Data / Form D filings / Feb 2
Form D filings, February 2, 2024: 81 companies raised $659.7 million
81 operating companies filed a Form D on February 2, 2024, reporting $659.7 million sold. Largest: ADREX Diversified 4 DST ($179.7 million), High Alpha Capital Fund IV, L.P. ($85 million), Accompany Health, Inc. ($56.3 million). The median filing is $1.2 million, and 168 pooled investment funds also filed that day.
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- 81Form D filings
- $659.7 millionreported sold
- $1.2 millionmedian amount sold
- COmost filings (13)
Most filings by state: CO 13, TX 9, NY 7, CA 6, IL 4. By industry: Other 21, Other Technology 16, Other Real Estate 16, REITS and Finance 9.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| ADREX Diversified 4 DST (amended) | Other Real Estate | Denver | CO | $179,706,401 | $249,531,680 | 104 | Feb 2 | sec.gov |
| High Alpha Capital Fund IV, L.P. (amended) | Other Technology | Indianapolis | IN | $84,975,000 | $110,000,000 | 27 | Feb 2 | sec.gov |
| Accompany Health, Inc. | Other Health Care | Bethesda | MD | $56,309,997 | $56,309,997 | 13 | Feb 2 | sec.gov |
| Trius Lending Partners Fund I, LLC (amended) | Other Real Estate | Towson | MD | $40,433,098 | $50,000,000 | 70 | Feb 2 | sec.gov |
| Minneapolis MSA Senior Living Portfolio DST (amended) | Other Real Estate | Oak Brook | IL | $30,355,851 | $76,762,629 | 66 | Feb 2 | sec.gov |
| Zen Beverage, LLC (amended) | Other | Long Beach | CA | $24,150,010 | $40,000,000 | 64 | Feb 2 | sec.gov |
| Fort Myers BTR DST (amended) | Other Real Estate | Oak Brook | IL | $23,972,117 | $54,462,042 | 71 | Feb 2 | sec.gov |
| S2K Charlotte Multifamily OZ Fund LLC (amended) | Commercial | Orlando | FL | $23,705,506 | $55,000,000 | 72 | Feb 2 | sec.gov |
| Mount Logan Capital Inc. | Other | New York | NY | $18,752,000 | Indefinite | 4 | Feb 2 | sec.gov |
| MIGSIF LLC (amended) | Other Real Estate | Orlando | FL | $17,456,801 | Indefinite | 71 | Feb 2 | sec.gov |
| Blue Owl Real Estate Exchange I DST (amended) | Other Real Estate | Chicago | IL | $14,575,113 | $92,717,391 | 3 | Feb 2 | sec.gov |
| Decision Sciences International Corp (amended) | Other | Poway | CA | $13,454,382 | $20,000,000 | 22 | Feb 2 | sec.gov |
| Jackson County Solar Investments, LLC (amended) | Other Real Estate | Alpharetta | GA | $11,419,527 | $11,800,000 | 121 | Feb 2 | sec.gov |
| PG Dallas Uptown Investors, LLC (amended) | Other Real Estate | Atlanta | GA | $9,121,000 | $51,100,000 | 0 | Feb 2 | sec.gov |
| BSB-Brown Sugar Blend LLC | Other | Dallas | TX | $8,327,190 | $12,000,000 | 59 | Feb 2 | sec.gov |
| Quantile Health Inc. (amended) | Other Technology | Albany | NY | $7,705,000 | $7,705,000 | 19 | Feb 2 | sec.gov |
| Hudson Railroad, LP | Other Real Estate | Hermitage | PA | $7,680,000 | $9,600,000 | 9 | Feb 2 | sec.gov |
| Venulum Ltd. (amended) | Other | Road Reef, Road Town, Tortola | $6,965,434 | Indefinite | 345 | Feb 2 | sec.gov | |
| OREGON VENTURE FUND 2024, LLC | Other | Portland | OR | $6,400,000 | Indefinite | 97 | Feb 2 | sec.gov |
| Quantile Health Inc. | Other Technology | Albany | NY | $6,000,000 | $6,000,000 | 6 | Feb 2 | sec.gov |
| Aion Therapeutic Inc. | Other | Vancouver | $5,793,125 | $5,793,125 | 7 | Feb 2 | sec.gov | |
| Lyniate US Holdings LP (amended) | Other | Wilmington | DE | $5,750,000 | Indefinite | 4 | Feb 2 | sec.gov |
| Hudson Smallman, LP | Other Real Estate | Hermitage | PA | $5,120,000 | $6,400,000 | 9 | Feb 2 | sec.gov |
| Banquet Health Inc. | Other Technology | New York | NY | $4,499,999 | $4,499,999 | 2 | Feb 2 | sec.gov |
| Roers Naples Apartments II LLC | Other Real Estate | Plymouth | MN | $4,105,000 | $26,400,000 | 32 | Feb 2 | sec.gov |
| DPEG Pelican Plaza, LP | Commercial | Stafford | TX | $3,700,000 | $3,700,000 | 46 | Feb 2 | sec.gov |
| BVCAP Mansfield Investors LLC (amended) | Commercial | Dallas | TX | $3,581,682 | $31,105,800 | 51 | Feb 2 | sec.gov |
| RL Investment Group LLC | Investing | Aventura | FL | $3,400,000 | $3,400,000 | 34 | Feb 2 | sec.gov |
| Tudor McLeod Preferred Access Fund, LLC | Other Real Estate | Wilmington | DE | $3,000,000 | $250,000,000 | 12 | Feb 2 | sec.gov |
| EnteroBiotix LTD | Biotechnology | Glasgow | $2,565,225 | Indefinite | 3 | Feb 2 | sec.gov | |
| Lexington Downtown Hotel Investment, LLC | Other Real Estate | Denver | CO | $2,500,952 | $2,500,952 | 16 | Feb 2 | sec.gov |
| Helios ZincFive Partners IV, LLC (amended) | Investing | Denver | CO | $2,200,000 | $2,200,000 | 9 | Feb 2 | sec.gov |
| Solenic Medical, Inc. | Biotechnology | Addison | TX | $2,195,000 | $4,000,000 | 9 | Feb 2 | sec.gov |
| SUCKER PUNCH GOURMET, LLC | Other | Burr Ridge | IL | $2,116,708 | $5,000,000 | 2 | Feb 2 | sec.gov |
| Helios Solar Partners VIII, LLC (amended) | Investing | Denver | CO | $1,845,729 | $1,845,729 | 6 | Feb 2 | sec.gov |
| NPL Fund 5 LP (amended) | Other Real Estate | New York | NY | $1,810,000 | $4,106,000 | 45 | Feb 2 | sec.gov |
| Qualtech, Inc. / TX | Other Technology | Austin | TX | $1,349,999 | $1,499,999 | 3 | Feb 2 | sec.gov |
| Freedom Two, LLC (amended) | Other | Huxley | IA | $1,300,000 | $1,800,000 | 13 | Feb 2 | sec.gov |
| All American Storage - Lubbock, LLC | Other Real Estate | Mcgregor | TX | $1,201,201 | $1,500,000 | 7 | Feb 2 | sec.gov |
| LEVEL 14 VENTURES LTD. | Other | Vancouver | $1,174,389 | $8,746,774 | 75 | Feb 2 | sec.gov | |
| RevTech Ventures Fund IV LP | Investing | Dallas | TX | $1,170,000 | $10,000,000 | 10 | Feb 2 | sec.gov |
| Pierce Aerospace Inc | Other Technology | Fishers | IN | $1,080,000 | Indefinite | 5 | Feb 2 | sec.gov |
| GROWLIFE, INC. | Other | Kirkland | WA | $901,500 | $1,500,000 | 25 | Feb 2 | sec.gov |
| Market Gauge Pro LLC | Other | Santa Fe | NM | $575,000 | Indefinite | 5 | Feb 2 | sec.gov |
| SEEKINGSIMPLE, INC. (amended) | Other Technology | Eagle | ID | $562,880 | $1,000,000 | 11 | Feb 2 | sec.gov |
| Signing Day Sports, Inc. | Other | Scottsdale | AZ | $470,360 | $25,470,360 | 1 | Feb 2 | sec.gov |
| GINGER COVE PARTNERS, LLC | Other | Parker | CO | $446,852 | $446,852 | 3 | Feb 2 | sec.gov |
| Stingray Therapeutics, Inc. | Biotechnology | Dallas | TX | $436,758 | $450,000 | 21 | Feb 2 | sec.gov |
| Allarity Therapeutics, Inc. | Biotechnology | Boston | MA | $400,000 | $1,400,000 | 1 | Feb 2 | sec.gov |
| OSP Embedded Holdings, LLC | Other | New York | NY | $334,580 | $334,580 | 3 | Feb 2 | sec.gov |
| Haven Tokens, Inc. | Other Technology | Victoria | $200,000 | $200,000 | 14 | Feb 2 | sec.gov | |
| High Alpha Capital Fund IV-A, L.P. (amended) | Other Technology | Indianapolis | IN | $150,000 | $15,000,000 | 1 | Feb 2 | sec.gov |
| Neway Healthtech LLC | Other Technology | Littleton | CO | $134,000 | $1,340,000 | 1 | Feb 2 | sec.gov |
| Gaingels Parsley Health 2024 LLC | Other | Burlington | VT | $128,889 | $128,889 | 16 | Feb 2 | sec.gov |
| SMP Towne Crest REIT, LLC | REITS and Finance | Bethesda | MD | $125,000 | $125,000 | 125 | Feb 2 | sec.gov |
| WLV REIT, LLC | REITS and Finance | Denver | CO | $125,000 | $125,000 | 125 | Feb 2 | sec.gov |
| VOC REIT, LLC | REITS and Finance | Denver | CO | $125,000 | $125,000 | 125 | Feb 2 | sec.gov |
| 5Bros REIT, LLC | REITS and Finance | Denver | CO | $125,000 | $125,000 | 125 | Feb 2 | sec.gov |
| MF1 REIT III LLC | REITS and Finance | Boston | MA | $125,000 | $125,000 | 125 | Feb 2 | sec.gov |
| Blockpass (BVI) Ltd | Other Technology | London | $125,000 | Indefinite | 1 | Feb 2 | sec.gov | |
| Southern Marinas III REIT FL, LLC | REITS and Finance | Denver | CO | $124,000 | $124,000 | 124 | Feb 2 | sec.gov |
| CCC MRT REIT, LLC | REITS and Finance | Denver | CO | $124,000 | $124,000 | 124 | Feb 2 | sec.gov |
| Southern Marinas III REIT, LLC | REITS and Finance | Denver | CO | $124,000 | $124,000 | 124 | Feb 2 | sec.gov |
| Mission Hill Hospitality Trust II | REITS and Finance | Denver | CO | $124,000 | $124,000 | 124 | Feb 2 | sec.gov |
| Stiira, LLC | Other Technology | Portland | OR | $100,000 | $350,000 | 1 | Feb 2 | sec.gov |
| SPECIAL FRUITS ARRANGEMENTS LLC | Retailing | Doral | FL | $100,000 | $100,000 | 1 | Feb 2 | sec.gov |
| Evolve Lubricants, Inc. | Other | Reno | NV | $100,000 | $100,000 | 1 | Feb 2 | sec.gov |
| RPV HONEY 2 L.P. | Commercial | Irvine | CA | $90,000 | Indefinite | 2 | Feb 2 | sec.gov |
| Crown Niobrara #4 Joint Venture | Oil and Gas | Carrollton | TX | $89,375 | $6,149,000 | 4 | Feb 2 | sec.gov |
| Gaingels Glyphic Bio 2023 LLC | Other | Burlington | VT | $83,333 | $83,333 | 6 | Feb 2 | sec.gov |
| Januity, Inc. | Other Technology | Bellevue | WA | $75,000 | $1,000,000 | 1 | Feb 2 | sec.gov |
| Simply Global Inc. | Other Technology | Lewes | DE | $35,000 | $35,000 | 1 | Feb 2 | sec.gov |
| OmniMegaSuperCorp | Other Technology | North Hollywood | CA | $35,000 | Indefinite | 4 | Feb 2 | sec.gov |
| Stockkings Holdings Inc. | Investing | New York | NY | $25,000 | $25,000 | 1 | Feb 2 | sec.gov |
| REALITY MEETS SCIENCE INC. (amended) | Other | Birmingham | MI | $5,000 | $2,000,000 | 1 | Feb 2 | sec.gov |
| REALITY MEETS SCIENCE INC. | Other | Birmingham | MI | $5,000 | $1,000,000 | 1 | Feb 2 | sec.gov |
| &Open Gifts Ltd | Other Technology | San Francisco | CA | $1,050 | Indefinite | 3 | Feb 2 | sec.gov |
| Midloch Value Fund III 1099, LLC | Other Real Estate | Eden Prairie | MN | $0 | $75,000,000 | 0 | Feb 2 | sec.gov |
| Next New Concept, Inc. (amended) | Manufacturing | Phoenix | AZ | $0 | $3,000,000 | 0 | Feb 2 | sec.gov |
| Sonfarrel Aerospace, LLC | Manufacturing | Anaheim | CA | $0 | $1,000,000 | 0 | Feb 2 | sec.gov |
| INSPIRE VETERINARY PARTNERS, INC. | Other Health Care | Virginia Beach | VA | $0 | Indefinite | 1 | Feb 2 | sec.gov |
February 5, 2024 · February 1, 2024 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.