Skip to the page

Data / Form D filings / Jan 5

Form D filings, January 5, 2026: 86 companies raised $334.4 million

86 operating companies filed a Form D on January 5, 2026, reporting $334.4 million sold. Largest: Spiro Medical Inc. ($37.1 million), Mandalay Industrial, LP ($34.8 million), REVA Fountain Square 3 DST ($32 million). The median filing is $993,250, and 137 pooled investment funds also filed that day.

SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.

  • 86Form D filings
  • $334.4 millionreported sold
  • $993,250median amount sold
  • CAmost filings (14)

Most filings by state: CA 14, NY 13, TX 10, NC 4, MN 3. By industry: Other 25, Other Technology 18, Commercial 8, REITS and Finance 6.

Every company that filed, largest first

CompanyIndustryCityStateAmount soldOfferingInvestorsFiledFiling
Spiro Medical Inc.Other Health CareBelleair BluffsFL$37,095,655$69,095,59823Jan 5sec.gov
Mandalay Industrial, LP (amended)CommercialPasadenaCA$34,802,000$150,000,000268Jan 5sec.gov
REVA Fountain Square 3 DST (amended)CommercialDaniel IslandSC$32,000,000$32,000,000131Jan 5sec.gov
Realize, Inc.Other TechnologyNew YorkNY$25,426,233$29,999,9784Jan 5sec.gov
Trailhead Biosystems Inc. (amended)OtherBeachwoodOH$20,000,000$20,000,0004Jan 5sec.gov
Chess Champion Ltd Liability Co (amended)OtherNew YorkNY$15,000,000$15,000,000138Jan 5sec.gov
Coastal Carolina Bancshares, Inc.Commercial BankingMyrtle BeachSC$15,000,000$15,000,00019Jan 5sec.gov
Utah Resort Investment S LLC (amended)OtherMilwaukeeWI$12,000,000$46,400,00015Jan 5sec.gov
Mesa Quantum Systems, Inc.Other TechnologyBoulderCO$11,222,602$14,999,9927Jan 5sec.gov
Tomahawk 404, LLCRestaurantsRaleighNC$10,169,030$10,169,03024Jan 5sec.gov
Cold Plunge Holdings, L.P.Other TechnologyPepper PikeOH$9,750,000$9,750,00023Jan 5sec.gov
Eckard Blacktail, LLCOil and GasAllenTX$9,711,645$47,000,000120Jan 5sec.gov
Invst Opportunity Zone Fund I LLCOther Real EstateIndianapolisIN$9,250,000$50,000,0001Jan 5sec.gov
Mechademy IncOther TechnologyHoustonTX$9,086,015$9,500,00011Jan 5sec.gov
156 Enclave Common LLC (amended)CommercialSan JuanPR$6,122,294$6,122,29438Jan 5sec.gov
Knitting Circle Broadway Ltd Liability Co (amended)OtherNew YorkNY$5,525,000$6,250,00058Jan 5sec.gov
iSpecimen Inc.OtherWoburnMA$5,500,000$5,500,0003Jan 5sec.gov
SPC Avalon LLCResidentialLake ElmoMN$5,479,500$5,479,50069Jan 5sec.gov
Cube Security Inc.Other TechnologyPalo AltoCA$5,230,000$5,230,00014Jan 5sec.gov
ClinTrial Research, Inc.Other TechnologyHolly SpringsNC$5,000,001$5,004,6261Jan 5sec.gov
Avridh Technologies, Inc.Other TechnologyNew HavenCT$4,550,000$5,550,0004Jan 5sec.gov
Duh CorpOther TechnologyBeavertonOR$3,300,000$3,300,0005Jan 5sec.gov
PG Larkinville, LLC (amended)ResidentialRochesterNY$3,200,000$4,482,1097Jan 5sec.gov
NANO CATALYTICS INC (amended)OtherCincinnatiOH$3,173,500$5,500,00042Jan 5sec.gov
RePower Electric Corp. (amended)OtherGilbertAZ$2,933,998$4,500,00023Jan 5sec.gov
FCA Jade Residences Parent, LLCOther Real EstateWheatonIL$2,790,000$13,000,00013Jan 5sec.gov
Professional Diversity Network, Inc.Other TechnologyChicagoIL$2,593,780$2,593,7801Jan 5sec.gov
Canex Metals Inc.OtherCalgary$2,178,729$2,178,72934Jan 5sec.gov
Simius Southpoint LLCCommercialFranklin LakesNJ$2,100,000$2,100,00010Jan 5sec.gov
GWR Parkwood Partners, LLCResidentialHoustonTX$1,975,000$1,975,00011Jan 5sec.gov
BREG Key St, LLCCommercialRaleighNC$1,715,000$1,715,00039Jan 5sec.gov
MAIA Biotechnology, Inc.BiotechnologyChicagoIL$1,509,789$2,000,00017Jan 5sec.gov
Aslan Housing FoundationOtherRedwood CityCA$1,300,218$1,300,21814Jan 5sec.gov
Aslan Housing FoundationOtherRedwood CityCA$1,249,000$1,249,0001Jan 5sec.gov
Aslan Housing FoundationOtherRedwood CityCA$1,139,085$1,139,08510Jan 5sec.gov
ADAPTIN BIO, INC.BiotechnologyCharlotteNC$1,000,000$4,000,0007Jan 5sec.gov
Kineolabs, Inc.Other TechnologyBellericaMA$999,997$1,999,9966Jan 5sec.gov
9960 Broadway Land, LLCHospitals and PhysiciansYukonOK$993,250$4,250,00025Jan 5sec.gov
Premier Storage of Benton, LLCOtherConwayAR$897,000$897,00011Jan 5sec.gov
Varsity Emergency Care Holdings, LLCHospitals and PhysiciansLos AngelesCA$780,000$780,00024Jan 5sec.gov
Aslan Housing FoundationOtherRedwood CityCA$750,000$750,0001Jan 5sec.gov
Stable Conference, Inc.Other Banking and Financial ServicesNew YorkNY$749,998$750,0001Jan 5sec.gov
Aslan Housing FoundationOtherRedwood CityCA$747,223$747,2231Jan 5sec.gov
ECM Fund 63 LLCResidentialScottsdaleAZ$676,000$2,500,0007Jan 5sec.gov
ECM Fund 64 LLCResidentialScottsdaleAZ$626,000$2,500,0006Jan 5sec.gov
Aslan Housing FoundationOtherRedwood CityCA$606,700$606,7001Jan 5sec.gov
MML NYC INVESTCO LLCOtherNew YorkNY$500,000$10,000,0005Jan 5sec.gov
Cloud Guidant IncOther TechnologyLawrencevilleGA$500,000$1,200,0001Jan 5sec.gov
UP MN Small Bay Holdings, LLCCommercialBeverly HillsCA$500,000$2,000,0001Jan 5sec.gov
Kodiak AI, Inc.Other TechnologyMountain ViewCA$499,000$499,0001Jan 5sec.gov
Premier Storage of Little Rock, LLCOtherConwayAR$475,000$475,0009Jan 5sec.gov
Aslan Housing FoundationOtherRedwood CityCA$475,000$475,0001Jan 5sec.gov
Filmio Studios IncBusiness ServicesDoverDE$430,000Indefinite16Jan 5sec.gov
Harvest Invest-090 LLC A Series of Harvest Invest LLCInvestingFort WorthTX$390,000$10,000,00010Jan 5sec.gov
Aslan Housing FoundationOtherRedwood CityCA$350,000$350,0003Jan 5sec.gov
LF Management Aggregator, LLCOther TechnologyMinneapolisMN$305,000$305,0005Jan 5sec.gov
SparkVena Inc.OtherSt. PaulMN$225,000$2,200,0003Jan 5sec.gov
USEDC 2025 Drilling Fund 2 LP (amended)Oil and GasArlingtonTX$200,000$250,000,0000Jan 5sec.gov
Apriqot, Inc. (amended)Other TechnologyScarboroughME$170,000$500,0006Jan 5sec.gov
Northwest Urological Services, LLCOther Health CareRound RockTX$154,530$154,5302Jan 5sec.gov
Institutional Drilling Fund II LP (amended)Oil and GasArlingtonTX$150,000$250,000,0000Jan 5sec.gov
TMPO Corp.Other TechnologyHewlettNY$127,500$350,0001Jan 5sec.gov
1 Lincoln REIT, LLCREITS and FinanceSan FranciscoCA$125,000$125,000125Jan 5sec.gov
CRE Carlisle REIT, LLCREITS and FinanceNew YorkNY$125,000$125,000125Jan 5sec.gov
MRESS RT II LLCREITS and FinanceNew YorkNY$125,000$125,000125Jan 5sec.gov
ARIS Real Assets Holdco I LLCREITS and FinanceNew YorkNY$125,000$125,000125Jan 5sec.gov
Institutional Accounts LtdOther Banking and Financial ServicesManhattanNY$100,000Indefinite1Jan 5sec.gov
USEDC 2025 Drilling Fund 2 LP (amended)Oil and GasArlingtonTX$100,000$250,000,0000Jan 5sec.gov
Public Policy Holding Company, Inc.OtherWashingtonDC$100,000$100,0001Jan 5sec.gov
Samsung SRA Global Logistics REIT LLCREITS and FinanceSeocho-Gu, Seoul$62,500$62,500125Jan 5sec.gov
Gaingels Builder IO LLCOtherBurlingtonVT$62,119$62,1198Jan 5sec.gov
Brandwalk Inc.OtherDallasTX$50,000$1,200,0002Jan 5sec.gov
Dover Growth Fund One, LLCResidentialPortsmouthNH$50,000$1,250,0002Jan 5sec.gov
QueSAFE INCOther TechnologyWarwickRI$25,000$500,0001Jan 5sec.gov
TYTEN TECHNOLOGIES LtdOther TechnologyLondon$6,250$6,2501Jan 5sec.gov
Criterion Lakeshore Plaza LLCCommercialFort WorthTX$0$2,557,5000Jan 5sec.gov
CoreBit Global Ltd.InvestingDenverCO$0$100,000,0000Jan 5sec.gov
Zenitho Markets, Inc.InvestingAuroraCO$0$100,000,0000Jan 5sec.gov
EPG Fund Strategies LLCCommercialDoverDE$0$25,000,0000Jan 5sec.gov
BLUE EAGLE DANCE HALL LLCOtherNew YorkNY$0$6,000,0000Jan 5sec.gov
Tejascore Techsystems Inc (amended)ManufacturingMiamiFL$0$30,000,0000Jan 5sec.gov
Nexos Debt Fund 1 LLCOther Real EstateAventuraFL$0$30,000,0000Jan 5sec.gov
Electrified Materials Corp / INManufacturingFishersIN$0$20,000,0000Jan 5sec.gov
Herndon EV Topco, LPOtherNew YorkNY$0Indefinite0Jan 5sec.gov
Humphreys Real Estate Income Fund, LLCREITS and FinanceOklahoma CityOK$0Indefinite0Jan 5sec.gov
Havi's Inc (amended)Other TechnologyColumbiaMO$0$1,000,0000Jan 5sec.gov

January 6, 2026 · January 2, 2026 · The whole week · All Form D filings

Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.