Data / Form D filings / May 3
Form D filings, May 3, 2024: 106 companies raised $4.14 billion
106 operating companies filed a Form D on May 3, 2024, reporting $4.14 billion sold. Largest: HNW PPVA Series Account - 1 ($1.48 billion), Trian Partners Strategic Investment Fund-A, L.P. ($800 million), HNW PPVUL Series Account - 1 ($623.4 million). The median filing is $2.5 million, and 119 pooled investment funds also filed that day.
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- 106Form D filings
- $4.14 billionreported sold
- $2.5 millionmedian amount sold
- NYmost filings (13)
Most filings by state: NY 13, TX 12, MA 10, CO 8, CA 8. By industry: Other Technology 26, Other 25, Other Real Estate 11, Commercial 11.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| HNW PPVA Series Account - 1 (amended) | Insurance | 1299 Zurich Way | IL | $1,475,815,861 | Indefinite | 964 | May 3 | sec.gov |
| Trian Partners Strategic Investment Fund-A, L.P. (amended) | Investing | New York | NY | $800,000,000 | Indefinite | 1 | May 3 | sec.gov |
| HNW PPVUL Series Account - 1 (amended) | Insurance | Schaumburg | IL | $623,388,825 | Indefinite | 170 | May 3 | sec.gov |
| Lubert-Adler Workforce Housing Fund II-MB, L.P. (amended) | Commercial | Philadelphia | PA | $209,958,008 | $600,000,000 | 5 | May 3 | sec.gov |
| ZALICONY HNW PPVA Series Account - 1 (amended) | Insurance | New York | NY | $140,819,418 | Indefinite | 118 | May 3 | sec.gov |
| Merkle Manufactory Inc. | Computers | Venice | CA | $139,499,762 | $150,000,000 | 10 | May 3 | sec.gov |
| Endeavor Biomedicines, Inc. | Biotechnology | San Diego | CA | $132,583,908 | $132,583,908 | 32 | May 3 | sec.gov |
| BP Commercial Funding Trust, Series SPL-XII (amended) | Other Banking and Financial Services | New York | NY | $99,481,668 | Indefinite | 27 | May 3 | sec.gov |
| Athlete Topco, LLC (amended) | Residential | New York | NY | $58,227,791 | Indefinite | 51 | May 3 | sec.gov |
| SONA TECHNOLOGIES LTD | Other Technology | London | $33,950,893 | $33,950,893 | 10 | May 3 | sec.gov | |
| Titan Leander Land Investors LLC | Other Real Estate | Albuquerque | NM | $31,000,000 | $31,000,000 | 87 | May 3 | sec.gov |
| Xona Space Systems Inc. | Other | Burlingame | CA | $30,695,681 | $30,696,311 | 25 | May 3 | sec.gov |
| Permiso Security Inc. | Other Technology | Mclean | VA | $29,056,893 | $29,056,893 | 34 | May 3 | sec.gov |
| 48 DODGE QOF, LLC (amended) | Commercial | Omaha | NE | $24,135,938 | $26,600,000 | 44 | May 3 | sec.gov |
| ServiceTitan, Inc. | Other Technology | Glendale | CA | $24,042,000 | $24,042,000 | 39 | May 3 | sec.gov |
| AEI NET LEASE PORTFOLIO 22 DST (amended) | Commercial | St. Paul | MN | $22,625,340 | $23,590,000 | 60 | May 3 | sec.gov |
| Inkbit Corp | Other Technology | Medford | MA | $18,799,998 | $20,717,356 | 14 | May 3 | sec.gov |
| Axis Acquisitions, LLC | Residential | Louisville | CO | $16,050,000 | $18,500,000 | 132 | May 3 | sec.gov |
| TPCG Riviera Investors, LLC | Commercial | Houston | TX | $16,039,445 | $16,200,000 | 109 | May 3 | sec.gov |
| Pickle Robot Co | Other Technology | Cambridge | MA | $15,000,000 | $20,000,000 | 6 | May 3 | sec.gov |
| TFRP QOF Bozeman 2023, LLC | Other Real Estate | Boston | MA | $14,040,000 | $14,040,000 | 11 | May 3 | sec.gov |
| 11600 AUDELIA ROAD INVESTORS, LLC (amended) | Commercial | Austin | TX | $11,776,337 | $11,776,337 | 36 | May 3 | sec.gov |
| Chariot Giving Inc. | Other Technology | New York | NY | $10,999,978 | $10,999,978 | 59 | May 3 | sec.gov |
| Nacho Eats Corp. | Other | New York | NY | $10,097,917 | $11,667,743 | 8 | May 3 | sec.gov |
| OpenXpu Inc. (amended) | Other Technology | Campbell | CA | $10,000,731 | $21,000,731 | 16 | May 3 | sec.gov |
| Resolute Topco, Inc. | Investing | Irving | TX | $8,804,159 | $8,804,159 | 24 | May 3 | sec.gov |
| TFRP QOF Beverly 2023, LLC | Other Real Estate | Boston | MA | $8,540,000 | $8,540,000 | 9 | May 3 | sec.gov |
| Tenon Software, Inc. | Other | Indianapolis | IN | $7,999,964 | $8,000,000 | 4 | May 3 | sec.gov |
| PIM Income Fund LLC | Other Real Estate | Portland | OR | $7,957,941 | Indefinite | 31 | May 3 | sec.gov |
| TheWordlab, Co. | Other Technology | Madrid | $7,838,434 | $19,238,430 | 7 | May 3 | sec.gov | |
| Line Services, Inc. (amended) | Other Technology | New York | NY | $7,256,066 | $8,000,000 | 45 | May 3 | sec.gov |
| TRC Tregaron, LLC | Other Real Estate | Draper | UT | $5,951,000 | Indefinite | 60 | May 3 | sec.gov |
| BBO Investment, LLC | Other | Milwaukee | WI | $5,500,000 | $5,500,000 | 78 | May 3 | sec.gov |
| XL Batteries, Inc. | Other Energy | Marlborough | MA | $4,999,988 | $7,000,000 | 15 | May 3 | sec.gov |
| HMG Acquisitions Fund LLC | Other Real Estate | Raleigh | NC | $4,900,000 | Indefinite | 2 | May 3 | sec.gov |
| IOF IX, LLC (amended) | Other | Denver | CO | $4,587,000 | Indefinite | 10 | May 3 | sec.gov |
| Ridley Apartments, LLC | Residential | Houston | TX | $3,810,000 | $19,000,000 | 55 | May 3 | sec.gov |
| Sobet Co | Other | Nashville | TN | $3,545,628 | $3,545,628 | 20 | May 3 | sec.gov |
| TLATech Inc | Other Technology | New York | NY | $3,403,201 | Indefinite | 24 | May 3 | sec.gov |
| 42 North Private Holdings, Inc. | Investing | Canton | MA | $3,025,000 | $3,025,000 | 6 | May 3 | sec.gov |
| Agriful Software, Inc. | Other Technology | San Francisco | CA | $3,000,000 | $4,000,000 | 2 | May 3 | sec.gov |
| Crockett Partners Fund GP, LLC | Other Banking and Financial Services | Memphis | TN | $3,000,000 | Indefinite | 1 | May 3 | sec.gov |
| Fitz Roy MC1, LLC (amended) | Investing | Lincoln | NE | $2,700,000 | $2,700,000 | 10 | May 3 | sec.gov |
| 11600 AUDELIA ROAD MANAGER INVESTOR LLC (amended) | Commercial | Austin | TX | $2,676,337 | $2,676,337 | 5 | May 3 | sec.gov |
| Gateway at Prospect Apartments, LLC (amended) | Residential | Colorado Springs | CO | $2,600,000 | Indefinite | 17 | May 3 | sec.gov |
| RITHMM, INC. (amended) | Other | Chestnut Hill | MA | $2,499,998 | $3,000,000 | 12 | May 3 | sec.gov |
| RITHMM, INC. | Other | Chestnut Hill | MA | $2,499,998 | $3,000,000 | 12 | May 3 | sec.gov |
| AUDDIA INC. | Other Technology | Boulder | CO | $2,314,000 | $2,314,000 | 4 | May 3 | sec.gov |
| Olathe 72 at Fountain Ridge LLC | Residential | Shawnee | KS | $2,200,000 | $4,000,000 | 36 | May 3 | sec.gov |
| Semoran Self Storage, LLC | Other Real Estate | Longwood | FL | $2,150,000 | $2,150,000 | 5 | May 3 | sec.gov |
| Asymmetria Investors III, LLC - AFFF (PS) | Investing | West Des Moines | IA | $2,080,000 | $3,000,000 | 39 | May 3 | sec.gov |
| Sellars Absorbent Materials, Inc. (amended) | Other | Milwaukee | WI | $2,053,750 | $4,895,918 | 8 | May 3 | sec.gov |
| Equity Lending Solutions LLC | Other | Miami | FL | $2,000,000 | $50,000,000 | 3 | May 3 | sec.gov |
| Buildforce Services, Inc. | Other | Austin | TX | $1,999,999 | $3,000,000 | 7 | May 3 | sec.gov |
| Imagen Elements Dental Support Services, LLC | Other Health Care | Scottsdale | AZ | $1,941,262 | $1,941,262 | 2 | May 3 | sec.gov |
| Orb Aerospace, Inc. | Other Technology | Lowell | MI | $1,940,000 | $1,940,000 | 4 | May 3 | sec.gov |
| Lockhart Hospitality INV LLC | Commercial | Leander | TX | $1,800,000 | $2,400,000 | 19 | May 3 | sec.gov |
| Golden Door Capital Fund 1, LLC | Commercial | Wrightsville Beach | NC | $1,625,000 | $1,625,000 | 43 | May 3 | sec.gov |
| Gaingels By Heart 2024 LLC | Other | Burlington | VT | $1,481,915 | $1,481,915 | 25 | May 3 | sec.gov |
| Offline Media, Inc. | Other | Raleigh | NC | $1,389,997 | $1,999,996 | 17 | May 3 | sec.gov |
| Acretrader 220, LLP | Other Real Estate | Fayetteville | AR | $1,311,000 | $1,311,000 | 55 | May 3 | sec.gov |
| Agyl Ai, Inc. (amended) | Other Technology | Nashville | TN | $1,270,000 | $2,800,000 | 4 | May 3 | sec.gov |
| FLUIDX MEDICAL TECHNOLOGY, INC. (amended) | Other Health Care | Salt Lake City | UT | $1,268,349 | $1,274,347 | 19 | May 3 | sec.gov |
| FSC Healthcare 28, DST | Other Real Estate | Wall | NJ | $1,217,690 | $10,567,000 | 4 | May 3 | sec.gov |
| AQ Sunshine Parent, LLC (amended) | Other | New York | NY | $1,199,550 | Indefinite | 7 | May 3 | sec.gov |
| Final Offer, LLC | Other Technology | Hingham | MA | $1,149,992 | $3,000,017 | 2 | May 3 | sec.gov |
| Heath IRF, LLC | Other Real Estate | Dallas | TX | $1,076,000 | $8,459,403 | 14 | May 3 | sec.gov |
| Rise Gold Corp. | Other | Vancouver | $797,503 | $1,460,689 | 14 | May 3 | sec.gov | |
| HUME SUPERNATURAL, INC. (amended) | Other | San Diego | CA | $780,000 | $1,000,000 | 16 | May 3 | sec.gov |
| FH 1100, LLC | Other | Mukilteo | WA | $700,000 | $700,000 | 9 | May 3 | sec.gov |
| Zefiro Methane Corp. | Other | Vancouver | $559,740 | $559,740 | 2 | May 3 | sec.gov | |
| PITCHLY, INC. | Other Technology | Des Moines | IA | $500,000 | $1,000,000 | 6 | May 3 | sec.gov |
| ALD Barracks, LLC | Other Real Estate | Centerville | UT | $496,700 | $496,700 | 11 | May 3 | sec.gov |
| EBEX IP, LLC | Other Technology | Harrisonburg | VA | $470,000 | $1,000,000 | 3 | May 3 | sec.gov |
| Solaxa Inc. | Pharmaceuticals | Bethesda | MD | $365,000 | $2,094,000 | 8 | May 3 | sec.gov |
| Tutti Inc. | Other Technology | San Jose | CA | $301,000 | $301,000 | 8 | May 3 | sec.gov |
| Recruiter.com Group, Inc. | Other Technology | Bristol | CT | $245,884 | $245,884 | 0 | May 3 | sec.gov |
| TCB Pay Ltd | Business Services | Boca Raton | FL | $180,000 | $5,000,000 | 3 | May 3 | sec.gov |
| Rare Disease Data Trust, Inc. | Other Health Care | Brentwood | TN | $154,173 | $1,000,000 | 1 | May 3 | sec.gov |
| Dining Software Group, Inc. (amended) | Other Technology | Broomfield | CO | $150,002 | $1,064,600 | 1 | May 3 | sec.gov |
| PropTech Fund, LLC | Other Technology | Propser | TX | $108,000 | $10,000,000 | 1 | May 3 | sec.gov |
| Wunup, Inc. | Other Technology | Argusville | ND | $100,080 | $100,080 | 2 | May 3 | sec.gov |
| EVRNU, SPC | Other | Seattle | WA | $100,000 | $100,000 | 1 | May 3 | sec.gov |
| Boston Common International Social Fund LLC | Investing | Boston | MA | $100,000 | $50,000,000 | 1 | May 3 | sec.gov |
| DVM Systems, LLC | Agriculture | Greeley | CO | $88,057 | $88,057 | 1 | May 3 | sec.gov |
| Three Years Gone, LLC (amended) | Other | Brooklyn | NY | $55,000 | $500,000 | 2 | May 3 | sec.gov |
| Allied Resource Partners Juggernaut, LP | Investing | Denver | CO | $27,000 | $1,350,000 | 1 | May 3 | sec.gov |
| SUM LLC | Retailing | Birmingham | AL | $25,000 | $50,000 | 2 | May 3 | sec.gov |
| International EPaper Technology Corp. | Other Technology | Vancouver | $18,250 | $18,250 | 1 | May 3 | sec.gov | |
| Allied Resource Partners Titan, LP | Investing | Denver | CO | $13,500 | $1,350,000 | 1 | May 3 | sec.gov |
| Gradey, Inc. | Other | Pittsburgh | PA | $10,000 | $10,000 | 1 | May 3 | sec.gov |
| Drop Shot Capital LLC | Other | Meridian | ID | $0 | $15,000,000 | 0 | May 3 | sec.gov |
| MHCI Fund II LLC | Commercial | New Smyrna Beach | FL | $0 | $5,000,000 | 0 | May 3 | sec.gov |
| Kawonu Golf Club LLC | Other | Greenville | SC | $0 | $6,250,000 | 0 | May 3 | sec.gov |
| New Dreams NY Limited Partnership | Other | New York | NY | $0 | $15,000,000 | 0 | May 3 | sec.gov |
| StaffUpApp Corp | Other Technology | Portland | OR | $0 | $2,000,000 | 0 | May 3 | sec.gov |
| Veritas Equity Partners-Cedars-LLC | Commercial | Redmond | WA | $0 | $1,850,000 | 0 | May 3 | sec.gov |
| Maybe Happy Ending Broadway Ltd Liability Co | Other | New York | NY | $0 | $18,250,000 | 0 | May 3 | sec.gov |
| Whitestone CPI Capital Florida AV US, LP | Residential | Prosper | TX | $0 | $12,000,000 | 0 | May 3 | sec.gov |
| ECP Castle Tower, LLC | Residential | Dallas | TX | $0 | $4,000,000 | 0 | May 3 | sec.gov |
| EVOCATI TECH FUND II, LLC | Other Technology | Prosper | TX | $0 | $5,000,000 | 0 | May 3 | sec.gov |
| TMG PW Co-Invest, L.P. | Residential | Bethesda | MD | $0 | $1,520,675 | 0 | May 3 | sec.gov |
| 50 Freight LLC | Other Technology | Surprise | AZ | $0 | $7,500,000 | 0 | May 3 | sec.gov |
| Pueo Capital Fund, LP | Residential | Honolulu | HI | $0 | Indefinite | 0 | May 3 | sec.gov |
| BRIGHT MINDS BIOSCIENCES INC. | Biotechnology | New York | NY | $0 | $54,160 | 2 | May 3 | sec.gov |
| TXC Toledo Fund, LP | Commercial | Holland | MI | $0 | $30,000,000 | 0 | May 3 | sec.gov |
May 6, 2024 · May 2, 2024 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.