Data / Form D filings / UG, LLC
UG, LLC: Form D filing
UG, LLC, an investing company in Scottsdale, AZ, filed a Form D with the SEC in 2024. The latest, on January 30, 2024, reports $109,000 sold of a $1.6 million offering to 1 investor.
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Company details from the filing
- Address
- 14362 N FRANK LLOYD WRIGHT BLVD, #1000, Scottsdale, AZ, 85260
- Phone
- (602) 750-1880
- Industry
- Investing
- Entity type
- Limited Liability Company
- Incorporated in
- Delaware
- Year incorporated
- 2021
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 1916538
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Jan 30, 2024 | New notice | $1,600,000 | $109,000 | $1,491,000 | 1 | Dec 29, 2023 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Robert Kennedy | Executive Officer | |
| Phil Swatzell | Director | |
| Steve Hovde | Director | |
| Gene Baldwin | Director | |
| DeForest Soaries | Director | |
| Ron Baldwin | Executive Officer, Director | |
| Debbie Haynes | Director |
Other investing companies in Arizona that filed recently
- AWM Ventures Real Estate Fund I LP $29.4 million · Sep 10, 2026
- AWM Venture Fund V LP $20.4 million · Sep 10, 2026
Every Form D from the week of Jan 29, 2024 · All recent filings in Arizona · All recent Investing filings
Read from SEC EDGAR. Amount sold is what UG, LLC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.