC. | Retailing | New York | NY | $6,205,308 | $8,411,110 | 35 | Jan 26 | sec.gov |
| BOOM SHAKALAKA, INC. | Other Technology | New York | NY | $5,914,602 | $10,000,000 | 24 | Jan 26 | sec.gov |
| FarmTogether Rose Rock, LLC | Other Real Estate | Lewes | DE | $5,197,496 | $5,197,496 | 202 | Jan 26 | sec.gov |
| Ohio State Broadway Ltd Liability Co (amended) | Other | New York | NY | $5,100,000 | $5,100,000 | 36 | Jan 26 | sec.gov |
| Phylos Bioscience, Inc. (amended) | Other | Portland | OR | $4,518,519 | Indefinite | 25 | Jan 26 | sec.gov |
| NY Farm HoldCo LLC | Investing | New York | NY | $4,015,000 | $8,500,000 | 30 | Jan 26 | sec.gov |
| Peak Ballpark Estates, LLC | Residential | Hurst | TX | $3,675,000 | $4,000,000 | 37 | Jan 26 | sec.gov |
| UptimeHealth Inc. | Other Technology | Charlestown | MA | $3,619,356 | $6,819,357 | 22 | Jan 26 | sec.gov |
| FF Von Karman Co-Invest LLC | Commercial | Boston | MA | $3,525,000 | $3,525,000 | 4 | Jan 26 | sec.gov |
| Linnaeus Therapeutics, Inc. | Biotechnology | Haddonfield | NJ | $3,088,234 | $3,088,234 | 8 | Jan 26 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $2,073,697 | Indefinite | 94 | Jan 26 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $1,842,282 | Indefinite | 97 | Jan 26 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $1,620,838 | Indefinite | 95 | Jan 26 | sec.gov |
| Freedom Industrial Partners 2 LLC | Commercial | Bluffton | SC | $1,612,000 | $1,612,000 | 7 | Jan 26 | sec.gov |
| CenTX 35 Logistics Center, LLC | Commercial | Seattle | WA | $1,599,824 | $1,599,824 | 32 | Jan 26 | sec.gov |
| Equilife Inc. | Other | Walpole | MA | $1,500,000 | $1,500,000 | 2 | Jan 26 | sec.gov |
| Sea Pharmaceuticals, LLC (amended) | Pharmaceuticals | Cambridge | MA | $1,490,435 | $2,000,000 | 27 | Jan 26 | sec.gov |
| Iron Sheepdog Holdings, Inc. | Other Technology | Williamsburg | VA | $1,468,200 | $2,000,400 | 11 | Jan 26 | sec.gov |
| Lancaster Industrial Partners, LLC | Residential | Los Angeles | CA | $1,432,754 | $1,500,000 | 26 | Jan 26 | sec.gov |
| Cytovia, Inc. | Biotechnology | Aventura | FL | $1,195,000 | $5,000,000 | 10 | Jan 26 | sec.gov |
| Dolce Glow, Inc. | Retailing | San Fernando | CA | $1,125,000 | $2,500,000 | 10 | Jan 26 | sec.gov |
| RL Investment Group LLC | Investing | Aventura | FL | $1,050,000 | $1,050,000 | 19 | Jan 26 | sec.gov |
| MUSICCRED INC. | Other | Irving | TX | $1,000,000 | $2,000,000 | 1 | Jan 26 | sec.gov |
| Jointly Better Inc. | Other | Los Angeles | CA | $1,000,000 | $1,500,000 | 1 | Jan 26 | sec.gov |
| East Coast Apartment LLC (amended) | Investing | Dunwoody | GA | $800,000 | $13,600,000 | 1 | Jan 26 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $568,333 | Indefinite | 46 | Jan 26 | sec.gov |
| CoachCRM Inc. (amended) | Business Services | Houston | TX | $507,000 | $1,000,000 | 34 | Jan 26 | sec.gov |
| Midas Ellisville, LLC (amended) | Residential | Saint Louis | MO | $500,000 | $17,000,000 | 1 | Jan 26 | sec.gov |
| Midas Ellisville, LLC (amended) | Commercial | Saint Louis | MO | $500,000 | $17,000,000 | 1 | Jan 26 | sec.gov |
| MetaModix, Inc. | Other Health Care | Plymouth | MN | $500,000 | $2,000,000 | 1 | Jan 26 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $475,094 | Indefinite | 20 | Jan 26 | sec.gov |
| Hopkins Riverfront 2 LLC | Commercial | Meridian | ID | $430,000 | $430,000 | 4 | Jan 26 | sec.gov |
| InSrv, Inc. | Other Technology | Mclean | VA | $425,000 | $1,500,000 | 4 | Jan 26 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $400,060 | Indefinite | 18 | Jan 26 | sec.gov |
| Klaris, Inc. | Manufacturing | Minneapolis | MN | $344,000 | $500,000 | 13 | Jan 26 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $305,122 | Indefinite | 24 | Jan 26 | sec.gov |
| Data443 Risk Mitigation, Inc. | Computers | Research Triangle Park | NC | $300,000 | $300,000 | 1 | Jan 26 | sec.gov |
| Drivers Cooperative, Inc. | Other | Long Island | NY | $200,000 | $200,000 | 1 | Jan 26 | sec.gov |
| MyndTec Inc. | Biotechnology | Mississauga | $199,999 | $437,868 | 1 | Jan 26 | sec.gov | |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $160,000 | Indefinite | 5 | Jan 26 | sec.gov |
| Bridge Angel Investors IX (Fuego Dance), LLC (amended) | Investing | Longboat Key | FL | $133,799 | $133,799 | 20 | Jan 26 | sec.gov |
| RSF REIT VII FB 1, LLC | REITS and Finance | Dallas | TX | $125,000 | $125,000 | 125 | Jan 26 | sec.gov |
| RSF Round Lake REIT 1, LLC | REITS and Finance | Dallas | TX | $125,000 | $125,000 | 125 | Jan 26 | sec.gov |
| Terravet REIT, Inc. | REITS and Finance | Bala Cynwyd | PA | $125,000 | $125,000 | 125 | Jan 26 | sec.gov |
| LCP Multifamily Fund II REIT LLC | REITS and Finance | Austin | TX | $125,000 | $125,000 | 125 | Jan 26 | sec.gov |
| AMFP VI REIT LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 26 | sec.gov |
| OE 7A EAST LOGISTICS CENTER REIT LLC | REITS and Finance | Atlanta | GA | $125,000 | $125,000 | 125 | Jan 26 | sec.gov |
| FSIP IV Institutional REIT, L.L.C. | REITS and Finance | San Francisco | CA | $125,000 | $125,000 | 125 | Jan 26 | sec.gov |
| Electra Capital PM II B REIT LP | REITS and Finance | Lake Park | FL | $125,000 | $125,000 | 125 | Jan 26 | sec.gov |
| Electra Capital PM II A REIT LP | REITS and Finance | Lake Park | FL | $125,000 | $125,000 | 125 | Jan 26 | sec.gov |
| Electra Capital PM Sub REIT LLC | REITS and Finance | Lake Park | FL | $125,000 | $125,000 | 125 | Jan 26 | sec.gov |
| GS White Plains REIT, LLC | REITS and Finance | Charleston | SC | $125,000 | $125,000 | 125 | Jan 26 | sec.gov |
| LSVF II Tranche 1A REIT, LLC | REITS and Finance | Boston | MA | $125,000 | $125,000 | 125 | Jan 26 | sec.gov |
| Chapel Hill Franklin Street Labs REIT, LLC | REITS and Finance | Boston | MA | $125,000 | $125,000 | 125 | Jan 26 | sec.gov |
| CSHV Torrey Reserve West, LLC | REITS and Finance | Boston | MA | $125,000 | $125,000 | 125 | Jan 26 | sec.gov |
| Fengate Carespring US II, LLC | REITS and Finance | Oakville | $125,000 | $125,000 | 125 | Jan 26 | sec.gov | |
| Durham Block A2 REIT, LLC | REITS and Finance | Boston | MA | $125,000 | $125,000 | 125 | Jan 26 | sec.gov |
| Longfellow Strategic Value Master Fund II, LLC | REITS and Finance | Boston | MA | $125,000 | $125,000 | 125 | Jan 26 | sec.gov |
| Rockville One Preserve REIT, LLC | REITS and Finance | Boston | MA | $125,000 | $125,000 | 125 | Jan 26 | sec.gov |
| Torrey Reserve West 3rd Member, LLC | REITS and Finance | Boston | MA | $125,000 | $125,000 | 125 | Jan 26 | sec.gov |
| Wharton CB Industrial REIT LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 26 | sec.gov |
| Ocean View NY Holdings Trust, LLC | REITS and Finance | Denver | CO | $125,000 | $125,000 | 125 | Jan 26 | sec.gov |
| BREIT Debt REIT LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Jan 26 | sec.gov |
| Northpond Fund IV Holdings II, LLC | REITS and Finance | Chicago | IL | $125,000 | $125,000 | 125 | Jan 26 | sec.gov |
| CIP 2021 Equity REIT LLC | REITS and Finance | Boston | MA | $125,000 | $125,000 | 125 | Jan 26 | sec.gov |
| Link Apartments Koreatown QOF, LLC | REITS and Finance | Charlotte | NC | $125,000 | $125,000 | 125 | Jan 26 | sec.gov |
| Sortis Real Estate Investment Trust, Inc. | REITS and Finance | Portland | OR | $125,000 | $125,000 | 125 | Jan 26 | sec.gov |
| REDCAR AUSTIN OPPORTUNITIES FUND REIT LLC | REITS and Finance | Santa Monica | CA | $121,000 | $121,000 | 121 | Jan 26 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $110,000 | Indefinite | 10 | Jan 26 | sec.gov |
| Well Traveled Health Inc. | Retailing | San Diego | CA | $100,000 | $2,000,000 | 5 | Jan 26 | sec.gov |
| Engaged Citizen Inc. | Other Technology | Denver | CO | $100,000 | $200,000 | 2 | Jan 26 | sec.gov |
| Raisonance, Inc. | Other Technology | Greenwood Village | CO | $100,000 | $2,000,000 | 1 | Jan 26 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $90,000 | Indefinite | 7 | Jan 26 | sec.gov |
| REPLICEL LIFE SCIENCES INC. | Other Technology | Vancouver Bc | $86,942 | $86,942 | 2 | Jan 26 | sec.gov | |
| MAC Madison South 11th REIT LLC | REITS and Finance | New York | NY | $62,500 | $62,500 | 125 | Jan 26 | sec.gov |
| Madison Palm Marbella REIT LLC | REITS and Finance | New York | NY | $62,500 | $62,500 | 125 | Jan 26 | sec.gov |
| Madison Palm 7950 REIT LLC | REITS and Finance | New York | NY | $62,500 | $62,500 | 125 | Jan 26 | sec.gov |
| Esplanade REIT LLC | REITS and Finance | New York | NY | $62,500 | $62,500 | 125 | Jan 26 | sec.gov |
| MAC Madison 777 Saint Clair REIT LLC | REITS and Finance | New York | NY | $62,500 | $62,500 | 125 | Jan 26 | sec.gov |
| Madison Altamira REIT LLC | REITS and Finance | New York | NY | $62,500 | $62,500 | 125 | Jan 26 | sec.gov |
| Madison American Meridian REIT, LLC | REITS and Finance | New York | NY | $62,500 | $62,500 | 125 | Jan 26 | sec.gov |
| 3700 Lancaster Project Owner, LLC | REITS and Finance | Atlanta | GA | $62,500 | $62,500 | 125 | Jan 26 | sec.gov |
| Tourmaline Capital Fund III REIT A LLC | REITS and Finance | San Diego | CA | $55,000 | $55,000 | 110 | Jan 26 | sec.gov |
| Drivers Cooperative, Inc. | Other | Long Island | NY | $50,000 | $50,000 | 1 | Jan 26 | sec.gov |
| StormSensor, Inc. | Other Technology | Lynwood | WA | $50,000 | $1,000,000 | 2 | Jan 26 | sec.gov |
| Zinc8 Energy Solutions Inc. | Other Technology | Vancouver | $14,006 | $14,006 | 1 | Jan 26 | sec.gov | |
| Stumptown Ice, Inc. | Other | Sherwood | OR | $6,000 | $10,000 | 1 | Jan 26 | sec.gov |
| Epic Co-GP Fund I | Other | Meridian | ID | $0 | $10,000,000 | 0 | Jan 26 | sec.gov |
| DF Independent Partners LLC | Other Real Estate | San Diego | CA | $0 | $10,735,050 | 0 | Jan 26 | sec.gov |
| Beavertron, LLC | Commercial | Lake Oswego | OR | $0 | $3,250,000 | 0 | Jan 26 | sec.gov |
| Run Jack Broadway Ltd Liability Co | Other | New York | NY | $0 | $7,000,000 | 0 | Jan 26 | sec.gov |
| 1213 E DUBLIN LLC | Commercial | Chicago | IL | $0 | $1,000,000 | 0 | Jan 26 | sec.gov |
| GREYFOXSAGAMOREHILLS, LLC | Residential | Medina | OH | $0 | $5,100,000 | 0 | Jan 26 | sec.gov |
| Banc3 Holdings, Inc. | Commercial Banking | Memphis | TN | $0 | $15,015,000 | 0 | Jan 26 | sec.gov |
January 27, 2023 · January 25, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.