Data / Form D filings / Tier1 Alpha Asset Management, LLC
Tier1 Alpha Asset Management, LLC: Form D filing
Tier1 Alpha Asset Management, LLC, a financial services company in Columbus, OH, filed a Form D with the SEC in 2026. The latest, on October 27, 2026, reports $4.9 million sold of a $7 million offering to 13 investors.
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Company details from the filing
- Address
- 1050 GLENDALE AVE, Columbus, OH, 43212
- Phone
- (614) 219-9628
- Industry
- Other Banking and Financial Services
- Entity type
- Limited Liability Company
- Incorporated in
- Delaware
- Year incorporated
- 2026
- Revenue range
- No Revenues
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 2161464
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Oct 27, 2026 | New notice | $6,999,935 | $4,890,359 | $2,109,576 | 13 | Oct 19, 2026 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Michael W Green | Executive Officer, Director | |
| James Seth Metcalf | Executive Officer, Director | |
| Craig Peterson | Executive Officer | |
| David Pegler | Executive Officer | |
| Harley Bassman | Director | Appointed Series A Manager on October 19, 2026. |
Other financial services companies in Ohio that filed recently
- Argentarii PC - WBR Holdings II, LLC offering · Sep 29, 2026
- EBS Muni TIF Bond Fund A, LLC $4.3 million · Sep 22, 2026
- EBS Muni TIF Bond Fund B, LLC $49.4 million · Sep 22, 2026
- Pepper Auditors, Inc. $1.9 million · Sep 21, 2026
- EBS Muni TIF Bond Fund C, LLC $53.7 million · Sep 10, 2026
Every Form D from the week of Oct 26, 2026 · All recent filings in Ohio · All recent Other Banking and Financial Services filings
Read from SEC EDGAR. Amount sold is what Tier1 Alpha Asset Management, LLC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.