Data / Form D filings / Mar 12
Form D filings, March 12, 2025: 85 companies raised $8.53 billion
85 operating companies filed a Form D on March 12, 2025, reporting $8.53 billion sold. Largest: NEW YORK LIFE INSURANCE & ANNUITY CORP ($2.36 billion), NEW YORK LIFE INSURANCE & ANNUITY CORP ($1.99 billion), NEW YORK LIFE INSURANCE & ANNUITY CORP ($1.83 billion). The median filing is $1.8 million, and 235 pooled investment funds also filed that day.
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- 85Form D filings
- $8.53 billionreported sold
- $1.8 millionmedian amount sold
- NYmost filings (13)
Most filings by state: NY 13, TX 11, CA 9, CO 6, MA 5. By industry: Other 18, Other Technology 15, Commercial 11, Other Real Estate 11.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| NEW YORK LIFE INSURANCE & ANNUITY CORP (amended) | Insurance | New York | NY | $2,362,250,139 | Indefinite | 207 | Mar 12 | sec.gov |
| NEW YORK LIFE INSURANCE & ANNUITY CORP (amended) | Insurance | New York | NY | $1,991,085,527 | Indefinite | 133 | Mar 12 | sec.gov |
| NEW YORK LIFE INSURANCE & ANNUITY CORP (amended) | Insurance | New York | NY | $1,830,489,296 | Indefinite | 179 | Mar 12 | sec.gov |
| NEW YORK LIFE INSURANCE & ANNUITY CORP (amended) | Insurance | New York | NY | $545,593,981 | Indefinite | 2 | Mar 12 | sec.gov |
| NEW YORK LIFE INSURANCE & ANNUITY CORP (amended) | Insurance | New York | NY | $505,329,837 | Indefinite | 151 | Mar 12 | sec.gov |
| Reef Capital Partners LLC (amended) | Other Real Estate | Lehi | UT | $395,193,127 | Indefinite | 925 | Mar 12 | sec.gov |
| Cohen & Steers Income Opportunities REIT, Inc. (amended) | REITS and Finance | New York | NY | $224,000,000 | Indefinite | 115 | Mar 12 | sec.gov |
| Celestial AI Inc. | Other Technology | Santa Clara | CA | $148,335,081 | $152,935,067 | 39 | Mar 12 | sec.gov |
| NEW YORK LIFE INSURANCE & ANNUITY CORP (amended) | Insurance | New York | NY | $135,351,413 | Indefinite | 119 | Mar 12 | sec.gov |
| Forefront Management Aggregator, LLC (amended) | Hospitals and Physicians | Broomfield | CO | $114,178,928 | Indefinite | 32 | Mar 12 | sec.gov |
| NexPoint Semiconductor Manufacturing DST (amended) | Other Real Estate | Dallas | TX | $98,751,936 | $136,944,633 | 224 | Mar 12 | sec.gov |
| Antares Therapeutics, Inc. | Biotechnology | Boston | MA | $40,000,000 | $40,000,000 | 3 | Mar 12 | sec.gov |
| Aira Technologies, Inc. (amended) | Other | Saratoga | CA | $18,145,150 | $18,145,150 | 11 | Mar 12 | sec.gov |
| Vivace Therapeutics, Inc. | Biotechnology | San Mateo | CA | $17,499,997 | $34,999,993 | 5 | Mar 12 | sec.gov |
| OBH FB Issuer LLC | Residential | New York | NY | $9,840,000 | Indefinite | 1 | Mar 12 | sec.gov |
| Global One Bancshares, Inc. | Commercial Banking | Houston | TX | $9,770,052 | $40,000,008 | 72 | Mar 12 | sec.gov |
| AdvocateMH Inc. | Other Health Care | Boston | MA | $6,249,985 | $8,000,000 | 9 | Mar 12 | sec.gov |
| Real Spill Corp | Other Technology | Sherman Oaks | CA | $6,012,499 | $6,287,500 | 19 | Mar 12 | sec.gov |
| WRAP TECHNOLOGIES, INC. | Other | Tempe | AZ | $5,789,999 | $5,789,999 | 12 | Mar 12 | sec.gov |
| BobcatBio, Inc. | Biotechnology | Hummelstown | PA | $5,340,751 | $15,000,000 | 11 | Mar 12 | sec.gov |
| PROPERTYFI INC. | Other Technology | Scottsdale | AZ | $5,000,000 | $15,000,000 | 1 | Mar 12 | sec.gov |
| Originalis, Inc. | Other Technology | Brooklyn | NY | $4,552,173 | $4,552,173 | 12 | Mar 12 | sec.gov |
| 1213 Gentry LLC | Commercial | North Oaks | MN | $3,880,000 | $3,880,000 | 45 | Mar 12 | sec.gov |
| RCP Austin Flex Industrial, LLC | Other Real Estate | Dallas | TX | $3,854,000 | $5,850,000 | 81 | Mar 12 | sec.gov |
| LB HENNERSBY, LLC | Commercial | Cedar Park | TX | $3,450,000 | $3,450,000 | 38 | Mar 12 | sec.gov |
| Pavo AI Inc. | Other Technology | San Francisco | CA | $3,035,000 | $4,235,000 | 3 | Mar 12 | sec.gov |
| YT Holdings LLC | Other Technology | Richmond | VA | $2,731,397 | $3,431,397 | 4 | Mar 12 | sec.gov |
| Suite Studios Inc. | Other Technology | Boulder | CO | $2,480,418 | $2,500,000 | 4 | Mar 12 | sec.gov |
| 72 Scotsdale LLC | Commercial | Cleveland | OH | $2,300,000 | $2,300,000 | 17 | Mar 12 | sec.gov |
| SB Westmont LLC | Retailing | Denver | CO | $2,291,667 | $2,291,667 | 22 | Mar 12 | sec.gov |
| Red Oak Income Opportunity Fund II, LLC | Other Real Estate | Charlotte | NC | $2,089,000 | $300,000,000 | 22 | Mar 12 | sec.gov |
| GENOMATE HEALTH, INC. | Other Health Care | Cambridge | MA | $2,000,000 | $2,000,000 | 1 | Mar 12 | sec.gov |
| CPD to SPD, LLC (amended) | Other | Grand Rapids | MI | $1,935,000 | $2,500,000 | 33 | Mar 12 | sec.gov |
| Hopkins Medina, LLC (amended) | Residential | Meridian | ID | $1,925,000 | $1,925,000 | 6 | Mar 12 | sec.gov |
| Hopkins Hern Foundry LLC (amended) | Commercial | Meridian | ID | $1,837,543 | $1,837,543 | 4 | Mar 12 | sec.gov |
| Suite Studios Inc. | Other Technology | Boulder | CO | $1,500,000 | $1,500,000 | 1 | Mar 12 | sec.gov |
| MVG Rise Stone Gate Fund LLC | Residential | Phoenix | AZ | $1,451,000 | $1,500,000 | 42 | Mar 12 | sec.gov |
| Unify AI Corp (amended) | Other Technology | Lake Oswego | OR | $1,260,000 | $2,000,000 | 11 | Mar 12 | sec.gov |
| Gi Property 95 LLC | Other Real Estate | Beverly Hills | CA | $1,055,650 | $1,055,650 | 19 | Mar 12 | sec.gov |
| Unrefind Inc | Other | Bellevue | WA | $1,000,000 | $1,000,000 | 1 | Mar 12 | sec.gov |
| Arcasa Services LLC (amended) | Business Services | Salt Lake City | UT | $1,000,000 | $1,000,000 | 5 | Mar 12 | sec.gov |
| Johnson Energy Storage, Inc. (amended) | Other Technology | Atlanta | GA | $1,000,000 | $65,000,000 | 1 | Mar 12 | sec.gov |
| Long Bridge Medical, Inc. | Biotechnology | South San Francisco | CA | $999,992 | $999,999 | 15 | Mar 12 | sec.gov |
| Integrative Life Network, Inc. | Other Health Care | Nashville | TN | $950,000 | $1,500,000 | 2 | Mar 12 | sec.gov |
| Sunshine Estates At Fort Pierce FL LLC | Agriculture | Port St Lucie | FL | $864,000 | $888,000 | 1 | Mar 12 | sec.gov |
| 929 Partners LLC | Residential | Boulder | CO | $860,001 | $950,000 | 14 | Mar 12 | sec.gov |
| Pepper Investments, LLC | Other | Fishers | IN | $750,000 | $750,000 | 10 | Mar 12 | sec.gov |
| Swissclear Global Inc. | Other Technology | New York | NY | $625,000 | $5,000,000 | 4 | Mar 12 | sec.gov |
| Mayfield Villas LLC | Commercial | San Antonio | TX | $615,000 | $2,800,000 | 10 | Mar 12 | sec.gov |
| DDB Capital Fund, LLC (amended) | Other Real Estate | Atlanta | GA | $575,000 | $10,000,000 | 6 | Mar 12 | sec.gov |
| PassPass LLC | Other Technology | Montgomery | TX | $550,000 | $3,000,000 | 3 | Mar 12 | sec.gov |
| Thunderstone, Inc. | Other | Albuquerque | NM | $500,000 | $1,500,000 | 1 | Mar 12 | sec.gov |
| Hopkins Riverfront 2 LLC (amended) | Commercial | Meridian | ID | $427,889 | $427,889 | 4 | Mar 12 | sec.gov |
| H10CW-2, LLC | Business Services | Winchester | VA | $399,600 | $600,000 | 7 | Mar 12 | sec.gov |
| HIGHLANDST-AMBOJANG LLC | Residential | Newton | MA | $300,000 | $2,000,000 | 3 | Mar 12 | sec.gov |
| Bluetape USA, Inc. | Other | Mount Pleasant | SC | $250,000 | $1,000,000 | 3 | Mar 12 | sec.gov |
| COMMAND ZERO INC. | Other Technology | Austin | TX | $250,000 | $250,000 | 1 | Mar 12 | sec.gov |
| RiteWipe, LLC | Commercial | Cheyenne | WY | $250,000 | $2,000,000 | 1 | Mar 12 | sec.gov |
| RIPELOCKER, INC. | Other Technology | Bainbridge Island | WA | $228,000 | $7,500,000 | 4 | Mar 12 | sec.gov |
| Marva & Marva Ltd Liability Co | Other | New York | NY | $152,500 | $1,500,000 | 3 | Mar 12 | sec.gov |
| Onsen Holistic Spa & Tea Room, LLC | Other | San Francisco | CA | $150,000 | $150,000 | 8 | Mar 12 | sec.gov |
| SuperWarm Inc (amended) | Other | New York | NY | $132,500 | Indefinite | 9 | Mar 12 | sec.gov |
| FluentPath, Inc. | Computers | Riverton | UT | $100,000 | Indefinite | 1 | Mar 12 | sec.gov |
| Empower Equity Group, LLC | Other Health Care | Lincoln | NE | $100,000 | $2,000,000 | 1 | Mar 12 | sec.gov |
| KOOL KAPZ, INC. | Other | Lincoln | NE | $50,000 | $100,000 | 1 | Mar 12 | sec.gov |
| MCI Preferred Income Fund VIII, LLC | Other Real Estate | Dallas | TX | $50,000 | $500,000,000 | 1 | Mar 12 | sec.gov |
| Shift Group Holdings, Inc. | Other | Boston | MA | $50,000 | $2,000,000 | 1 | Mar 12 | sec.gov |
| Qualified Holdings, Inc. | Business Services | Palm Beach | FL | $20,000 | $1,000,000 | 1 | Mar 12 | sec.gov |
| Petersons-Site 3 LLC | Other | Mount Airy | MD | $5,000 | Indefinite | 1 | Mar 12 | sec.gov |
| Townhomes at Pine Hill, LLC | Commercial | Austin | TX | $0 | $11,500,000 | 0 | Mar 12 | sec.gov |
| IPS Multifamily Fund 1 LLC | Commercial | Cupertino | CA | $0 | $30,000,000 | 0 | Mar 12 | sec.gov |
| 19N Partners LLC | Commercial | Phoenix | AZ | $0 | $15,000,000 | 0 | Mar 12 | sec.gov |
| Mad Monkey Labs LLC | Other Technology | Sheridan | WY | $0 | Indefinite | 0 | Mar 12 | sec.gov |
| Romulus Intermediate MEP LLC | Other | Westport | CT | $0 | Indefinite | 0 | Mar 12 | sec.gov |
| Foundation Energy Partners, LLC | Oil and Gas | Addison | TX | $0 | $3,000,000 | 0 | Mar 12 | sec.gov |
| Stratta Capital Fund, LLC | Other Real Estate | Tallahassee | FL | $0 | $20,000,000 | 0 | Mar 12 | sec.gov |
| MPC HI 2025 LIHTC ICF, LLC | Other Real Estate | Atlanta | GA | $0 | Indefinite | 0 | Mar 12 | sec.gov |
| Monarch MSS-2 SC 2025 ICF 1, LLC | Other Real Estate | Atlanta | GA | $0 | Indefinite | 0 | Mar 12 | sec.gov |
| WAYNE HEIGHTS MALL REALTY FUND LLC | Other | Waynesboro | PA | $0 | $10,000,000 | 0 | Mar 12 | sec.gov |
| Colorado Health & Beauty Master MSO LLC | Other Health Care | Denver | CO | $0 | Indefinite | 0 | Mar 12 | sec.gov |
| Touchstone Hospitality Fund LLC | Commercial | Plano | TX | $0 | $15,000,000 | 0 | Mar 12 | sec.gov |
| Playful Wombat Ltd Liability Co | Other | Peekskill | NY | $0 | $1,000,000 | 0 | Mar 12 | sec.gov |
| Stargaze Entertainment Group, Inc. | Other | Chicago | IL | $0 | $1,500,000 | 0 | Mar 12 | sec.gov |
| Hopkins Willow Creek III, LLC (amended) | Other Real Estate | Meridian | ID | $0 | $3,750,000 | 10 | Mar 12 | sec.gov |
| Servus Consulting Partners, LLC | Other | Franklin | TN | $0 | $1,500,000 | 0 | Mar 12 | sec.gov |
March 13, 2025 · March 11, 2025 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.