Data / Form D filings / Nov 1
Form D filings, November 1, 2024: 76 companies raised $795.5 million
76 operating companies filed a Form D on November 1, 2024, reporting $795.5 million sold. Largest: Green Leaf Fund V, L.P. ($414.5 million), Buchanan Mortgage Fund, LLC ($59.6 million), Axonis Therapeutics, Inc. ($46 million). The median filing is $3.5 million, and 137 pooled investment funds also filed that day.
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- 76Form D filings
- $795.5 millionreported sold
- $3.5 millionmedian amount sold
- CAmost filings (13)
Most filings by state: CA 13, NY 10, TX 6, CO 5, MA 4. By industry: Other 22, Other Technology 17, Commercial 8, Other Real Estate 6.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Green Leaf Fund V, L.P. (amended) | Commercial | Pleasanton | CA | $414,515,000 | $450,000,000 | 422 | Nov 1 | sec.gov |
| Buchanan Mortgage Fund, LLC (amended) | Other Real Estate | Newport Beach | CA | $59,647,500 | Indefinite | 237 | Nov 1 | sec.gov |
| Axonis Therapeutics, Inc. | Biotechnology | Boston | MA | $46,000,000 | $115,000,000 | 19 | Nov 1 | sec.gov |
| Green Leaf Fund V Master, L.P. (amended) | Commercial | Pleasanton | CA | $21,990,000 | $21,990,000 | 13 | Nov 1 | sec.gov |
| EvolveImmune Therapeutics Holding Company, LLC | Biotechnology | Branford | CT | $20,000,003 | $20,000,003 | 1 | Nov 1 | sec.gov |
| Cynch Inc. | Other Technology | San Francisco | CA | $18,747,610 | $18,747,610 | 5 | Nov 1 | sec.gov |
| Alloy Health, Inc. | Other | New York | NY | $14,905,270 | $14,905,270 | 27 | Nov 1 | sec.gov |
| BH-Langtree Coinvest, LLC | Residential | Raleigh | NC | $13,325,000 | $13,325,000 | 36 | Nov 1 | sec.gov |
| Titles, Inc. | Other Technology | Brooklyn | NY | $12,180,497 | $12,180,500 | 23 | Nov 1 | sec.gov |
| Duco-Shamrock Holdings, LLC | Other | Edina | MN | $11,750,000 | Indefinite | 43 | Nov 1 | sec.gov |
| QOV Broadway Ltd Liability Co (amended) | Other | New York | NY | $10,500,000 | $22,500,000 | 95 | Nov 1 | sec.gov |
| CRYPTOINTRUST LTD. | Investing | New York | NY | $10,000,000 | Indefinite | 1000 | Nov 1 | sec.gov |
| RailPulse, LLC (amended) | Other Technology | Norfolk | VA | $10,000,000 | Indefinite | 6 | Nov 1 | sec.gov |
| Varis, Inc. | Business Services | Boca Raton | FL | $10,000,000 | $10,000,000 | 1 | Nov 1 | sec.gov |
| HIG Holdings, LLC | Insurance | Fort Worth | TX | $9,288,465 | $9,288,465 | 7 | Nov 1 | sec.gov |
| HSP Group, Inc. | Other | Tampa | FL | $8,333,337 | $10,333,335 | 10 | Nov 1 | sec.gov |
| Compass Heights LP Holding LLC | Commercial | Irvine | CA | $8,175,000 | $8,500,000 | 24 | Nov 1 | sec.gov |
| DYNARESOURCE, INC. | Other | Irving | TX | $6,000,000 | $6,000,000 | 5 | Nov 1 | sec.gov |
| Vitra Labs, Inc. | Other | San Francisco | CA | $5,857,995 | $7,999,994 | 10 | Nov 1 | sec.gov |
| Bright Path Cosm, LLC | Other | Cleveland | OH | $5,000,000 | $5,000,000 | 2 | Nov 1 | sec.gov |
| Sapphire Technologies, Inc. | Other Energy | Cerritos | CA | $5,000,000 | $5,000,000 | 5 | Nov 1 | sec.gov |
| TalkingHeads Wireless, Inc. | Telecommunications | Somerville | MA | $4,919,907 | $4,919,907 | 54 | Nov 1 | sec.gov |
| Prosper RED III, LLC | Residential | Lehi | UT | $4,760,000 | $8,000,000 | 16 | Nov 1 | sec.gov |
| GT Spirits, Inc. | Retailing | Needham | MA | $4,507,223 | $9,888,545 | 36 | Nov 1 | sec.gov |
| Camillus Venture LLC | Residential | Rochester | NY | $4,200,000 | $4,200,000 | 11 | Nov 1 | sec.gov |
| JSB Halden Investor LLC | Other Real Estate | Baltimore | MD | $4,142,665 | Indefinite | 13 | Nov 1 | sec.gov |
| Logan Energy Corp. | Other | Calgary | $3,988,353 | $3,988,353 | 8 | Nov 1 | sec.gov | |
| Devenue Inc. | Other Technology | Karnataka | $3,944,225 | $4,000,000 | 14 | Nov 1 | sec.gov | |
| JSB Canfield Investor LLC | Other Real Estate | Baltimore | MD | $3,905,000 | Indefinite | 12 | Nov 1 | sec.gov |
| MSL Equity 2023, LLC | Residential | Camden | NJ | $3,864,314 | $3,864,314 | 50 | Nov 1 | sec.gov |
| Zephyr Cloud Inc. | Other Technology | Marietta | GA | $3,470,000 | $3,470,000 | 27 | Nov 1 | sec.gov |
| Transparency Analytics Inc. | Other Banking and Financial Services | New York | NY | $3,249,999 | $3,249,999 | 3 | Nov 1 | sec.gov |
| Layer 9 Networks, Inc. | Other Technology | New York | NY | $3,000,001 | $3,000,001 | 10 | Nov 1 | sec.gov |
| Stationwise, Inc. | Other Technology | San Francisco | CA | $3,000,000 | $3,000,000 | 3 | Nov 1 | sec.gov |
| Nammu Technologies, Inc. | Other Technology | Nashville | TN | $2,999,992 | $4,500,000 | 2 | Nov 1 | sec.gov |
| ARC Topco, LP | Construction | Irving | TX | $2,921,833 | Indefinite | 8 | Nov 1 | sec.gov |
| IA Miller Drive, LLC | Commercial | Hartland | WI | $2,150,000 | $2,150,000 | 16 | Nov 1 | sec.gov |
| Ascent Solar Technologies, Inc. | Other Technology | Thornton | CO | $1,900,000 | $1,900,000 | 12 | Nov 1 | sec.gov |
| Phylos Bioscience, Inc. | Other | Portland | OR | $1,805,037 | $4,000,000 | 8 | Nov 1 | sec.gov |
| PH Landings, L.L.C. | Residential | Richmond | VA | $1,660,000 | $1,660,000 | 12 | Nov 1 | sec.gov |
| Priya Living, LLC | Other | San Francisco | CA | $1,610,000 | $1,610,000 | 1 | Nov 1 | sec.gov |
| Rivotto, Inc | Other Energy | Salt Lake City | UT | $1,050,000 | $5,000,000 | 3 | Nov 1 | sec.gov |
| Property Holdings 10, L.L.C. | Residential | Richmond | VA | $1,000,000 | $1,000,000 | 1 | Nov 1 | sec.gov |
| InnovationForce, Inc. (amended) | Other Technology | Durham | NC | $872,500 | $2,500,000 | 24 | Nov 1 | sec.gov |
| Madison Bradenton Investors, LLC | Commercial | Charlotte | NC | $800,000 | $10,300,000 | 2 | Nov 1 | sec.gov |
| PROJEXION, INC. | Other Technology | Tampa | FL | $750,000 | $1,000,000 | 5 | Nov 1 | sec.gov |
| Inmedix, Inc. | Biotechnology | Normandy Park | WA | $720,000 | $3,500,000 | 5 | Nov 1 | sec.gov |
| Greene Lyon Group, Inc. (amended) | Other Technology | Beverly | MA | $511,767 | $750,000 | 9 | Nov 1 | sec.gov |
| HerdDogg, Inc. | Other | Seward | NE | $500,000 | $2,000,000 | 1 | Nov 1 | sec.gov |
| Daedalus Medical Solutions, Inc. | Other Health Care | San Diego | CA | $380,000 | Indefinite | 1 | Nov 1 | sec.gov |
| Pomp Beauty, Inc. | Other | Denver | CO | $307,999 | $500,000 | 1 | Nov 1 | sec.gov |
| Pursuit Labs, Inc. | Other Technology | Brooklyn | NY | $300,000 | Indefinite | 1 | Nov 1 | sec.gov |
| Elysian Head Spa LLC | Other | Austin | TX | $300,000 | $300,000 | 3 | Nov 1 | sec.gov |
| Stationwise, Inc. | Other Technology | San Francisco | CA | $155,000 | $155,000 | 13 | Nov 1 | sec.gov |
| Stationwise, Inc. | Other Technology | San Francisco | CA | $125,000 | $250,000 | 4 | Nov 1 | sec.gov |
| URZ3 ENERGY CORP. | Other | Vancouver | $102,507 | $288,882 | 9 | Nov 1 | sec.gov | |
| Narrative Universe Ltd. | Other | Road Town | $100,160 | $100,160 | 3 | Nov 1 | sec.gov | |
| MyndTec Inc. | Other | Mississauga | $100,000 | $220,000 | 1 | Nov 1 | sec.gov | |
| West Red Lake Gold Mines Ltd. | Other | Vancouver | $99,677 | $229,691 | 1 | Nov 1 | sec.gov | |
| Receipts Depositary Corp | Business Services | Houston | TX | $67,006 | Indefinite | 1 | Nov 1 | sec.gov |
| ROGUEHOG CORP (amended) | Other Technology | Austin | TX | $32,200 | $100,000 | 9 | Nov 1 | sec.gov |
| AARMY, INC. | Other | Los Angeles | CA | $0 | Indefinite | 0 | Nov 1 | sec.gov |
| SPANMARKS WEALTH FUND, LLC | Commercial | Dover | DE | $0 | $25,000,000 | 0 | Nov 1 | sec.gov |
| Highland Ranch Storage, LLC | Other Real Estate | Oklahoma City | OK | $0 | $4,000,000 | 0 | Nov 1 | sec.gov |
| HF Cross Creek LLC | Other Real Estate | Indianapolis | IN | $0 | $1,025,000 | 0 | Nov 1 | sec.gov |
| Starfi Trading Financial Group LTD | Other Technology | Greenwood Village | CO | $0 | $10,000,000 | 0 | Nov 1 | sec.gov |
| DIGZAX BLOCKCHAIN DEVELOPMENT INC | Investing | Denver | CO | $0 | $20,000,000 | 0 | Nov 1 | sec.gov |
| DGQEX Securities Inc | Investing | Denver | CO | $0 | $20,000,000 | 0 | Nov 1 | sec.gov |
| Pretiola, LLC | Investing | Fayetteville | NY | $0 | $25,000,000 | 0 | Nov 1 | sec.gov |
| Cherrypick Capital Fund 2 LLC | Commercial | Henderson | NV | $0 | $5,000,000 | 0 | Nov 1 | sec.gov |
| MAIN ST. PUBLIC, LLC | Commercial | Dover | DE | $0 | $10,000,000 | 0 | Nov 1 | sec.gov |
| Maryland Hard Money Lenders II, LLC | Other Real Estate | Baltimore | MD | $0 | Indefinite | 0 | Nov 1 | sec.gov |
| Columbia Africa Healthcare, LLC | Other | Seattle | WA | $0 | $75,000,000 | 0 | Nov 1 | sec.gov |
| Make It Happen Broadway, Ltd Liability Co | Other | New York | NY | $0 | $6,000,000 | 0 | Nov 1 | sec.gov |
| Slick Technologies Holdings, Inc. | Other | Cockeysville | MD | $0 | $999,999 | 1 | Nov 1 | sec.gov |
| SEA LTD | Other | Columbus | OH | $0 | $2,886,600 | 0 | Nov 1 | sec.gov |
November 4, 2024 · October 31, 2024 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.