Data / Form D filings / ASCENT HOLDING CO.
ASCENT HOLDING CO.: Form D filings
ASCENT HOLDING CO., a financial services company in San Diego, CA, filed 5 Form D notices with the SEC between 2021 and 2026. The latest, on March 10, 2026, reports $45.7 million sold of a $45.7 million offering to 4 investors.
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Company details from the filing
- Address
- 402 WEST BROADWAY 20TH FLOOR, San Diego, CA, 92101
- Phone
- (619) 684-7232
- Industry
- Other Banking and Financial Services
- Entity type
- Corporation
- Incorporated in
- Delaware
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 1855194
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Mar 10, 2026 | New notice | $45,685,278 | $45,685,278 | 4 | Feb 17, 2026 | sec.gov | |
| Aug 1, 2025 | New notice | $9,999,993 | $9,999,993 | 1 | Jun 30, 2025 | sec.gov | |
| Jul 31, 2025 | Amendment | $22,449,993 | $22,449,993 | 5 | Mar 31, 2022 | sec.gov | |
| Apr 15, 2022 | New notice | $20,000,000 | $2,999,998 | $17,000,002 | 1 | Mar 31, 2022 | sec.gov |
| Apr 5, 2021 | New notice | $15,000,000 | $8,787,599 | $6,212,401 | 2 | Mar 17, 2021 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Kenneth Ruggiero | Executive Officer, Director | |
| Greg Mauro | Director | |
| Ryan Gray | Executive Officer, Director | |
| Matthew Myers | Director | |
| Tristan Fleming | Executive Officer, Director | |
| Nicole West | Director | |
| Nitin Dahiya | Director |
Other financial services companies in California that filed recently
- Water & Power Community Credit Union $8 million · Oct 27, 2026
- Hourglass Finance LLC $3 million · Oct 21, 2026
- TORYQAN Global, Inc $100,000 · Oct 19, 2026
- PFDPRO MANAGEMENT FUND, LLC $28.4 million · Oct 9, 2026
- Remnant Financial Foundation, Inc. $2 million · Oct 7, 2026
- PFD Management Fund 1002, LLC $4.7 million · Oct 7, 2026
Every Form D from the week of Mar 9, 2026 · All recent filings in California · All recent Other Banking and Financial Services filings
Read from SEC EDGAR. Amount sold is what ASCENT HOLDING CO. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.