Data / Form D filings / Cartiga, LLC
Cartiga, LLC: Form D filings
Cartiga, LLC, a financial services company in New York, NY, filed 4 Form D notices with the SEC between 2021 and 2026. The latest, on June 22, 2026, reports $33.8 million sold of a $33.8 million offering to 7 investors.
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Company details from the filing
- Address
- 400 PARK AVENUE 12TH FLOOR, New York, NY, 10022
- Phone
- (800) 687-1500
- Industry
- Other Banking and Financial Services
- Entity type
- Limited Liability Company
- Incorporated in
- Delaware
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 1830716
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Jun 22, 2026 | New notice | $33,800,000 | $33,800,000 | 7 | Jun 15, 2026 | sec.gov | |
| Jun 22, 2026 | New notice | $1,200,000 | $1,200,000 | 1 | Jun 10, 2026 | sec.gov | |
| Apr 14, 2022 | New notice | $30,000,000 | $30,000,000 | 7 | Apr 13, 2022 | sec.gov | |
| Jun 21, 2021 | New notice | $50,000,000 | $50,000,000 | 8 | Jun 14, 2021 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Samuel M. Wathen | Executive Officer, Director | Chief Executive Officer, Manager |
| Bleier Gregory | Executive Officer | Chief Financial Officer |
| Halle J. Benett | Director | Manager |
| Joshua A. Mandel | Director | Manager |
| James K. Hunt | Director | Manager |
| Alphonse Alaimo | Director | Manager |
| Michael Viteri | Director | Manager |
| Charles C. Platt | Director | Manager |
| Ryan Melcher | Executive Officer | General Counsel and Secretary |
Other financial services companies in New York that filed recently
- NEXROC SVCV, Inc. offering · Nov 2, 2026
- Supervest Investments, LLC, Series D $28.3 million · Nov 2, 2026
- Supervest Investments, LLC, Series A $13.3 million · Nov 2, 2026
- Brix Investment Holdings, LLC $1 million · Nov 2, 2026
- Nant Global Finance Inc. $2.3 million · Oct 21, 2026
- Auset MCA Fund 1 $1.2 million · Oct 19, 2026
Every Form D from the week of Jun 22, 2026 · All recent filings in New York · All recent Other Banking and Financial Services filings
Read from SEC EDGAR. Amount sold is what Cartiga, LLC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.