Data / Form D filings / Feb 12
Form D filings, February 12, 2024: 80 companies raised $693.1 million
80 operating companies filed a Form D on February 12, 2024, reporting $693.1 million sold. Largest: Lightship Inc. ($135.5 million), Cord Meyer Development LLC ($75.3 million), THIRD POLE, INC. ($55.2 million). The median filing is $1.3 million, and 110 pooled investment funds also filed that day.
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- 80Form D filings
- $693.1 millionreported sold
- $1.3 millionmedian amount sold
- CAmost filings (18)
Most filings by state: CA 18, NY 5, FL 4, NC 4, TX 4. By industry: Other Technology 15, Commercial 10, Other Real Estate 9, Other 9.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Lightship Inc. | Other Health Care | El Segundoo | CA | $135,549,080 | $175,677,490 | 6 | Feb 12 | sec.gov |
| Cord Meyer Development LLC | Commercial | Forest Hills | NY | $75,289,187 | $75,289,187 | 130 | Feb 12 | sec.gov |
| THIRD POLE, INC. (amended) | Other Technology | Waltham | MA | $55,193,367 | Indefinite | 85 | Feb 12 | sec.gov |
| NexTier, Inc. | Commercial Banking | Butler | PA | $52,000,120 | $52,000,120 | 49 | Feb 12 | sec.gov |
| Penso Fund Platform SPC- Segregated Portfolio NCA #15 (amended) | Investing | New York | NY | $50,821,000 | Indefinite | 6 | Feb 12 | sec.gov |
| Skye Bioscience, Inc. | Biotechnology | San Diego | CA | $49,991,010 | $49,991,010 | 11 | Feb 12 | sec.gov |
| Melt Pharmaceuticals, Inc. (amended) | Pharmaceuticals | Brentwood | TN | $39,485,520 | $47,763,600 | 287 | Feb 12 | sec.gov |
| Griffin Capital Development Partners Fund II, L.P. (amended) | Other Real Estate | El Segundo | CA | $38,034,917 | $145,000,000 | 236 | Feb 12 | sec.gov |
| Norden Range LLC | Residential | Milwaukee | WI | $31,250,000 | $31,250,000 | 76 | Feb 12 | sec.gov |
| BV Carriage Homes on the Lake DST (amended) | Residential | Dallas | TX | $27,852,220 | $64,741,701 | 59 | Feb 12 | sec.gov |
| Duke Drive Investor, LLC | Commercial | Nashville | TN | $13,800,000 | $16,000,000 | 57 | Feb 12 | sec.gov |
| FC Racetrak JV, LLC | Commercial | Boynton Beach | FL | $12,790,806 | Indefinite | 0 | Feb 12 | sec.gov |
| Octagon Therapeutics, Inc. | Pharmaceuticals | Providence | RI | $10,970,135 | $12,410,030 | 53 | Feb 12 | sec.gov |
| Next Energy Technologies Inc. | Other Energy | Santa Barbara | CA | $10,604,437 | $18,604,437 | 15 | Feb 12 | sec.gov |
| NEWRETIREMENT, INC. | Other | Mill Valley | CA | $10,418,621 | $10,418,621 | 16 | Feb 12 | sec.gov |
| SIERRA INTERNATIONAL NETWORK INC | Other Technology | Irvine | CA | $7,500,000 | $7,500,000 | 1 | Feb 12 | sec.gov |
| Ascent Metropark, LLC | Commercial | Irvine | CA | $7,395,001 | $10,000,000 | 110 | Feb 12 | sec.gov |
| TSB Holding Co LLC (amended) | Other Energy | Albion | IN | $6,000,000 | $6,000,000 | 2 | Feb 12 | sec.gov |
| Black Label Capital Fund I, LLC (amended) | REITS and Finance | Plano | TX | $5,935,281 | $100,000,000 | 14 | Feb 12 | sec.gov |
| Mendocino Collection LLC (amended) | Commercial | Dover | DE | $3,710,000 | $3,810,000 | 41 | Feb 12 | sec.gov |
| GCDP II REIT Feeder, LLC (amended) | Other Real Estate | El Segundo | CA | $3,672,680 | $145,000,000 | 39 | Feb 12 | sec.gov |
| South Sound Capital Lenders, LLC | REITS and Finance | Issaquah | WA | $3,500,000 | $3,500,000 | 14 | Feb 12 | sec.gov |
| Vescent Technologies, Inc. | Other Technology | Golden | CO | $3,433,053 | $3,433,053 | 1 | Feb 12 | sec.gov |
| CPP Purchaser, LLC | Investing | Hanover | NH | $3,366,450 | $3,366,450 | 21 | Feb 12 | sec.gov |
| Global Bamboo Technologies Inc. (amended) | Manufacturing | Windsor | CA | $3,299,000 | $3,299,000 | 2 | Feb 12 | sec.gov |
| Gopher US RE Opportunity Fund IV LLC | Commercial | New York | NY | $3,000,000 | Indefinite | 1 | Feb 12 | sec.gov |
| WFS Home Care Enterprises, Inc. (amended) | Other Health Care | Henrico | VA | $2,575,000 | $4,500,000 | 9 | Feb 12 | sec.gov |
| Astra Partners QOZF, LLC | Other Real Estate | Scottsdale | AZ | $1,805,000 | $10,000,000 | 9 | Feb 12 | sec.gov |
| Altitude Ventures Texas Follow-On Fund, LP | Other Health Care | Nashville | TN | $1,583,111 | $10,000,000 | 6 | Feb 12 | sec.gov |
| Gaucho Group Holdings, Inc. (amended) | Other Real Estate | Miami | FL | $1,530,000 | $4,000,000 | 12 | Feb 12 | sec.gov |
| Tuckerman Investments - Wind, LLC | Investing | Hanover | NH | $1,500,000 | $1,500,000 | 22 | Feb 12 | sec.gov |
| Biomakers, Inc. | Biotechnology | Boston | MA | $1,499,998 | $7,999,999 | 2 | Feb 12 | sec.gov |
| Fairgrounds Ventures III LP | Commercial | Houston | TX | $1,327,000 | $4,200,000 | 20 | Feb 12 | sec.gov |
| Layer Platform, Inc. (amended) | Other Technology | Lincoln | NE | $1,300,040 | $2,000,000 | 17 | Feb 12 | sec.gov |
| Broadway87NC Investors, LLC | Residential | Cary | NC | $1,200,000 | $1,200,000 | 19 | Feb 12 | sec.gov |
| District Metals Corp. | Other | Vancouver | $1,119,367 | $1,882,572 | 1 | Feb 12 | sec.gov | |
| Azzly, Inc. (amended) | Other Health Care | Orlando | FL | $1,100,000 | $1,100,000 | 3 | Feb 12 | sec.gov |
| Attobahn, Inc. | Other | Ashburn | VA | $1,100,000 | $10,000,000 | 4 | Feb 12 | sec.gov |
| Tsumori Labs, Inc. | Other Technology | San Francisco | CA | $1,000,000 | Indefinite | 2 | Feb 12 | sec.gov |
| CyMon Bio, Inc. | Other Technology | Agoura Hills | CA | $921,790 | $2,000,000 | 9 | Feb 12 | sec.gov |
| BlueWillow Biologics, Inc. | Biotechnology | Ann Arbor | MI | $850,000 | $3,000,000 | 2 | Feb 12 | sec.gov |
| AMERICAN PACIFIC BWP INVESTORS LLC (amended) | Construction | Mcdonough | GA | $800,000 | $6,400,000 | 0 | Feb 12 | sec.gov |
| 3623 13TH AVE W LLC | Residential | Seattle | WA | $752,050 | $752,050 | 6 | Feb 12 | sec.gov |
| Thornton Rising, LLC | Other Real Estate | Stockton | CA | $750,000 | $5,000,000 | 3 | Feb 12 | sec.gov |
| MEGNA ToFu MANUFACTURING COMPANY, INC. | Manufacturing | Norhtridge | CA | $656,000 | $656,000 | 39 | Feb 12 | sec.gov |
| Anderson Valley Inn, LLC | Commercial | Calabasas | CA | $600,000 | $600,000 | 11 | Feb 12 | sec.gov |
| Compass, Inc. | Residential | New York | NY | $599,998 | $599,998 | 4 | Feb 12 | sec.gov |
| Homegrown Growth LLC - Series Switchyards 3 | Other | Decatur | GA | $500,000 | $500,000 | 20 | Feb 12 | sec.gov |
| MineHub Technologies Inc. | Other Technology | Vancouver | $486,399 | $486,399 | 8 | Feb 12 | sec.gov | |
| FOXO TECHNOLOGIES INC. | Insurance | Minneapolis | MN | $457,470 | $457,470 | 1 | Feb 12 | sec.gov |
| Kindly MD, Inc. | Other Health Care | Salt Lake City | UT | $444,444 | $444,444 | 5 | Feb 12 | sec.gov |
| Fair & Square Homes, LLC | Residential | Las Vegas | NV | $382,000 | $1,000,000 | 2 | Feb 12 | sec.gov |
| Fairmont Breakers Investco, LLC | Commercial | Brevard | NC | $350,000 | $50,000,000 | 2 | Feb 12 | sec.gov |
| simuwatt, Inc. | Other Technology | Boulder | CO | $200,000 | $1,450,000 | 2 | Feb 12 | sec.gov |
| Stork Exchange, Inc. | Other | Charlotte | NC | $160,000 | $2,500,000 | 1 | Feb 12 | sec.gov |
| BLOCKY INC. | Other Technology | Bozeman | MT | $110,000 | $4,000,000 | 1 | Feb 12 | sec.gov |
| Creative Integration Labs Inc | Other Technology | Long Beach | CA | $100,000 | $25,000,000 | 1 | Feb 12 | sec.gov |
| Relevant Compliance Inc | Other Technology | Lubbock | TX | $100,000 | $3,500,000 | 4 | Feb 12 | sec.gov |
| Gaingels Mermaid Chart LLC | Other | Burlington | VT | $99,999 | $99,999 | 15 | Feb 12 | sec.gov |
| Seren Bio Corp. | Biotechnology | Encinitas | CA | $55,000 | $490,000 | 2 | Feb 12 | sec.gov |
| Zoom Investment Group, LLC | Residential | Aberdeen | SD | $50,000 | Indefinite | 1 | Feb 12 | sec.gov |
| EndoSound, Inc. | Other Health Care | Portland | OR | $50,000 | $5,000,000 | 1 | Feb 12 | sec.gov |
| GETCHELL GOLD CORP. (amended) | Other | Vancouver | $25,000 | $49,985 | 1 | Feb 12 | sec.gov | |
| GETCHELL GOLD CORP. | Other | Vancouver | $25,000 | $49,985 | 1 | Feb 12 | sec.gov | |
| RekTeq, Inc. | Other Technology | Naperville | IL | $20,000 | $300,000 | 2 | Feb 12 | sec.gov |
| Pemmican Patty Food Co (amended) | Retailing | Bismarck | ND | $10,500 | $10,500 | 1 | Feb 12 | sec.gov |
| Pemmican Patty Food Co | Retailing | Bismarck | ND | $10,500 | $10,500 | 1 | Feb 12 | sec.gov |
| Sagebrush Ventures, Inc. | Other Real Estate | Kirkland | WA | $10,000 | $700,000 | 1 | Feb 12 | sec.gov |
| Avila Technologies Inc. | Other Technology | San Francisco | CA | $0 | Indefinite | 0 | Feb 12 | sec.gov |
| Waco Commercial Property Holding LLC | Commercial | Raleigh | NC | $0 | $4,000,000 | 0 | Feb 12 | sec.gov |
| Mammoth Admin & Tech, LLC | Other Technology | Fort Wayne | IN | $0 | $270,000,000 | 0 | Feb 12 | sec.gov |
| American Dream Project LLC | Other Technology | Merritt Island | FL | $0 | $3,000,000 | 3 | Feb 12 | sec.gov |
| North Square Capital Debt Fund, LLC | Other Real Estate | Irmo | SC | $0 | Indefinite | 0 | Feb 12 | sec.gov |
| Adeolu Debt Fund 1, LLC | Other Real Estate | Irmo | SC | $0 | Indefinite | 0 | Feb 12 | sec.gov |
| Discovery Land Sidecar I, LLC | Residential | Beverly Hills | CA | $0 | Indefinite | 0 | Feb 12 | sec.gov |
| Eaton Hospitality Group, LLC | Lodging and Conventions | Eaton | OH | $0 | $11,600,000 | 0 | Feb 12 | sec.gov |
| Smart Green Solar Inc. | Other | Providence | $0 | $10,000,000 | 0 | Feb 12 | sec.gov | |
| JAK23, LLC | Other Real Estate | Minot | ND | $0 | $10,000,000 | 0 | Feb 12 | sec.gov |
| INVESCO FIXED INCOME TRUST - BLACKROCK CORE FIXED INCOME FUND (amended) | Other Banking and Financial Services | Atlanta | GA | $0 | Indefinite | 1 | Feb 12 | sec.gov |
| APPLIED DNA SCIENCES INC | Biotechnology | Stony Brook | NY | $0 | $6,874,466 | 3 | Feb 12 | sec.gov |
February 13, 2024 · February 9, 2024 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.