Data / Form D filings / Jun 3
Form D filings, June 3, 2024: 82 companies raised $520.3 million
82 operating companies filed a Form D on June 3, 2024, reporting $520.3 million sold. Largest: Kairos Credit Strategies REIT, Inc. ($198.8 million), Interius BioTherapeutics, Inc. ($51.4 million), Lumos App, Inc. ($35 million). The median filing is $2.2 million, and 117 pooled investment funds also filed that day.
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- 82Form D filings
- $520.3 millionreported sold
- $2.2 millionmedian amount sold
- TXmost filings (16)
Most filings by state: TX 16, CA 12, NY 7, WA 5, FL 4. By industry: Other 20, Commercial 16, Other Technology 14, Residential 5.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Kairos Credit Strategies REIT, Inc. (amended) | REITS and Finance | Irvine | CA | $198,824,566 | Indefinite | 483 | Jun 3 | sec.gov |
| Interius BioTherapeutics, Inc. | Biotechnology | Philadelphia | PA | $51,432,536 | $82,509,197 | 12 | Jun 3 | sec.gov |
| Lumos App, Inc. | Other Technology | San Francisco | CA | $34,999,968 | $34,999,968 | 7 | Jun 3 | sec.gov |
| Diligent Robotics, Inc. (amended) | Other | Austin | TX | $33,749,977 | $38,499,975 | 23 | Jun 3 | sec.gov |
| SQUARED CIRCLES, LLC | Other | New York | NY | $27,399,998 | $27,900,000 | 3 | Jun 3 | sec.gov |
| Modyfi, Inc. | Other Technology | Los Angeles | CA | $14,649,959 | $14,999,956 | 6 | Jun 3 | sec.gov |
| RGP Income Fund, LP (amended) | Oil and Gas | Dallas | TX | $13,033,360 | $50,000,000 | 120 | Jun 3 | sec.gov |
| TFORM, Inc. | Manufacturing | Piedmont | SC | $12,798,387 | $13,098,367 | 3 | Jun 3 | sec.gov |
| FURTHER TECHNOLOGY HOLDINGS, INC. | Other Technology | Charleston | SC | $10,000,000 | $10,000,000 | 1 | Jun 3 | sec.gov |
| Liberty Gold Corp. /CAN | Other | Vancouver | $9,181,327 | $15,083,737 | 37 | Jun 3 | sec.gov | |
| UNTUCKit LLC | Retailing | New York | NY | $9,000,000 | $20,000,000 | 4 | Jun 3 | sec.gov |
| Red River Bancorp, Inc. | Commercial Banking | Gainesville | TX | $8,788,480 | $30,000,000 | 21 | Jun 3 | sec.gov |
| Crafty Holdings, Inc. | Other | Chicago | IL | $8,699,995 | $9,999,996 | 6 | Jun 3 | sec.gov |
| Zuub, Inc. | Other Technology | Culver City | CA | $8,249,996 | $8,249,996 | 5 | Jun 3 | sec.gov |
| Inflection.io, Inc. | Other Technology | Seattle | WA | $7,609,998 | $7,809,998 | 4 | Jun 3 | sec.gov |
| Botanix Labs Inc | Computers | New York | NY | $6,399,987 | $8,500,000 | 5 | Jun 3 | sec.gov |
| GigFinesse, Inc. | Other Technology | New York | NY | $5,787,608 | $6,159,096 | 10 | Jun 3 | sec.gov |
| One Wolf, Inc. | Other Technology | Austin | TX | $5,786,113 | $5,786,189 | 9 | Jun 3 | sec.gov |
| GENE SOLUTIONS LLC (amended) | Biotechnology | Charlottesville | VA | $5,330,000 | $5,330,000 | 12 | Jun 3 | sec.gov |
| Judo Bio Inc. | Biotechnology | Cambridge | MA | $5,000,000 | $5,000,000 | 2 | Jun 3 | sec.gov |
| Multiverse Group Ltd (amended) | Other | London | $4,973,949 | $4,973,949 | 39 | Jun 3 | sec.gov | |
| Infinity Bio, Inc. (amended) | Biotechnology | Baltimore | MD | $4,516,093 | $4,516,093 | 1 | Jun 3 | sec.gov |
| Commure, Inc. | Other Technology | Mountain View | CA | $4,454,739 | $4,454,739 | 1 | Jun 3 | sec.gov |
| Canary Tips, LLC | Investing | Farmington | UT | $3,725,000 | $3,725,000 | 16 | Jun 3 | sec.gov |
| Prolegis LLC | Other Technology | Alexandria | VA | $2,600,001 | $5,200,000 | 9 | Jun 3 | sec.gov |
| Balance Cash Management Inc. | Other Technology | San Francisco | CA | $2,500,000 | $4,000,000 | 1 | Jun 3 | sec.gov |
| Palmas Town Center GP/LP, LLC (amended) | Commercial | Guaynabo | PR | $2,357,000 | Indefinite | 6 | Jun 3 | sec.gov |
| Ready Rebound, Inc. | Other Technology | Milwaukee | WI | $2,299,999 | $3,950,000 | 3 | Jun 3 | sec.gov |
| Driftwood CC 101, LLC | Commercial | San Antonio | TX | $2,200,000 | $3,000,000 | 25 | Jun 3 | sec.gov |
| Seattle Funding Group, Ltd. | Other | Bellevue | WA | $2,200,000 | $2,200,000 | 19 | Jun 3 | sec.gov |
| Spine & Rehab Investors, LLC | Other Health Care | The Woodlands | TX | $2,170,000 | $6,000,000 | 19 | Jun 3 | sec.gov |
| These Stones LLC | Other | Woodstock | GA | $1,085,000 | $1,200,000 | 10 | Jun 3 | sec.gov |
| CubeWorks, Inc. (amended) | Other Technology | Ann Arbor | MI | $1,050,000 | $1,300,000 | 8 | Jun 3 | sec.gov |
| 603 SOUTH MARIPOSA QOF, LLC (amended) | Other Real Estate | Seattle | WA | $1,000,000 | $6,315,000 | 1 | Jun 3 | sec.gov |
| Adeline Funding SPV LLC | Other | New York | NY | $700,000 | Indefinite | 4 | Jun 3 | sec.gov |
| Vxtra Health Plan, Inc. | Health Insurance | Atlanta | GA | $600,000 | $1,500,000 | 5 | Jun 3 | sec.gov |
| Rose Street Partners Ltd (amended) | Business Services | Bristol | $550,710 | $18,553,003 | 15 | Jun 3 | sec.gov | |
| Snowfire Corp. | Computers | The Hills | TX | $500,000 | Indefinite | 2 | Jun 3 | sec.gov |
| TEMPUS ONE COLLEGE PARK LENDING, LLC | Commercial | Little Rock | AR | $482,000 | $1,500,000 | 15 | Jun 3 | sec.gov |
| MOI San Diego, LLC | Other | San Diego | CA | $390,000 | $390,000 | 5 | Jun 3 | sec.gov |
| ZealCare, Inc. (amended) | Other Health Care | Durham | NC | $355,000 | $500,000 | 6 | Jun 3 | sec.gov |
| Dickinson Corp | Other Technology | Novato | CA | $355,000 | $1,000,000 | 1 | Jun 3 | sec.gov |
| TRYLLION GROUP II LLC | Other Real Estate | Cheyenne | WY | $300,000 | $5,000,000 | 5 | Jun 3 | sec.gov |
| Aegis Response, Inc. | Other | Metairie | LA | $300,000 | $2,000,000 | 3 | Jun 3 | sec.gov |
| Caerus Venture Group LLC | Other | Radford | VA | $300,000 | $300,000 | 11 | Jun 3 | sec.gov |
| BroodStack SPV X a series of BroodStack Master, LLC | Other | Rapid City | SD | $250,000 | $250,000 | 9 | Jun 3 | sec.gov |
| Caju Inc. | Other Technology | Norfolk | VA | $250,000 | $250,000 | 2 | Jun 3 | sec.gov |
| T&S TX Properties LLC | Residential | Ashland | OR | $200,000 | Indefinite | 2 | Jun 3 | sec.gov |
| 011235813 Inc. | Other | Sherman Oaks | CA | $200,000 | $1,500,000 | 2 | Jun 3 | sec.gov |
| Finial Investments IAV 2024 Owner, LLC | Commercial | Houston | TX | $190,000 | Indefinite | 6 | Jun 3 | sec.gov |
| BR FINLEY HOLDINGS LLC | Residential | Dallas | TX | $150,000 | $1,000,000 | 3 | Jun 3 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $110,728 | Indefinite | 7 | Jun 3 | sec.gov |
| FORMATION MINERALS, INC. | Oil and Gas | Las Vegas | NV | $107,000 | $107,000 | 1 | Jun 3 | sec.gov |
| MAJESTIC VIEWS LLC | Commercial | Charlotte | NC | $65,000 | $5,000,000 | 1 | Jun 3 | sec.gov |
| SAVA Capital Inc. (amended) | Investing | San Diego | CA | $50,000 | $50,000 | 1 | Jun 3 | sec.gov |
| BLACKROCK SILVER CORP. | Other | Vancouver | $34,336 | $60,088 | 1 | Jun 3 | sec.gov | |
| Rest Spot, Inc. (amended) | Other | Smyrna | GA | $10,000 | Indefinite | 1 | Jun 3 | sec.gov |
| Evolved Group Inc. | Other | Los Angeles | CA | $0 | Indefinite | 0 | Jun 3 | sec.gov |
| Empire Village at Hyde Park, LLC | Residential | Scottsdale | AZ | $0 | $35,000,000 | 0 | Jun 3 | sec.gov |
| Holiday Cove Equity Partners LLC | Other | Ocoee | FL | $0 | $5,000,000 | 0 | Jun 3 | sec.gov |
| Litigation Finance Equity Access Fund LLC | Other | New York | NY | $0 | Indefinite | 0 | Jun 3 | sec.gov |
| Pacific Park Apartments Holdings, LLC | Commercial | Wasilla, | AK | $0 | $700,000 | 0 | Jun 3 | sec.gov |
| SCG South Salt Lake Portfolio, LLC | Commercial | Salt Lake City | UT | $0 | $7,800,000 | 0 | Jun 3 | sec.gov |
| UFUND LC Mezz Debt LLC | Other Real Estate | Austin | TX | $0 | $3,200,000 | 0 | Jun 3 | sec.gov |
| Casimir, Inc. | Other Energy | Houston | TX | $0 | $3,000,000 | 0 | Jun 3 | sec.gov |
| CFA Grand Riviera LLC (amended) | Commercial | Dallas | TX | $0 | $500,000 | 0 | Jun 3 | sec.gov |
| CFA Grand Riviera LLC | Commercial | Dallas | TX | $0 | $3,000,000 | 0 | Jun 3 | sec.gov |
| CalTex Grand Riviera LLC | Commercial | San Antonio | TX | $0 | $3,000,000 | 0 | Jun 3 | sec.gov |
| ZXBD Portofino Fund LLC | Commercial | Apopka | FL | $0 | $1,000,000 | 0 | Jun 3 | sec.gov |
| Exp Eq-TRI-PCS Westerville 1 LLC | Commercial | Woodstock | GA | $0 | $1,000,000 | 0 | Jun 3 | sec.gov |
| Stellar Legacy Capital - Oak IQ - Copper Creek LLC | Commercial | Las Vegas | NV | $0 | $1,000,000 | 0 | Jun 3 | sec.gov |
| M6 Capital - Aspen Private Credit Fund - LLC | Commercial | Boulder | CO | $0 | Indefinite | 0 | Jun 3 | sec.gov |
| LBE International Aspen PCF LLC | Commercial | Plantation | FL | $0 | Indefinite | 0 | Jun 3 | sec.gov |
| CH 2024 LLC | Construction | Seattle | WA | $0 | $8,210,000 | 0 | Jun 3 | sec.gov |
| GE CW Oak Grove, LLC | Other Real Estate | Fort Worth | TX | $0 | $2,635,000 | 22 | Jun 3 | sec.gov |
| ICG APARTMENT FUND 9 LLC | Residential | Seattle | WA | $0 | $187,500,000 | 0 | Jun 3 | sec.gov |
| Swept Away Broadway Ltd Liability Co | Other | New York | NY | $0 | $14,500,000 | 0 | Jun 3 | sec.gov |
| Froggy Fund 1 LLC | Residential | Wolfeboro | NH | $0 | $18,000,000 | 0 | Jun 3 | sec.gov |
| Kachuwa Investment Cooperative PBC | Commercial | Boulder | CO | $0 | $5,000,000 | 0 | Jun 3 | sec.gov |
| Encore Energy, Inc. (NV) | Oil and Gas | Miami | FL | $0 | $2,950,000 | 0 | Jun 3 | sec.gov |
| Lake Raccourci Development Well Joint Venture | Oil and Gas | Shavano Park | TX | $0 | $2,336,000 | 0 | Jun 3 | sec.gov |
| AFFLUENCE Corp | Other | Oak Brook | IL | $0 | $22,000,000 | 0 | Jun 3 | sec.gov |
June 4, 2024 · May 31, 2024 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.