Data / Form D filings / Battle Financial, Inc.
Battle Financial, Inc.: Form D filings
Battle Financial, Inc., a financial services company in Edwards, CO, filed 10 Form D notices with the SEC between 2022 and 2025. The latest, on October 10, 2025, reports $36.5 million sold of a $40 million offering to 313 investors.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
Company details from the filing
- Address
- 56 Edwards Village Blvd., Ste. 206-10, Edwards, CO, 81632
- Phone
- (970) 200-2907
- Industry
- Other Banking and Financial Services
- Entity type
- Corporation
- Incorporated in
- Delaware
- Year incorporated
- 2021
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(c)
- SEC identifier (CIK)
- 1899779
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Oct 10, 2025 | Amendment | $40,000,000 | $36,505,565 | $3,494,435 | 313 | May 1, 2024 | sec.gov |
| Aug 14, 2025 | Amendment | $27,000,000 | $16,710,985 | $10,289,015 | 149 | May 1, 2024 | sec.gov |
| Jun 2, 2025 | Amendment | $16,750,000 | $11,980,985 | $4,769,015 | 113 | May 1, 2024 | sec.gov |
| Feb 5, 2025 | Amendment | $14,750,000 | $8,746,485 | $6,003,515 | 70 | May 1, 2024 | sec.gov |
| Dec 31, 2024 | Amendment | $14,750,000 | $6,946,500 | $7,803,500 | 65 | May 1, 2024 | sec.gov |
| May 8, 2024 | New notice | $14,750,000 | $1,537,500 | $13,212,500 | 16 | May 1, 2024 | sec.gov |
| Nov 14, 2022 | New notice | $11,000,000 | $1,962,650 | $9,037,350 | 34 | Nov 1, 2022 | sec.gov |
| Nov 14, 2022 | Amendment | $38,500,000 | $11,032,950 | $27,467,050 | 45 | Sep 1, 2022 | sec.gov |
| Sep 7, 2022 | New notice | $11,000,000 | $6,752,085 | $4,247,915 | 21 | Sep 1, 2022 | sec.gov |
| Feb 3, 2022 | New notice | $15,000,000 | $12,705,000 | $2,295,000 | 42 | Jan 26, 2022 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| John Richards Bergland | Director | |
| Arthur Richards Rule IV | Director, Promoter | |
| Sean Richards McManus | Director | |
| Sepideh Richards Rowland | Director | |
| Francis Trotter III | Executive Officer, Director, Promoter | |
| Melissa Richards Larkin | Executive Officer | |
| Vincent Richards Amato | Executive Officer |
Other financial services companies in Colorado that filed recently
- IPV-All Pro Debt Fund I, LLC $5 million · Oct 23, 2026
- Northstar Journey Business Institute $100,000 · Oct 21, 2026
- TORYQAN Global, Inc $100,000 · Oct 15, 2026
- Hntui Ltd $100,000 · Oct 14, 2026
- E2ML Tarzana LLC $6.5 million · Oct 6, 2026
- Capital Group Quantitative Investments LLC $100,000 · Sep 15, 2026
Every Form D from the week of Oct 6, 2025 · All recent filings in Colorado · All recent Other Banking and Financial Services filings
Read from SEC EDGAR. Amount sold is what Battle Financial, Inc. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.