Data / Form D filings / Fiduciary Exchange LLC
Fiduciary Exchange LLC: Form D filings
Fiduciary Exchange LLC, a financial services company in Berwyn, PA, filed 6 Form D notices with the SEC between 2018 and 2024. The latest, on March 19, 2024, reports $12 million sold of a $12 million offering to 6 investors.
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Company details from the filing
- Address
- 1000 CHESTERBROOK BOULEVARD, SUITE 135, Berwyn, PA, 19312
- Phone
- (484) 325-2160
- Industry
- Other Banking and Financial Services
- Entity type
- Limited Liability Company
- Incorporated in
- Delaware
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 1727061
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Mar 19, 2024 | New notice | $12,012,115 | $12,012,115 | 6 | Mar 15, 2024 | sec.gov | |
| Nov 10, 2022 | New notice | $24,310,130 | $24,310,130 | 7 | Nov 4, 2022 | sec.gov | |
| Mar 17, 2022 | New notice | $5,000,000 | $5,000,000 | 6 | Mar 2, 2022 | sec.gov | |
| Jun 7, 2021 | New notice | $6,000,000 | $2,714,730 | $3,285,270 | 5 | May 24, 2021 | sec.gov |
| Jun 7, 2021 | New notice | $1,132,384 | $1,132,384 | 6 | Aug 20, 2020 | sec.gov | |
| Jan 4, 2018 | New notice | $2,666,666 | $1,333,333 | $1,333,333 | 3 | Dec 22, 2017 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| JAMES WARREN | Executive Officer | |
| PAULA J NELSON | Director | |
| DANA J D'AURIA | Director | |
| THOMAS J SIPP | Director | |
| RICHARD ROMANO | Executive Officer | |
| DYLAN J TYSON | Director | |
| RICHARD J ANESER | Director | |
| PAUL J HONDROS | Director | |
| SUZANNE NIEMEYER | Executive Officer |
Other financial services companies in Pennsylvania that filed recently
- MLT Members, LLC $2,800 · Sep 11, 2026
Every Form D from the week of Mar 18, 2024 · All recent filings in Pennsylvania · All recent Other Banking and Financial Services filings
Read from SEC EDGAR. Amount sold is what Fiduciary Exchange LLC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.