Data / Form D filings / PT Financial Companies LLC
PT Financial Companies LLC: Form D filings
PT Financial Companies LLC, a financial services company in Chicago, IL, filed 6 Form D notices with the SEC between 2017 and 2026. The latest, on July 8, 2026, reports $1.4 million sold of a $1.4 million offering to 6 investors.
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Company details from the filing
- Address
- 500 WEST MADISON SUITE 450, Chicago, IL, 60661
- Phone
- (312) 521-1130
- Industry
- Other Banking and Financial Services
- Entity type
- Limited Liability Company
- Incorporated in
- Delaware
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 1720453
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Jul 8, 2026 | New notice | $1,389,610 | $1,389,610 | 6 | Jun 23, 2026 | sec.gov | |
| Jun 25, 2025 | New notice | $10,469,050 | $10,469,050 | 30 | Jun 10, 2025 | sec.gov | |
| Dec 31, 2024 | New notice | $71,631,849 | $71,631,849 | 45 | Dec 16, 2024 | sec.gov | |
| Jul 2, 2019 | New notice | $15,000,000 | $15,000,000 | 25 | Jul 1, 2019 | sec.gov | |
| Jan 8, 2018 | New notice | $24,630,000 | $24,630,000 | 51 | Dec 22, 2017 | sec.gov | |
| Oct 24, 2017 | New notice | $8,032,500 | $8,032,500 | 17 | Sep 29, 2017 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Chirag G. Shah | Executive Officer, Director | |
| Ryan M. Gazda | Executive Officer | |
| Anthony J. DePalo | Director | |
| Richard S. Berg | Director | |
| Zachary R. Johnson | Director | |
| Scott Reed | Director | |
| Heather Kreager | Director | |
| Adam C. Buresh | Director | |
| Richard W. Graham, Jr. | Director | |
| Eric P. Brown | Director |
Other financial services companies in Illinois that filed recently
- Redstart Holdings Inc. $2.5 million · Oct 14, 2026
- Galaxy Plus Fund LLC - Westbeck Energy Opportunity Feeder Fund (598) $12.5 million · Oct 6, 2026
- Fintech Franchise Network Corp $250,000 · Sep 16, 2026
Every Form D from the week of Jul 6, 2026 · All recent filings in Illinois · All recent Other Banking and Financial Services filings
Read from SEC EDGAR. Amount sold is what PT Financial Companies LLC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.