Data / Form D filings / Feb 14
Form D filings, February 14, 2024: 127 companies raised $943.1 million
127 operating companies filed a Form D on February 14, 2024, reporting $943.1 million sold. Largest: Epicor, Inc. ($189 million), PATHFINDER PARTNERS INCOME FUND, L.P. ($175.5 million), JLLX Diversified III, DST ($54.1 million). The median filing is $2.1 million, and 148 pooled investment funds also filed that day.
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- 127Form D filings
- $943.1 millionreported sold
- $2.1 millionmedian amount sold
- CAmost filings (31)
Most filings by state: CA 31, IL 12, NY 10, TX 9, MA 8. By industry: Other 24, Other Technology 17, Commercial 15, Other Banking and Financial Services 14.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Epicor, Inc. (amended) | Other | New York | NY | $189,032,049 | Indefinite | 111 | Feb 14 | sec.gov |
| PATHFINDER PARTNERS INCOME FUND, L.P. (amended) | Residential | San Diego | CA | $175,488,083 | $175,488,083 | 682 | Feb 14 | sec.gov |
| JLLX Diversified III, DST (amended) | Other Real Estate | Chicago | IL | $54,139,981 | $95,916,712 | 41 | Feb 14 | sec.gov |
| NextPoint Therapeutics, Inc. | Biotechnology | Cambridge | MA | $42,479,388 | $42,479,388 | 15 | Feb 14 | sec.gov |
| Avive Solutions, Inc. | Other Health Care | Brisbane | CA | $40,858,434 | $51,708,207 | 105 | Feb 14 | sec.gov |
| MCW GP Fund I, LLC | Commercial | Denver | CO | $39,444,444 | $50,000,000 | 12 | Feb 14 | sec.gov |
| UZURV Holdings, Inc. | Other Technology | Richmond | VA | $34,801,677 | $34,801,677 | 5 | Feb 14 | sec.gov |
| Cagent Vascular, Inc. | Other Health Care | Wayne | PA | $28,741,501 | $30,290,017 | 26 | Feb 14 | sec.gov |
| FS Credit Real Estate Income Trust, Inc. (amended) | REITS and Finance | Philadelphia | PA | $25,037,399 | $50,000,000 | 6 | Feb 14 | sec.gov |
| Graviton BioScience Corp | Biotechnology | New York | NY | $24,999,996 | $24,999,996 | 1 | Feb 14 | sec.gov |
| MG Pulse Millenia Investments L.P. | Residential | San Diego | CA | $20,890,766 | $20,890,766 | 294 | Feb 14 | sec.gov |
| KIORA PHARMACEUTICALS INC | Pharmaceuticals | Encinitas | CA | $15,000,000 | $15,000,000 | 13 | Feb 14 | sec.gov |
| Redi.Health Inc. | Other Health Care | Columbus | OH | $12,005,881 | $12,005,881 | 15 | Feb 14 | sec.gov |
| Architect Financial Technologies Inc. | Other Technology | Evanston | IL | $11,999,987 | $11,999,987 | 17 | Feb 14 | sec.gov |
| PB Financial Corp | Commercial Banking | Rocky Mount | NC | $11,784,000 | Indefinite | 17 | Feb 14 | sec.gov |
| Partium, Inc. | Other Technology | Philadelphia | PA | $10,776,050 | $18,455,195 | 8 | Feb 14 | sec.gov |
| North Shore Bali Villa, LLC | Other Real Estate | Kaysville | UT | $9,712,500 | $9,712,500 | 6 | Feb 14 | sec.gov |
| Nia Therapeutics, Inc. | Other Health Care | Radnor | PA | $8,543,906 | $9,500,000 | 24 | Feb 14 | sec.gov |
| Companion Spine, LLC | Pharmaceuticals | New York | NY | $8,500,000 | $20,000,000 | 1 | Feb 14 | sec.gov |
| Bentonville Reserve Holdings, LLC | Commercial | Kansas City | MO | $8,193,500 | $29,000,000 | 7 | Feb 14 | sec.gov |
| Rebuilt Holdings, Inc. | Other Real Estate | Nashville | TN | $8,000,000 | $10,000,000 | 2 | Feb 14 | sec.gov |
| Light Wave Holding Company, LLC | Other Health Care | New York | NY | $7,984,767 | $7,984,767 | 36 | Feb 14 | sec.gov |
| Fluid Efficiency Corp (amended) | Other Energy | Pasadena | CA | $7,658,580 | $8,758,580 | 7 | Feb 14 | sec.gov |
| White River Soy Processing LLC | Agriculture | Omaha | NE | $7,500,000 | $10,000,000 | 39 | Feb 14 | sec.gov |
| Eli Technologies, Inc. | Other Technology | Sacramento | CA | $6,840,999 | $6,840,999 | 13 | Feb 14 | sec.gov |
| Kerry Solar Investments, LLC (amended) | Other Real Estate | Miami | FL | $6,206,100 | $7,451,000 | 33 | Feb 14 | sec.gov |
| TCD 259 Seniors Portfolio Opportunity LP | Commercial | Boston | MA | $5,978,600 | $6,800,000 | 23 | Feb 14 | sec.gov |
| Athens 108 Operator, LLC | Residential | Miami | FL | $4,993,019 | $11,000,000 | 54 | Feb 14 | sec.gov |
| Hockey Parent Holdings, L.P. | Other | Chicago | IL | $4,865,520 | $4,865,520 | 3 | Feb 14 | sec.gov |
| Nirrin Technologies, Inc. | Biotechnology | Billerica | MA | $4,818,026 | $6,000,000 | 20 | Feb 14 | sec.gov |
| PENINSULA VENTURES V, L.P. | Other | Portland | OR | $4,800,000 | $20,000,000 | 13 | Feb 14 | sec.gov |
| NexPoint Semiconductor Manufacturing DST (amended) | Other Real Estate | Dallas | TX | $4,566,955 | $136,944,633 | 17 | Feb 14 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $4,501,667 | Indefinite | 97 | Feb 14 | sec.gov |
| Cove Multifamily Income Fund 28, LLC (amended) | Commercial | Torrance | CA | $4,494,188 | $100,000,000 | 40 | Feb 14 | sec.gov |
| Yoshitsu Co., Ltd | Retailing | Tokyo | $4,000,000 | $4,000,000 | 10 | Feb 14 | sec.gov | |
| KNCT Lending III, LLC | Other | Chicago | IL | $3,730,000 | $8,000,000 | 32 | Feb 14 | sec.gov |
| StairAssist Walker, Inc. | Other | Scituate | MA | $3,638,523 | $4,638,523 | 1 | Feb 14 | sec.gov |
| R&B MEZZANINE II, LLC | Investing | Wheaton | IL | $3,600,000 | Indefinite | 12 | Feb 14 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $3,579,854 | Indefinite | 96 | Feb 14 | sec.gov |
| TFO, LLC | Other | Bellevue | WA | $3,454,374 | $4,250,000 | 12 | Feb 14 | sec.gov |
| Adela, Inc. | Biotechnology | Foster City | CA | $3,296,554 | $3,296,554 | 3 | Feb 14 | sec.gov |
| Classic.com, Inc. | Other | Miami | FL | $3,280,000 | $5,000,000 | 11 | Feb 14 | sec.gov |
| Pipsnacks LLC | Other | Bethlehem | PA | $3,000,000 | $3,000,000 | 2 | Feb 14 | sec.gov |
| Zero Nox, Inc. (amended) | Manufacturing | Porterville | CA | $3,000,000 | Indefinite | 250 | Feb 14 | sec.gov |
| SkyOne Federal Credit Union | Other Banking and Financial Services | Hawthorne | CA | $2,750,000 | $2,750,000 | 1 | Feb 14 | sec.gov |
| Phila Engaged Giving, PBC | Other | Seattle | WA | $2,500,000 | $5,000,000 | 1 | Feb 14 | sec.gov |
| CargoMetrics Technologies Inc. | Other Technology | Boston | MA | $2,500,000 | $2,500,000 | 5 | Feb 14 | sec.gov |
| XiltriX North America, LLC | Biotechnology | San Diego | CA | $2,499,999 | $2,499,999 | 18 | Feb 14 | sec.gov |
| CARI Health, Inc. | Biotechnology | San Diego | CA | $2,300,000 | $2,315,000 | 11 | Feb 14 | sec.gov |
| ScriptDrop, Inc. | Other Health Care | Columbus | OH | $2,225,200 | $5,100,000 | 8 | Feb 14 | sec.gov |
| Ready Coffee, Inc. | Other Technology | Wappingers Falls | NY | $2,199,987 | $2,649,983 | 6 | Feb 14 | sec.gov |
| Lux Ice, LLC | Manufacturing | Flower Mound | TX | $2,177,921 | $4,000,000 | 5 | Feb 14 | sec.gov |
| HPI BOP 2&3 JV, LP | Commercial | Austin | TX | $2,146,342 | $2,146,342 | 4 | Feb 14 | sec.gov |
| Sovereign Edge Solutions, LLC (amended) | Other Technology | St. Louis | MO | $2,100,000 | $7,200,000 | 19 | Feb 14 | sec.gov |
| switstack, Inc. | Other Technology | San Francisco | CA | $2,099,999 | $3,799,999 | 5 | Feb 14 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $2,002,701 | Indefinite | 97 | Feb 14 | sec.gov |
| LOCALPAPER.COM LLC | Commercial | Hallandale Beach | FL | $2,000,000 | $2,000,000 | 23 | Feb 14 | sec.gov |
| American Ostrich Company, LLC (amended) | Agriculture | Kuna | ID | $1,861,954 | $3,000,003 | 20 | Feb 14 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $1,705,234 | Indefinite | 95 | Feb 14 | sec.gov |
| LANA SB, LLC | Restaurants | Solana Beach | CA | $1,400,000 | $2,300,000 | 8 | Feb 14 | sec.gov |
| MP Investment Club LS Equity Fund 3 LP (amended) | Other Technology | Upper Saddle River | NJ | $1,330,000 | Indefinite | 17 | Feb 14 | sec.gov |
| Sunset Aspire LLC | Residential | Katy | TX | $1,275,000 | $2,025,000 | 15 | Feb 14 | sec.gov |
| Adela, Inc. | Biotechnology | Foster City | CA | $1,187,700 | $1,187,700 | 2 | Feb 14 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $1,047,669 | Indefinite | 96 | Feb 14 | sec.gov |
| LOCALPAPER.COM LLC | Commercial | Hallandale Beach | FL | $1,000,000 | $1,000,000 | 22 | Feb 14 | sec.gov |
| Redemption ARMOR Fund, LLC | Commercial | Austin | TX | $950,000 | $500,000,000 | 6 | Feb 14 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $886,403 | Indefinite | 63 | Feb 14 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $811,879 | Indefinite | 93 | Feb 14 | sec.gov |
| Kizzy Labs Corp. | Other | Peachtree Corners | GA | $750,000 | $750,000 | 2 | Feb 14 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $675,253 | Indefinite | 72 | Feb 14 | sec.gov |
| ANOTHER CHAPTER LLC (amended) | Restaurants | Hamden | CT | $650,000 | $650,000 | 2 | Feb 14 | sec.gov |
| ANOTHER CHAPTER LLC | Restaurants | Hamden | CT | $650,000 | $650,000 | 2 | Feb 14 | sec.gov |
| Provell Pharmaceuticals, LLC | Pharmaceuticals | Honey Brook | PA | $600,000 | $600,000 | 1 | Feb 14 | sec.gov |
| JLLX Townlake of Coppell, DST (amended) | Other Real Estate | Chicago | IL | $542,216 | $59,931,534 | 2 | Feb 14 | sec.gov |
| Create Cultivate US Inc. | Other | Marlborough | MA | $531,000 | $2,001,000 | 6 | Feb 14 | sec.gov |
| LOCALPAPER.COM LLC | Commercial | Hallandale Beach | FL | $500,000 | $500,000 | 20 | Feb 14 | sec.gov |
| LOCALPAPER.COM LLC | Commercial | Hallandale Beach | FL | $500,000 | $500,000 | 16 | Feb 14 | sec.gov |
| JLLX Taunton Distribution Center, DST (amended) | Other Real Estate | Chicago | IL | $492,945 | $59,931,534 | 2 | Feb 14 | sec.gov |
| ARC Medical Inc. (amended) | Biotechnology | Richmond | $475,000 | $475,000 | 2 | Feb 14 | sec.gov | |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $449,924 | Indefinite | 31 | Feb 14 | sec.gov |
| Augment Health, Inc. | Other Health Care | Nashville | TN | $400,000 | $2,000,000 | 4 | Feb 14 | sec.gov |
| Home Collection CLT Investment I, LLC | Other Real Estate | Fairfax | CA | $320,250 | $353,500 | 20 | Feb 14 | sec.gov |
| IA iCHOR a Series of IrishAngels 2023 LLC | Other Technology | Chicago | IL | $259,875 | $259,875 | 30 | Feb 14 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $245,203 | Indefinite | 5 | Feb 14 | sec.gov |
| LWCD Dental Leaders, LLC | Other Health Care | Woodbridge | VA | $239,814 | $239,814 | 15 | Feb 14 | sec.gov |
| LOCALPAPER.COM LLC | Commercial | Hallandale Beach | FL | $200,000 | $200,000 | 9 | Feb 14 | sec.gov |
| Zixi Holdings LLC | Other Technology | Waltham | MA | $195,000 | $195,000 | 44 | Feb 14 | sec.gov |
| NORDIC POINTE, LLC | Other Real Estate | Bellevue | WA | $150,000 | $2,366,000 | 3 | Feb 14 | sec.gov |
| Seedling Biosystems Inc. | Biotechnology | Boulder | CO | $150,000 | $150,000 | 3 | Feb 14 | sec.gov |
| Canadian Energy Metals Corp. | Other | Calgary | $140,000 | $140,000 | 1 | Feb 14 | sec.gov | |
| Madison Charleston Opportunity Fund VIII, LLC | Commercial | Charlotte | NC | $100,000 | $3,400,000 | 1 | Feb 14 | sec.gov |
| Series 6-1, a series of StartEngine Private LLC | Other | Burbank | CA | $94,383 | $999,125 | 8 | Feb 14 | sec.gov |
| WEG Consolidated, LLC | Other | Boston | MA | $80,445 | Indefinite | 1 | Feb 14 | sec.gov |
| Venture Club Master Series LLC - SPV24 | Other Technology | Chicago | IL | $75,000 | $75,000 | 3 | Feb 14 | sec.gov |
| CO2 GRO Inc. | Other | Toronto | $74,330 | $161,047 | 1 | Feb 14 | sec.gov | |
| Light Wave Ownership Path, LLC | Other Health Care | Woodbridge | VA | $73,204 | $73,204 | 25 | Feb 14 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $60,220 | Indefinite | 7 | Feb 14 | sec.gov |
| Echo Ltd. | Other | Calgary | $54,937 | $54,937 | 3 | Feb 14 | sec.gov | |
| U.S. Energy Private Capital II LP (amended) | Oil and Gas | Arlington | TX | $52,910 | $50,000,000 | 0 | Feb 14 | sec.gov |
| Virtual Immersive Educational Worlds, Inc. | Other Technology | Provo | UT | $50,000 | $3,000,000 | 1 | Feb 14 | sec.gov |
| Sampler App Inc. | Other | Toronto | $33,925 | $33,925 | 3 | Feb 14 | sec.gov | |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $30,000 | Indefinite | 7 | Feb 14 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $27,515 | Indefinite | 5 | Feb 14 | sec.gov |
| Healthy Oceans Seafood Company, Inc. | Other | Santa Cruz | CA | $25,000 | $25,000 | 1 | Feb 14 | sec.gov |
| Venture Club Master Series LLC - SPV38 | Other Technology | Chicago | IL | $15,000 | $15,000 | 1 | Feb 14 | sec.gov |
| Venture Club Master Series LLC - SPV23 | Other Technology | Chicago | IL | $5,000 | $5,000 | 1 | Feb 14 | sec.gov |
| Venture Club Master Series LLC - SPV22 | Other Technology | Chicago | IL | $4,000 | $4,000 | 1 | Feb 14 | sec.gov |
| HREX Multifamily III, DST | Residential | Houston | TX | $0 | $128,620,090 | 0 | Feb 14 | sec.gov |
| Parkway West Apartments, LLC | Commercial | Cedar Rapids | IA | $0 | $7,650,000 | 0 | Feb 14 | sec.gov |
| Norwalk Hotel & Associates, LLC | Other Real Estate | Anamosa | IA | $0 | $2,400,001 | 8 | Feb 14 | sec.gov |
| ACE CAPITAL GROUP, LLC | Commercial | Dover | DE | $0 | $50,000,000 | 0 | Feb 14 | sec.gov |
| HONEST CAPITAL GROUP, LLC | Commercial | Farmington Hills | MI | $0 | $50,000,000 | 0 | Feb 14 | sec.gov |
| 4DRMHC1 Master, LLC (Series 1) | Other Health Care | Austin | TX | $0 | $7,525,000 | 42 | Feb 14 | sec.gov |
| Weno Exchange LLC | Other Technology | Austin | TX | $0 | $950,000 | 0 | Feb 14 | sec.gov |
| Patriots Broadway Limited Partnership | Other | New York | NY | $0 | $8,000,000 | 0 | Feb 14 | sec.gov |
| QUESTIONING ECHIDNA Ltd LIABILITY Co | Other | Peekskill | NY | $0 | $4,975,000 | 0 | Feb 14 | sec.gov |
| Avalon Rouge World Ltd Liability Co | Other | Brookyln | NY | $0 | $626,955 | 0 | Feb 14 | sec.gov |
| OUR FAMILY FARM LLC | Agriculture | Watertown | SD | $0 | $100,000,000 | 0 | Feb 14 | sec.gov |
| WhiteHawk Income Corp | Oil and Gas | Philadelphia | PA | $0 | $50,000,000 | 0 | Feb 14 | sec.gov |
| Surgical Care Partners of Melbourne, LLC | Other Health Care | Birmingham | AL | $0 | $360,000 | 0 | Feb 14 | sec.gov |
| Hacking Your Health LLC | Other Health Care | Fairlawn | OH | $0 | $300,000 | 0 | Feb 14 | sec.gov |
| SEELOS THERAPEUTICS, INC. | Biotechnology | New York | NY | $0 | $3,574,468 | 3 | Feb 14 | sec.gov |
| SECURITY FINANCIAL SERVICES CORP | Commercial Banking | Durand | WI | $0 | $9,897,500 | 0 | Feb 14 | sec.gov |
| Echo Ltd. | Other | Calgary | $0 | $47,315 | 3 | Feb 14 | sec.gov | |
| Falkbuilt Ltd. | Other | Calgary | $0 | $32,929,508 | 7 | Feb 14 | sec.gov | |
| Echo Ltd. | Other | Calgary | $0 | $255,268 | 7 | Feb 14 | sec.gov | |
| NEW YORK LIFE INSURANCE CO | Insurance | New York | NY | $0 | Indefinite | 314 | Feb 14 | sec.gov |
February 15, 2024 · February 13, 2024 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.