Data / Form D filings / Apr 23
Form D filings, April 23, 2024: 97 companies raised $627.1 million
97 operating companies filed a Form D on April 23, 2024, reporting $627.1 million sold. Largest: Observe, Inc. ($125 million), FORGE INVESTORS LLC ($85.9 million), ThreatLocker, Inc. ($69.1 million). The median filing is $1.2 million, and 146 pooled investment funds also filed that day.
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- 97Form D filings
- $627.1 millionreported sold
- $1.2 millionmedian amount sold
- CAmost filings (12)
Most filings by state: CA 12, TX 12, NY 7, WA 6, MA 6. By industry: Other Technology 23, Other 19, Commercial 7, Residential 6.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Observe, Inc. | Other Technology | San Mateo | CA | $124,999,987 | $124,999,987 | 54 | Apr 23 | sec.gov |
| FORGE INVESTORS LLC (amended) | Investing | Milwaukee | WI | $85,883,608 | $100,000,000 | 17 | Apr 23 | sec.gov |
| ThreatLocker, Inc. | Other Technology | Orlando | FL | $69,053,205 | $69,053,205 | 3 | Apr 23 | sec.gov |
| Corner Therapeutics, Inc. | Pharmaceuticals | Watertown | MA | $50,941,210 | $50,941,210 | 14 | Apr 23 | sec.gov |
| Hootsuite Inc. (amended) | Other Technology | Vancouver | $50,719,244 | $50,719,244 | 18 | Apr 23 | sec.gov | |
| Arcadia Power, Inc. | Other Technology | Greenwood Village | CO | $45,604,869 | $49,104,982 | 11 | Apr 23 | sec.gov |
| Sapphire Group, LLC (amended) | Other Real Estate | Sherman | TX | $20,281,774 | $25,000,000 | 77 | Apr 23 | sec.gov |
| Hootsuite Inc. (amended) | Other Technology | Vancouver | $16,820,585 | $16,820,585 | 2 | Apr 23 | sec.gov | |
| Onebrief, Inc. | Other Technology | Honolulu | HI | $16,000,509 | $24,480,944 | 9 | Apr 23 | sec.gov |
| LiftWave, Inc. | Manufacturing | Somerville | MA | $14,364,512 | $15,864,509 | 22 | Apr 23 | sec.gov |
| Cora Holt Mill Investments | Residential | Mebane | NC | $10,100,000 | $10,100,000 | 10 | Apr 23 | sec.gov |
| VIVIDLY INC. (amended) | Other Technology | Tomball | TX | $9,069,332 | $9,269,331 | 7 | Apr 23 | sec.gov |
| BDP Lackawanna Investors III, LLC (amended) | Other Real Estate | Montclair | NJ | $8,259,803 | $13,422,234 | 84 | Apr 23 | sec.gov |
| Sunny Benefits, Inc. (amended) | Business Services | Daniel Island | SC | $8,151,000 | $8,949,000 | 16 | Apr 23 | sec.gov |
| CRE Diversified Income Fund, LLC (amended) | Commercial | Dallas | TX | $8,000,000 | $20,000,000 | 117 | Apr 23 | sec.gov |
| Alexander Capital Ventures LLC | Other Banking and Financial Services | Red Bank | NJ | $7,213,200 | $7,213,200 | 88 | Apr 23 | sec.gov |
| Mihira AI Inc. | Other Technology | Campbell | CA | $6,000,600 | $14,000,600 | 5 | Apr 23 | sec.gov |
| DefenseStorm, Inc. | Other Technology | Alpharetta | GA | $5,649,998 | $11,999,997 | 9 | Apr 23 | sec.gov |
| Missouri Vertical Investments LLC | Other | Little Rock | AR | $5,535,535 | $25,000,000 | 36 | Apr 23 | sec.gov |
| Cognitus Consulting LLC | Other | Dallas | TX | $5,500,000 | $5,500,000 | 1 | Apr 23 | sec.gov |
| Switchyards Inc. | Other | Atlanta | GA | $4,999,997 | $5,000,000 | 8 | Apr 23 | sec.gov |
| HYPHEN AI, INC. | Other Technology | Seattle | WA | $4,999,981 | $4,999,982 | 20 | Apr 23 | sec.gov |
| Alexander Capital Ventures LLC | Other Banking and Financial Services | Red Bank | NJ | $4,449,342 | $4,449,342 | 22 | Apr 23 | sec.gov |
| Beyond Loan 4 LLC | Other Real Estate | Houston | TX | $3,650,000 | Indefinite | 13 | Apr 23 | sec.gov |
| Agriculture Scout AI, Inc. | Other Technology | Davis | CA | $3,000,000 | $3,000,000 | 13 | Apr 23 | sec.gov |
| Bay Vista Apartments LLC | Residential | Pensacola | FL | $2,950,000 | $3,000,000 | 24 | Apr 23 | sec.gov |
| CCI-4200 Regent, LP | Commercial | Austin | TX | $2,950,000 | $8,000,000 | 24 | Apr 23 | sec.gov |
| SageCyber, Inc. | Other Technology | Tenafly | NJ | $2,849,360 | $3,849,360 | 15 | Apr 23 | sec.gov |
| Roger's Fish Co. Holdings, Inc. (amended) | Restaurants | Newton | MA | $2,460,688 | $2,500,000 | 9 | Apr 23 | sec.gov |
| Toothy Cow Productions, LLC | Other | Franklin | TN | $2,000,000 | $2,000,000 | 2 | Apr 23 | sec.gov |
| Caring Brands, Inc. | Other Health Care | Jupiter | FL | $1,750,000 | $3,000,000 | 17 | Apr 23 | sec.gov |
| Healthcare Navigation Solutions, LLC | Other Health Care | Cleveland | OH | $1,702,883 | $2,000,000 | 9 | Apr 23 | sec.gov |
| Sendy, SPC | Other Technology | Freestone | CA | $1,690,300 | Indefinite | 25 | Apr 23 | sec.gov |
| Skip Technology, Inc. | Other | Portland | OR | $1,312,000 | $1,500,000 | 11 | Apr 23 | sec.gov |
| Topl, Inc. | Other Technology | Austin | TX | $1,278,616 | $2,000,000 | 15 | Apr 23 | sec.gov |
| ElementOne, Inc. | Other Technology | Vista | CA | $1,265,000 | $1,265,000 | 8 | Apr 23 | sec.gov |
| Malibou Inc. | Other | Paris | $1,125,000 | $1,125,000 | 1 | Apr 23 | sec.gov | |
| Self Bill Pro LLC | Other | Clermont | FL | $1,046,666 | $1,046,666 | 15 | Apr 23 | sec.gov |
| Fresenius Medical Care South McKinney, LLC | Other Health Care | Waltham | MA | $1,010,896 | $1,010,896 | 2 | Apr 23 | sec.gov |
| MatchaBar, Inc. | Manufacturing | Brooklyn | NY | $900,559 | Indefinite | 5 | Apr 23 | sec.gov |
| Idlewild APTS LLC | Commercial | Long Beach | NY | $800,000 | $800,000 | 0 | Apr 23 | sec.gov |
| PG EB5 PALMDALE LENDER LLC (amended) | Other Real Estate | Atlanta | GA | $800,000 | $24,800,000 | 1 | Apr 23 | sec.gov |
| SAVA Capital Inc. | Investing | San Diego | CA | $750,000 | $750,000 | 1 | Apr 23 | sec.gov |
| DEFY DEVELOPMENT THE COLLABORATIVE 541, LLC | Residential | Centerville | UT | $690,000 | $1,040,000 | 6 | Apr 23 | sec.gov |
| Reyna Silver Corp. / BC | Other | Vancouver | $685,189 | $1,827,171 | 28 | Apr 23 | sec.gov | |
| Denver VF Turbine Fund 1 LLC | Commercial | Reno | NV | $665,000 | $5,000,000 | 10 | Apr 23 | sec.gov |
| Charmed AI, Inc. | Other Technology | Seattle | WA | $605,000 | $1,200,000 | 6 | Apr 23 | sec.gov |
| Bot Mediation, Inc. | Other | Costa Mesa | CA | $600,000 | $2,000,000 | 7 | Apr 23 | sec.gov |
| 55 West 21 Street LLC | Other Real Estate | New York | NY | $600,000 | $2,940,000 | 6 | Apr 23 | sec.gov |
| Gateway Ambulatory Surgery Center, LLC (amended) | Hospitals and Physicians | Concord | NC | $580,860 | $845,289 | 11 | Apr 23 | sec.gov |
| LawLink, Inc. | Other Technology | Kirkland | WA | $545,424 | $545,424 | 3 | Apr 23 | sec.gov |
| Total Production Partners LLC | Oil and Gas | Tulsa | OK | $470,000 | $4,000,000 | 9 | Apr 23 | sec.gov |
| NAA Amplifi SPV, LLC | Investing | Wildwood | MO | $425,000 | Indefinite | 6 | Apr 23 | sec.gov |
| Charmed AI, Inc. | Other Technology | Seattle | WA | $400,000 | $400,000 | 3 | Apr 23 | sec.gov |
| WINPRO Company, LLC | Other | Des Moines | IA | $349,999 | $349,999 | 9 | Apr 23 | sec.gov |
| CNote Group, Inc. | Other Banking and Financial Services | Oakland | CA | $301,991 | Indefinite | 5 | Apr 23 | sec.gov |
| Roger's Fish Co. Holdings, Inc. | Restaurants | Newton | MA | $250,000 | $2,700,000 | 1 | Apr 23 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $225,041 | Indefinite | 6 | Apr 23 | sec.gov |
| Omega Gold Corp. | Other | Vancouver | $221,300 | Indefinite | 3 | Apr 23 | sec.gov | |
| FCV FUND ES 3 A SERIES OF FLOWCAP VENTURES MASTER FUND LLC | Other | New York | NY | $207,000 | $207,000 | 26 | Apr 23 | sec.gov |
| Platinum Pro Fund I, LP | Other Real Estate | Austin | TX | $200,000 | $200,000,000 | 1 | Apr 23 | sec.gov |
| BioStream Technologies, LLC | Other Technology | West Chester | PA | $200,000 | $200,000 | 1 | Apr 23 | sec.gov |
| Gaingels Formic Technologies LLC | Other | Burlington | VT | $184,995 | $184,995 | 12 | Apr 23 | sec.gov |
| Precision Sensing SPC | Biotechnology | Edmonds | WA | $171,300 | Indefinite | 28 | Apr 23 | sec.gov |
| Total Adams Creek Partners LLC | Commercial | Tulsa | OK | $130,000 | $3,000,000 | 2 | Apr 23 | sec.gov |
| Series 14-1, a series of StartEngine Private LLC | Other | Burbank | CA | $113,755 | $401,063 | 7 | Apr 23 | sec.gov |
| Swizzl AI, Inc. | Other | Venice | CA | $100,000 | $750,000 | 4 | Apr 23 | sec.gov |
| Archway Capital Group, LLC | Business Services | South Jordan | UT | $96,000 | $160,000 | 2 | Apr 23 | sec.gov |
| One Roq Spirits, LLC | Other Technology | East Aurora | NY | $60,000 | $250,000 | 5 | Apr 23 | sec.gov |
| Omega Copper Corp. | Other | Vancouver | $49,500 | Indefinite | 1 | Apr 23 | sec.gov | |
| Desert Hawk Gold Corp. | Other | Reno | NV | $28,740 | $28,740 | 2 | Apr 23 | sec.gov |
| Roll Out the Barrel XVI LLC | Other | Louisville | KY | $25,000 | $3,000,000 | 1 | Apr 23 | sec.gov |
| ADVANCED WATER & ENERGY SOLUTIONS CORP. | Other Energy | Grand Rapids | MI | $0 | $12,000,000 | 0 | Apr 23 | sec.gov |
| Bayview Longboat Key, LLC | Residential | Sarasota | FL | $0 | $500,000 | 0 | Apr 23 | sec.gov |
| MCG Bridge Opportunity Fund, LLC | Residential | Charlotte | NC | $0 | $50,000,000 | 0 | Apr 23 | sec.gov |
| LP Kirtley Road LLC | Construction | North Potamac | MD | $0 | $14,564,083 | 0 | Apr 23 | sec.gov |
| CCI-Equity Drive II, LP | Commercial | Austin | TX | $0 | Indefinite | 0 | Apr 23 | sec.gov |
| Cornerstone Oil & Gas 2024 Fund, LP | Oil and Gas | Mandeville | LA | $0 | Indefinite | 0 | Apr 23 | sec.gov |
| Emma Grace Healing Hospital inc | Hospitals and Physicians | Charlottetown | $0 | Indefinite | 0 | Apr 23 | sec.gov | |
| Krohn Consortium IX, LLC | Residential | Orem | UT | $0 | $10,000,000 | 0 | Apr 23 | sec.gov |
| NEARSUMMIT CAPITAL LLC | Investing | Seattle | WA | $0 | $1,300,000 | 0 | Apr 23 | sec.gov |
| Steel House Organics Inc | Agriculture | Norman | OK | $0 | Indefinite | 0 | Apr 23 | sec.gov |
| Waith.io, Inc. (amended) | Other Technology | New York | NY | $0 | $10,000,000 | 0 | Apr 23 | sec.gov |
| Waith.io, Inc. (amended) | Other Technology | New York | NY | $0 | $10,000,000 | 0 | Apr 23 | sec.gov |
| CENTURY TREE SFR LLC | Commercial | Keller | TX | $0 | $15,000,000 | 0 | Apr 23 | sec.gov |
| Akava Therapeutics Inc. | Pharmaceuticals | Winnetka | IL | $0 | $5,000,000 | 0 | Apr 23 | sec.gov |
| Nemo Digital Holdings Corp. | Other Banking and Financial Services | Cherry Hill | NJ | $0 | $7,500,000 | 0 | Apr 23 | sec.gov |
| BSR Real Estate Investment Trust (amended) | REITS and Finance | Little Rock | AR | $0 | Indefinite | 208 | Apr 23 | sec.gov |
| Rocking Chair SWD, LLC | Oil and Gas | Alvarado | TX | $0 | $5,040,000 | 0 | Apr 23 | sec.gov |
| ButterCup Bioplastic | Manufacturing | Charlottetown | $0 | Indefinite | 0 | Apr 23 | sec.gov | |
| ButterCup ioplastic | Manufacturing | Charlottetown | $0 | Indefinite | 0 | Apr 23 | sec.gov | |
| Betterway organic farms corp | Agriculture | Charlottetown | $0 | Indefinite | 0 | Apr 23 | sec.gov | |
| West Fullman Insurance Co | Insurance | Charlottetown | $0 | Indefinite | 0 | Apr 23 | sec.gov | |
| West Fullman Farms LTD | Agriculture | Charlottetown | $0 | Indefinite | 0 | Apr 23 | sec.gov | |
| Strictly Pediatrics Surgery Center of Central Texas LLC | Other Health Care | Austin | TX | $0 | $255,000 | 6 | Apr 23 | sec.gov |
| Malstrom Molecules LLC | Other | Cambridge | MA | $0 | $5,000,000 | 0 | Apr 23 | sec.gov |
| MOBIX LABS, INC | Other Technology | Irvine | CA | $0 | $100,000,000 | 1 | Apr 23 | sec.gov |
April 24, 2024 · April 22, 2024 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.