Data / Form D filings / U.S. Capital RIA Investors, LLC
U.S. Capital RIA Investors, LLC: Form D filing
U.S. Capital RIA Investors, LLC, a financial services company in Houston, TX, filed a Form D with the SEC in 2024. The latest, on December 13, 2024, reports $2.3 million sold of an offering with no set size to 40 investors.
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Company details from the filing
- Address
- 4444 Westheimer Rd, Suite G500, Houston, TX, 77027
- Phone
- (212) 478-9200
- Industry
- Other Banking and Financial Services
- Entity type
- Limited Liability Company
- Incorporated in
- Texas
- Year incorporated
- 2021
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 2034329
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Dec 13, 2024 | New notice | Indefinite | $2,305,144 | 40 | Apr 11, 2024 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Gerald Haig Ariyan | Executive Officer | |
| Michael Haig Zabik | Executive Officer |
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Every Form D from the week of Dec 9, 2024 · All recent filings in Texas · All recent Other Banking and Financial Services filings
Read from SEC EDGAR. Amount sold is what U.S. Capital RIA Investors, LLC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.