Data / Form D filings / Nov 20
Form D filings, November 20, 2025: 120 companies raised $869.3 million
120 operating companies filed a Form D on November 20, 2025, reporting $869.3 million sold. Largest: Castelion Corp ($360 million), DICKINSON FINANCIAL CORP ($65 million), Castelion Corp ($60 million). The median filing is $525,000, and 119 pooled investment funds also filed that day.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
- 120Form D filings
- $869.3 millionreported sold
- $525,000median amount sold
- NYmost filings (19)
Most filings by state: NY 19, CO 17, TX 15, CA 14, TN 9. By industry: Other 37, REITS and Finance 16, Other Technology 15, Agriculture 12.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Castelion Corp | Other Technology | Torrance | CA | $359,998,733 | $359,998,733 | 30 | Nov 20 | sec.gov |
| DICKINSON FINANCIAL CORP | Commercial Banking | Kansas City | MO | $65,000,000 | $65,000,000 | 36 | Nov 20 | sec.gov |
| Castelion Corp | Other Technology | Torrance | CA | $59,999,916 | $59,999,916 | 8 | Nov 20 | sec.gov |
| CMB Infrastructure Investment Group 92, LP (amended) | Commercial | Dallas | TX | $58,290,000 | $65,250,000 | 67 | Nov 20 | sec.gov |
| NexPoint Life Sciences II DST (amended) | Other Real Estate | Dallas | TX | $40,489,695 | $40,489,695 | 112 | Nov 20 | sec.gov |
| MayBern Solutions, Inc. | Other Technology | New York | NY | $25,942,406 | $25,942,406 | 84 | Nov 20 | sec.gov |
| MPC FED CI Energy Fund V B, LLC | Other Real Estate | Atlanta | GA | $22,900,000 | Indefinite | 1 | Nov 20 | sec.gov |
| SIM ROCK FUNDING LLC (amended) | Other Real Estate | San Juan | PR | $19,856,049 | Indefinite | 14 | Nov 20 | sec.gov |
| Syntria LLC | Investing | Chicago | IL | $19,675,000 | Indefinite | 13 | Nov 20 | sec.gov |
| REAL Holdings LLC | Business Services | New York | NY | $17,550,000 | $30,000,000 | 18 | Nov 20 | sec.gov |
| HighGrove Holdings, LLC/MO | Other | Clayton | MO | $17,500,000 | $17,500,000 | 1 | Nov 20 | sec.gov |
| American Bancorp, Inc. | Commercial Banking | Macon | GA | $15,663,680 | $15,663,680 | 109 | Nov 20 | sec.gov |
| Momentis Surgical Ltd. | Other Health Care | Or Yehuda | $14,305,708 | $15,000,000 | 50 | Nov 20 | sec.gov | |
| FSO AHP OWNER LLC | Other Real Estate | Phoenix | AZ | $12,312,000 | $12,312,000 | 54 | Nov 20 | sec.gov |
| Halfdays Apparel Corp. | Other | Denver | CO | $10,424,531 | $11,000,000 | 18 | Nov 20 | sec.gov |
| Solarea Bio, Inc. | Biotechnology | Waltham | MA | $9,910,397 | Indefinite | 5 | Nov 20 | sec.gov |
| Integration Innovation, Inc. | Other Technology | Huntsville | AL | $9,737,611 | $15,000,000 | 70 | Nov 20 | sec.gov |
| Ashcroft Manager Holding Company, LLC (amended) | Residential | New York | NY | $6,964,700 | $20,000,000 | 37 | Nov 20 | sec.gov |
| FIRST NORDIC METALS CORP. (amended) | Other | Toronto | $6,349,758 | $6,349,758 | 5 | Nov 20 | sec.gov | |
| SYPHER, INC. | Insurance | Safety Harbor | FL | $5,250,000 | $15,000,000 | 2 | Nov 20 | sec.gov |
| ECLIPSE BIOINNOVATIONS, INC. | Biotechnology | San Diego | CA | $4,905,886 | $7,235,074 | 7 | Nov 20 | sec.gov |
| Coreworks AI, Inc. | Other Technology | Palo Alto | CA | $3,999,999 | $5,000,000 | 1 | Nov 20 | sec.gov |
| Nymbl Systems, Inc. | Other Technology | Dublin | OH | $3,999,997 | $4,000,000 | 6 | Nov 20 | sec.gov |
| Flyway Health Inc. | Other | Wilmington | DE | $3,964,991 | $3,964,991 | 4 | Nov 20 | sec.gov |
| Lake Mary Land Holdings, LLC | Commercial | Orlando | FL | $3,650,000 | $3,650,000 | 7 | Nov 20 | sec.gov |
| IONIA, INC. | Other Technology | Gilbert | AZ | $3,499,980 | $5,000,010 | 1 | Nov 20 | sec.gov |
| Peca Labs, Inc. | Other Health Care | Pittsburgh | PA | $2,650,037 | $5,000,007 | 18 | Nov 20 | sec.gov |
| OPX2025 Crusoe, a Series of Opulentia Ventures X LLC | Investing | Fairfax | VA | $2,640,000 | $2,640,000 | 10 | Nov 20 | sec.gov |
| Muse Software Inc. | Other Technology | Miami | FL | $2,615,634 | $4,169,523 | 20 | Nov 20 | sec.gov |
| INTRAMOTEV INC. | Manufacturing | St. Louis | MO | $2,425,000 | $10,000,000 | 5 | Nov 20 | sec.gov |
| RCE Technologies, Inc. (amended) | Biotechnology | Carlsbad | CA | $2,137,000 | $2,137,000 | 37 | Nov 20 | sec.gov |
| NexPoint Small Bay III DST (amended) | Other Real Estate | Dallas | TX | $1,881,677 | $50,382,493 | 6 | Nov 20 | sec.gov |
| GCIC Holdings II, LLC | Commercial | Austin | TX | $1,795,000 | $1,800,000 | 20 | Nov 20 | sec.gov |
| OnWater, Inc. | Other Technology | Louisville | CO | $1,703,287 | $2,000,000 | 4 | Nov 20 | sec.gov |
| INVEXT SEAX ZERO A SERIES OF INVEXT LLC (amended) | Other | Millbrae | CA | $1,650,000 | $1,650,000 | 4 | Nov 20 | sec.gov |
| TCA LA FUND IV A SERIES OF TCA LA LLC (amended) | Other | Austin | TX | $1,550,025 | $1,550,025 | 75 | Nov 20 | sec.gov |
| SMITH MICRO SOFTWARE, INC. | Telecommunications | Pittsburgh | PA | $1,500,000 | $1,500,000 | 1 | Nov 20 | sec.gov |
| TCA LA FUND V A SERIES OF TCA LA LLC (amended) | Other | Austin | TX | $1,350,000 | Indefinite | 63 | Nov 20 | sec.gov |
| TCA OC FUND 23 A SERIES OF TCA OC FUNDS LLC (amended) | Other | Newport Beach | CA | $1,345,000 | $1,345,000 | 54 | Nov 20 | sec.gov |
| TMV Kannapolis Portfolio, LLC | Other Real Estate | Charlotte | NC | $1,265,000 | $2,100,000 | 16 | Nov 20 | sec.gov |
| ALTO CAPITAL HL PAF SPV A SERIES OF MASTER FUND I LLC (amended) | Other | Nashville | TN | $1,256,884 | $1,256,884 | 33 | Nov 20 | sec.gov |
| Living on Dongary LLC | Residential | Methuen | MA | $1,100,000 | $1,100,000 | 10 | Nov 20 | sec.gov |
| TCA OC FUND 24 A SERIES OF TCA OC FUNDS LLC (amended) | Other | Austin | TX | $1,085,000 | $1,085,000 | 57 | Nov 20 | sec.gov |
| EDGEHILL 405 BROADWAY ALTO CAPITAL SPV A SERIES OF MASTER FUND I LLC (amended) | Other | Nashville | TN | $1,013,000 | $1,013,000 | 25 | Nov 20 | sec.gov |
| HighGrove Holdings, LLC/MO | Other | Clayton | MO | $1,000,000 | $1,000,000 | 4 | Nov 20 | sec.gov |
| Sequel Credit Holdings LLC | Investing | Houston | TX | $1,000,000 | $1,000,000 | 18 | Nov 20 | sec.gov |
| G4 Investors LLC | Commercial | Port O'Connor | TX | $840,000 | $840,000 | 8 | Nov 20 | sec.gov |
| Low Rate Co., Inc. | Other Technology | San Clemente | CA | $789,913 | $5,000,000 | 12 | Nov 20 | sec.gov |
| Findevor, Inc. | Other Technology | New York City | NY | $750,000 | $5,000,000 | 1 | Nov 20 | sec.gov |
| TCA OC FUND 25 A SERIES OF TCA OC (amended) | Other | Austin | TX | $725,000 | Indefinite | 30 | Nov 20 | sec.gov |
| Infinite Sands Ltd Liability Co (amended) | Other | Blue Point | NY | $637,000 | $2,000,000 | 28 | Nov 20 | sec.gov |
| Alto Capital Fund I, LLC - Kearny Jackson Series I (amended) | Other | Nashville | TN | $538,393 | $538,393 | 16 | Nov 20 | sec.gov |
| 2500 W HEIMAN NASHVILLE SPV A SERIES OF MASTER FUND I LLC (amended) | Other | Nashville | TN | $532,500 | $532,500 | 8 | Nov 20 | sec.gov |
| Mr. Irrelevant LLC (amended) | Other | Chicago | IL | $525,000 | $1,000,000 | 7 | Nov 20 | sec.gov |
| Ultimate Snooze LLC | Retailing | Pueblo | CO | $500,000 | Indefinite | 1 | Nov 20 | sec.gov |
| BW BuildEnergy II, Limited Partnership | Oil and Gas | Clayton | MO | $500,000 | $2,000,000 | 6 | Nov 20 | sec.gov |
| Dear Sundays Inc. | Other | New York | NY | $477,945 | $1,465,000 | 2 | Nov 20 | sec.gov |
| Harvest Invest-086 LLC A series of Harvest Invest LLC (amended) | Investing | Fort Worth | TX | $410,000 | $5,000,000 | 14 | Nov 20 | sec.gov |
| Doctly Inc. | Other Technology | Saratoga | CA | $352,990 | $1,000,000 | 5 | Nov 20 | sec.gov |
| VILLAGE LISTENING BAR LLC (amended) | Restaurants | Vallejo | CA | $300,000 | $500,000 | 4 | Nov 20 | sec.gov |
| RHINO BITCOIN INC. | Other Banking and Financial Services | Miami | FL | $300,000 | Indefinite | 3 | Nov 20 | sec.gov |
| DVM Systems, LLC | Agriculture | Greeley | CO | $300,000 | $300,000 | 1 | Nov 20 | sec.gov |
| DVM Systems, LLC | Agriculture | Greeley | CO | $250,000 | $250,000 | 1 | Nov 20 | sec.gov |
| FCV FUND FX 1 A SERIES OF FLOWCAP VENTURES MASTER FUND LLC (amended) | Other | New York | NY | $232,000 | $232,000 | 19 | Nov 20 | sec.gov |
| SIGNALRANK VENTURE CAPITAL AC SPV A SERIES OF MASTER FUND I LLC (amended) | Other | Nashville | TN | $207,371 | $207,371 | 7 | Nov 20 | sec.gov |
| FCV FUND ES 3 A SERIES OF FLOWCAP VENTURES MASTER FUND LLC (amended) | Other | New York | NY | $207,000 | $207,000 | 26 | Nov 20 | sec.gov |
| FOODCOURT A SERIES OF MICROTRACTION HOLDINGS LLC (amended) | Other | Austin | TX | $206,000 | $206,000 | 6 | Nov 20 | sec.gov |
| Conexeu Sciences Inc. | Biotechnology | Reno | NV | $202,299 | $202,299 | 7 | Nov 20 | sec.gov |
| DVM Systems, LLC | Agriculture | Greeley | CO | $200,000 | $200,000 | 1 | Nov 20 | sec.gov |
| DVM Systems, LLC | Agriculture | Greeley | CO | $200,000 | $200,000 | 1 | Nov 20 | sec.gov |
| DVM Systems, LLC | Agriculture | Greeley | CO | $200,000 | $200,000 | 1 | Nov 20 | sec.gov |
| DVM Systems, LLC | Agriculture | Greeley | CO | $200,000 | $200,000 | 1 | Nov 20 | sec.gov |
| BPH SPORTS AGENCY AC SPV A SERIES OF MASTER FUND I LLC (amended) | Other | Nashville | TN | $190,000 | $190,000 | 6 | Nov 20 | sec.gov |
| Maple Gold Mines Ltd. (amended) | Other | Vancouver | $163,970 | $290,100 | 2 | Nov 20 | sec.gov | |
| COHESYS SPV A SERIES OF MASTER FUND I LLC (amended) | Other | Nashville | TN | $140,000 | $140,000 | 6 | Nov 20 | sec.gov |
| Hygia Technologies, Inc. | Other Health Care | Dover | DE | $140,000 | $5,000,000 | 2 | Nov 20 | sec.gov |
| DVM Systems, LLC | Agriculture | Greeley | CO | $138,864 | $138,864 | 1 | Nov 20 | sec.gov |
| SCG Logistics REIT, LLC | REITS and Finance | San Francisco | CA | $125,000 | $125,000 | 125 | Nov 20 | sec.gov |
| Fairfield OFP LLC | REITS and Finance | San Diego | CA | $125,000 | $125,000 | 125 | Nov 20 | sec.gov |
| Fairview Tasman REIT LLC | REITS and Finance | San Diego | CA | $125,000 | $125,000 | 125 | Nov 20 | sec.gov |
| IV4 MENIFEE VALLEY REIT LLC | REITS and Finance | Atlanta | GA | $125,000 | $125,000 | 125 | Nov 20 | sec.gov |
| Eras MF Holdings LLC | REITS and Finance | Cleveland | OH | $125,000 | $125,000 | 125 | Nov 20 | sec.gov |
| VBG AVRS X11 First Ave REIT LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Nov 20 | sec.gov |
| HBC Real Estate Fund II LLC | REITS and Finance | Stamford | CT | $125,000 | $125,000 | 125 | Nov 20 | sec.gov |
| Lena Specialty Grocer REIT III, LLC | REITS and Finance | Boston | MA | $125,000 | $125,000 | 125 | Nov 20 | sec.gov |
| Equitable Housing Solutions Fund II REIT LLC | REITS and Finance | New York | NY | $125,000 | $125,000 | 125 | Nov 20 | sec.gov |
| Summit Infrastructure Holdings, LLC | REITS and Finance | Sterling | VA | $125,000 | $125,000 | 125 | Nov 20 | sec.gov |
| DVM Systems, LLC | Agriculture | Greeley | CO | $125,000 | $125,000 | 1 | Nov 20 | sec.gov |
| ACI VI 80 Dekalb Coinvest REIT LLC | REITS and Finance | New York | NY | $117,000 | $125,000 | 117 | Nov 20 | sec.gov |
| Atlantic REIT GMP, LLC | REITS and Finance | Boston | MA | $117,000 | $125,000 | 117 | Nov 20 | sec.gov |
| Atlantic Urbana III REIT I LLC | REITS and Finance | Austin | TX | $117,000 | $125,000 | 117 | Nov 20 | sec.gov |
| Atlantic Alliance HP REIT I, LLC | REITS and Finance | Bryn Mawr | PA | $117,000 | $125,000 | 117 | Nov 20 | sec.gov |
| PSI JV IX REIT LLC | REITS and Finance | Memphis | TN | $117,000 | $125,000 | 117 | Nov 20 | sec.gov |
| TPMFT REIT 1, LLC | REITS and Finance | New York | NY | $117,000 | $125,000 | 117 | Nov 20 | sec.gov |
| Balance Artificial Intelligence Inc. | Other Technology | Birmingham | AL | $100,000 | $100,000 | 1 | Nov 20 | sec.gov |
| DVM Systems, LLC | Agriculture | Greeley | CO | $100,000 | $100,000 | 1 | Nov 20 | sec.gov |
| VECTORMAX Corp | Other Technology | Lindenhurst | NY | $100,000 | $30,000,000 | 1 | Nov 20 | sec.gov |
| Fossil Creek Minerals LLC | Other Energy | Denver | CO | $79,848 | $3,300,000 | 16 | Nov 20 | sec.gov |
| Thera-Clean Inc. | Other | Coquitlam | $74,540 | $74,540 | 1 | Nov 20 | sec.gov | |
| NextFolio LLC | Other | Traverse City | MI | $60,000 | $250,000 | 2 | Nov 20 | sec.gov |
| DVM Systems, LLC | Agriculture | Greeley | CO | $60,000 | $60,000 | 1 | Nov 20 | sec.gov |
| DVM Systems, LLC | Agriculture | Greeley | CO | $42,000 | $42,000 | 1 | Nov 20 | sec.gov |
| FINISH ROBOTICS A SERIES OF MASTER FUND I LLC (amended) | Other | Nashville | TN | $35,000 | $500,000 | 2 | Nov 20 | sec.gov |
| Corn Puddin Broadway Ltd Liability Co | Other | New York | NY | $25,000 | $15,000,000 | 1 | Nov 20 | sec.gov |
| OrahVision Inc. | Other Technology | Jackson | NJ | $20,000 | Indefinite | 2 | Nov 20 | sec.gov |
| Hudson Grocery Cooperative | Other | Hudson | WI | $18,500 | $220,000 | 7 | Nov 20 | sec.gov |
| DVM Systems, LLC | Agriculture | Greeley | CO | $9,964 | $300,000 | 1 | Nov 20 | sec.gov |
| Bernstein GP Investment Partners, LP | Other Real Estate | Washington | DC | $0 | $100,000,000 | 0 | Nov 20 | sec.gov |
| Quick Water Income Fund, LLC | Other | Sherman | TX | $0 | $5,000,000 | 0 | Nov 20 | sec.gov |
| VoltexMatrix Ltd | Investing | Colorado Springs | CO | $0 | $100,000,000 | 0 | Nov 20 | sec.gov |
| DIVEXA INC. | Investing | Jersey City | NJ | $0 | $100,000,000 | 0 | Nov 20 | sec.gov |
| Joule Midco LLC | Other | New York | NY | $0 | Indefinite | 0 | Nov 20 | sec.gov |
| Joule Midco LLC | Other | New York | NY | $0 | Indefinite | 0 | Nov 20 | sec.gov |
| Joule Employee Holdco LP | Other | New York | NY | $0 | Indefinite | 0 | Nov 20 | sec.gov |
| Joule Employee Holdco LP | Other | New York | NY | $0 | Indefinite | 0 | Nov 20 | sec.gov |
| Ping Pong Off-Broadway Ltd Liability Co (amended) | Other | New York | NY | $0 | $1,250,000 | 0 | Nov 20 | sec.gov |
| ExchangeRight Net-Leased Portfolio 73 DST | Commercial | Pasadena | CA | $0 | $50,925,000 | 0 | Nov 20 | sec.gov |
| Veyra Holdings, LLC | Other | Southlake | TX | $0 | Indefinite | 0 | Nov 20 | sec.gov |
| Alkamy Capital Real Estate Fund I LP | Other Real Estate | Lauderdale Lakes | FL | $0 | Indefinite | 0 | Nov 20 | sec.gov |
| SMITH MICRO SOFTWARE, INC. | Telecommunications | Pittsburgh | PA | $0 | Indefinite | 11 | Nov 20 | sec.gov |
November 21, 2025 · November 19, 2025 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.