Data / Form D filings / Aug 13
Form D filings, August 13, 2024: 70 companies raised $1.37 billion
70 operating companies filed a Form D on August 13, 2024, reporting $1.37 billion sold. Largest: TA Realty Logistics Fund, L.P. ($777.5 million), SPS COMMERCE INC ($87 million), Alfie Investors LLC ($54.1 million). The median filing is $2.8 million, and 119 pooled investment funds also filed that day.
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- 70Form D filings
- $1.37 billionreported sold
- $2.8 millionmedian amount sold
- CAmost filings (13)
Most filings by state: CA 13, TX 10, WA 5, FL 4, NC 4. By industry: Other 21, Other Technology 14, Commercial 8, Residential 5.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| TA Realty Logistics Fund, L.P. (amended) | Other Real Estate | Boston | MA | $777,500,000 | Indefinite | 18 | Aug 13 | sec.gov |
| SPS COMMERCE INC | Retailing | Minneapolis | MN | $87,000,000 | $87,000,000 | 16 | Aug 13 | sec.gov |
| Alfie Investors LLC | Commercial | Asheville | NC | $54,105,780 | Indefinite | 343 | Aug 13 | sec.gov |
| Noetik Inc. | Biotechnology | South San Francisco | CA | $39,999,981 | $40,000,000 | 20 | Aug 13 | sec.gov |
| NFN8 GROUP, INC. (amended) | Computers | Austin | TX | $38,930,000 | Indefinite | 293 | Aug 13 | sec.gov |
| Cord Technologies, Inc. | Other | San Francisco | CA | $32,499,965 | $35,499,961 | 7 | Aug 13 | sec.gov |
| Mayfair Affordable Housing LP | Residential | San Francisco | CA | $31,876,000 | $31,876,000 | 1 | Aug 13 | sec.gov |
| Mainstay Labs Inc. | Other Technology | Tempe | AZ | $24,950,000 | $35,000,000 | 4 | Aug 13 | sec.gov |
| Oak Fund VI, LLC (amended) | Commercial | Augusta | GA | $24,300,000 | $50,000,000 | 72 | Aug 13 | sec.gov |
| Convergent Therapeutics, Inc. | Biotechnology | Cambridge | MA | $22,222,220 | $39,999,996 | 1 | Aug 13 | sec.gov |
| JLLX Elgin Distribution Center, DST (amended) | Other Real Estate | Chicago | IL | $19,809,202 | $50,706,705 | 31 | Aug 13 | sec.gov |
| JLLX North Andover Apartments, DST (amended) | Other Real Estate | Chicago | IL | $19,581,121 | $50,706,704 | 31 | Aug 13 | sec.gov |
| InterShunt Technologies, Inc. | Other Health Care | Fridley | MN | $18,317,459 | $20,416,894 | 53 | Aug 13 | sec.gov |
| Alfie Income All Asset All Authority Fund LLC | REITS and Finance | Asheville | NC | $17,091,589 | Indefinite | 92 | Aug 13 | sec.gov |
| Sentinel Opportunity Fund I, LP | Commercial | Las Vegas | NV | $16,302,500 | $100,000,000 | 86 | Aug 13 | sec.gov |
| Elgin Oaks LP | Construction | Leander | TX | $14,000,000 | $15,000,000 | 7 | Aug 13 | sec.gov |
| NexPoint Storage V DST (amended) | Other Real Estate | Dallas | TX | $13,747,100 | $46,439,932 | 21 | Aug 13 | sec.gov |
| Johnson Energy Storage, Inc. (amended) | Other Technology | Atlanta | GA | $10,670,000 | $15,000,000 | 27 | Aug 13 | sec.gov |
| Pendo.io, Inc. | Other | Raleigh | NC | $9,912,849 | $9,912,849 | 32 | Aug 13 | sec.gov |
| Trillium Renewable Chemicals, Inc. | Other | Knoxville | TN | $9,750,000 | $14,100,000 | 2 | Aug 13 | sec.gov |
| TGRTG LLC | Other | Jupiter | FL | $8,500,000 | $8,500,000 | 2 | Aug 13 | sec.gov |
| Zipline AI, Ltd. | Other Technology | Union City | CA | $6,929,959 | $7,000,000 | 27 | Aug 13 | sec.gov |
| Maple Materials, Inc. | Other Technology | Richmond | CA | $6,159,999 | $8,150,000 | 15 | Aug 13 | sec.gov |
| Cedilla UW Holdings, LLC | Insurance | New York | NY | $6,099,380 | $7,500,000 | 10 | Aug 13 | sec.gov |
| Collaborative Boating, Inc. | Other | Aventura | FL | $5,000,000 | $10,000,000 | 2 | Aug 13 | sec.gov |
| Loft, Inc. | Other Technology | Sarasota | FL | $4,200,000 | $4,200,000 | 1 | Aug 13 | sec.gov |
| Atraverse Medical, Inc. | Other Health Care | Chicago | IL | $4,104,480 | $5,000,000 | 33 | Aug 13 | sec.gov |
| 3333 EYG Alston Portofino LP (amended) | Residential | Frisco | TX | $3,900,000 | $7,000,000 | 19 | Aug 13 | sec.gov |
| OLC Development, Inc. | Other Technology | Rochester | NY | $3,499,999 | $7,000,000 | 1 | Aug 13 | sec.gov |
| RAD Industrial Complex Holdings II LP | Commercial | Farmingdale | NJ | $3,187,703 | $3,187,703 | 9 | Aug 13 | sec.gov |
| Curamatic Inc. | Other Technology | New York | NY | $3,000,000 | $4,000,000 | 1 | Aug 13 | sec.gov |
| 4734 31st Ave South LLC | Residential | Seattle | WA | $2,900,000 | $2,900,000 | 7 | Aug 13 | sec.gov |
| 2024 Permian Basin JV, GP | Oil and Gas | Lubbock | TX | $2,800,000 | Indefinite | 14 | Aug 13 | sec.gov |
| Command Energy, LLC | Oil and Gas | Tulsa | OK | $2,618,750 | $18,000,000 | 10 | Aug 13 | sec.gov |
| Cloud Court Inc. (amended) | Other Technology | Minneapolis | MN | $2,485,000 | $3,000,000 | 41 | Aug 13 | sec.gov |
| Muon Vision Inc. | Other Technology | Cambridge | MA | $2,000,553 | $2,500,553 | 3 | Aug 13 | sec.gov |
| Advanced Machine Components, LLC | Manufacturing | Madison | WI | $1,705,000 | $1,705,000 | 20 | Aug 13 | sec.gov |
| PremiumMedia360, Inc. | Other Technology | Camas | WA | $1,600,000 | $1,600,000 | 13 | Aug 13 | sec.gov |
| InfraStack AI, Inc. | Other Technology | Mill Valley | CA | $1,500,000 | $2,000,000 | 2 | Aug 13 | sec.gov |
| Richardson Partners - Red Hill LLC | Residential | Greensboro | NC | $1,400,000 | $1,400,000 | 4 | Aug 13 | sec.gov |
| Wordibly, Inc. | Other | Chesterbrook | PA | $1,325,000 | $1,500,000 | 19 | Aug 13 | sec.gov |
| ANTHROPIC - A SERIES OF AURUM VP FUND LLC | Other | Pleasanton | CA | $1,107,500 | $1,107,500 | 46 | Aug 13 | sec.gov |
| Improv Beverages, Inc. (amended) | Other | San Diego | CA | $983,500 | $2,355,000 | 23 | Aug 13 | sec.gov |
| WASHINGTON CAPITAL MANAGEMENT, INC | Investing | Seattle | WA | $983,441 | $983,441 | 25 | Aug 13 | sec.gov |
| 604EBR-PA, LLC | Commercial | Scottsdale | AZ | $960,900 | $3,500,000 | 8 | Aug 13 | sec.gov |
| Sherwood Forest MHP, LLC (amended) | Commercial | Oklahoma City | OK | $910,000 | $910,000 | 0 | Aug 13 | sec.gov |
| Cizzle Brands Ltd. | Other | Toronto | $769,133 | $1,538,265 | 10 | Aug 13 | sec.gov | |
| ROQ LLC (amended) | Other | Seattle | WA | $562,500 | $2,500,000 | 4 | Aug 13 | sec.gov |
| KG McCordsville LLC | Construction | Muncie | IN | $560,000 | $760,000 | 9 | Aug 13 | sec.gov |
| SOUTHERN SILVER EXPLORATION CORP | Other | Vancouver | $531,644 | $892,971 | 16 | Aug 13 | sec.gov | |
| Veterinary Care Logistics, Inc. | Other Technology | Vancouver | WA | $500,000 | $1,000,000 | 1 | Aug 13 | sec.gov |
| Utelogy Corp | Other Technology | Petaluma | CA | $500,000 | $3,000,000 | 1 | Aug 13 | sec.gov |
| Castor, a Series of Massive Scale Ventures II, LLC | Investing | Dover | DE | $456,155 | $460,000 | 25 | Aug 13 | sec.gov |
| Gucci Equine Fund LLC | Other | Dallas | TX | $262,620 | $8,754,000 | 2 | Aug 13 | sec.gov |
| ICON1 SPORTZ MANAGEMENT, INC. | Other | Denver | CO | $250,000 | $250,000 | 5 | Aug 13 | sec.gov |
| ANA PIG 3 LLC | Other | Southlake | TX | $230,000 | $230,000 | 9 | Aug 13 | sec.gov |
| FOODCOURT A SERIES OF MICROTRACTION HOLDINGS LLC | Other | Austin | TX | $206,000 | $206,000 | 6 | Aug 13 | sec.gov |
| 4847 Williams E, LLC | Commercial | Georgetown | TX | $200,000 | $350,000 | 2 | Aug 13 | sec.gov |
| 4861 Williams I, LLC | Commercial | Georgetown | TX | $150,000 | $350,000 | 2 | Aug 13 | sec.gov |
| Henley II, LLC | Other Real Estate | Bend | OR | $100,000 | $3,300,000 | 1 | Aug 13 | sec.gov |
| CNote Group, Inc. | Other Banking and Financial Services | Oakland | CA | $100,000 | Indefinite | 1 | Aug 13 | sec.gov |
| GRIZZLY DISCOVERIES INC. | Other | Edmonton | $93,946 | $250,523 | 3 | Aug 13 | sec.gov | |
| TeamOut Inc | Other Travel | Claymont | DE | $60,000 | $2,500,000 | 2 | Aug 13 | sec.gov |
| Lets Go Sports LLC | Other | Birmingham | MI | $50,000 | $500,000 | 1 | Aug 13 | sec.gov |
| Prevision Labs, Inc. | Other Technology | Orlando | FL | $2,000 | $600,000 | 1 | Aug 13 | sec.gov |
| WALTER RAY SERVICES LLC | Other | Birmingham | AL | $0 | $2,000,000 | 0 | Aug 13 | sec.gov |
| Incite Inc | Other | Los Angeles | CA | $0 | $8,000,000 | 1 | Aug 13 | sec.gov |
| VEY-BROADWATER APARTMENTS, LLC | Residential | Encino | CA | $0 | $6,945,000 | 0 | Aug 13 | sec.gov |
| NE Holdings & Investments, LLC (amended) | Other | Ashburn | VA | $0 | Indefinite | 0 | Aug 13 | sec.gov |
| AEye, Inc. | Other | Pleasanton | CA | $0 | $50,000,000 | 0 | Aug 13 | sec.gov |
August 14, 2024 · August 12, 2024 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.