Data / Form D filings / CALDWELL SUTTER CAPITAL, INC.
CALDWELL SUTTER CAPITAL, INC.: Form D filings
CALDWELL SUTTER CAPITAL, INC., an investing company in Sausalito, CA, filed 3 Form D notices with the SEC between 2017 and 2025. The latest, on May 2, 2025, reports an offering of $13 with nothing sold yet.
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Company details from the filing
- Address
- 30 LIBERTY SHIP WAY #3225, Sausalito, CA, 94965
- Phone
- (415) 367-4981
- Industry
- Investing
- Entity type
- Corporation
- Incorporated in
- California
- Revenue range
- $5,000,001 - $25,000,000
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 702007
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| May 2, 2025 | Amendment | $13 | $0 | $13 | 0 | Yet to occur | sec.gov |
| Apr 11, 2025 | New notice | $3,000,000 | $0 | $3,000,000 | 0 | Yet to occur | sec.gov |
| Jul 13, 2017 | New notice | $4,500 | $2,000 | $2,500 | 3 | Jul 6, 2017 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Christopher William Anderson | Executive Officer, Director | |
| Kathleen Reilly Helmer | Executive Officer, Director | |
| Joseph Francis Helmer | Executive Officer, Director |
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Every Form D from the week of Apr 28, 2025 · All recent filings in California · All recent Investing filings
Read from SEC EDGAR. Amount sold is what CALDWELL SUTTER CAPITAL, INC. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.