Data / Form D filings / Aug 7
Form D filings, August 7, 2023: 105 companies raised $731.7 million
105 operating companies filed a Form D on August 7, 2023, reporting $731.7 million sold. Largest: Gossamer Bio, Inc. ($212.1 million), Arizona Isotopes Science Research Corp. ($55.6 million), NHIT: Global Emerging Markets Equity Trust ($51.7 million). The median filing is $1.6 million, and 117 pooled investment funds also filed that day.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
- 105Form D filings
- $731.7 millionreported sold
- $1.6 millionmedian amount sold
- TXmost filings (10)
Most filings by state: TX 10, FL 10, MA 9, CA 9, NY 8. By industry: Other Technology 20, Other 16, Other Real Estate 13, Commercial 10.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Gossamer Bio, Inc. | Biotechnology | San Diego | CA | $212,102,057 | $212,102,057 | 70 | Aug 7 | sec.gov |
| Arizona Isotopes Science Research Corp. (amended) | Pharmaceuticals | Bunker Hill | IN | $55,609,500 | Indefinite | 98 | Aug 7 | sec.gov |
| NHIT: Global Emerging Markets Equity Trust (amended) | Investing | Boston | MA | $51,710,908 | Indefinite | 4 | Aug 7 | sec.gov |
| WRENCH, INC. | Other | Seattle | WA | $40,000,000 | $40,000,000 | 7 | Aug 7 | sec.gov |
| Ampersand Partners LLC (amended) | Other Banking and Financial Services | St. Louis | MO | $34,480,438 | $45,000,000 | 64 | Aug 7 | sec.gov |
| Revitate Impact OZ Fund 2022 LP | Residential | Newport Beach | CA | $32,449,570 | $150,000,000 | 20 | Aug 7 | sec.gov |
| Loci Capital Opportunistic Fund II, LP | Other Real Estate | Largo | FL | $31,475,000 | $250,000,000 | 35 | Aug 7 | sec.gov |
| Thunder Consulting, Inc. | Other | San Francisco | CA | $21,806,170 | $21,806,170 | 27 | Aug 7 | sec.gov |
| GQS IX, LLC | Other Real Estate | Dallas | TX | $21,000,000 | $21,000,000 | 8 | Aug 7 | sec.gov |
| RevOZ Parallel Fund III, LP | Residential | Newport Beach | CA | $18,450,000 | $40,000,000 | 18 | Aug 7 | sec.gov |
| HC 4AP SPV LLC | Other | Wilmette | IL | $14,375,000 | $14,375,000 | 17 | Aug 7 | sec.gov |
| WRENCH, INC. | Other | Seattle | WA | $14,253,374 | $21,000,006 | 7 | Aug 7 | sec.gov |
| NLCA DG Investment Grade Portfolio 1 DST (amended) | Other Real Estate | Nashua | NH | $13,260,055 | $39,365,399 | 21 | Aug 7 | sec.gov |
| LCG2 INDUSTRIAL FUND I, LP | Other Real Estate | Dallas | TX | $12,777,312 | $50,000,000 | 13 | Aug 7 | sec.gov |
| EVERGREEN POINT FIVE, LLC (amended) | Residential | Medina | WA | $12,270,000 | Indefinite | 6 | Aug 7 | sec.gov |
| 190 North Owner LLC | Other Real Estate | Newton | MA | $11,836,992 | Indefinite | 39 | Aug 7 | sec.gov |
| Volato, Inc. | Other Travel | Chamblee | GA | $10,000,000 | $60,000,000 | 2 | Aug 7 | sec.gov |
| ALL INSPIRE HEALTH, INC. | Other Technology | Cumberland Gate, Brooklyn | NY | $9,650,000 | $9,650,000 | 10 | Aug 7 | sec.gov |
| Promenade Flats Holdings, LLC | Other Real Estate | Carmel | IN | $9,625,000 | $9,625,000 | 129 | Aug 7 | sec.gov |
| C-Combinator, A Public Benefit Corp (amended) | Other | Boston | MA | $9,000,656 | $9,000,656 | 14 | Aug 7 | sec.gov |
| Trava Security, Inc. | Other Technology | Indianapolis | IN | $7,012,601 | $8,012,625 | 14 | Aug 7 | sec.gov |
| Loci Capital Opportunistic Fund II Parallel, LP | Other Real Estate | Largo | FL | $6,650,000 | $250,000,000 | 9 | Aug 7 | sec.gov |
| HarborMoor Technologies Inc. | Other Technology | Marblehead | MA | $5,524,951 | $5,524,951 | 85 | Aug 7 | sec.gov |
| DUOS TECHNOLOGIES GROUP, INC. | Other Technology | Jacksonville | FL | $5,000,000 | $5,000,000 | 2 | Aug 7 | sec.gov |
| Urban Sherpas Corp. | Other Technology | Claymont | DE | $4,704,669 | $4,704,669 | 16 | Aug 7 | sec.gov |
| RMRS Capital Investors LLC | Commercial | Carrollton | TX | $4,500,000 | $4,500,000 | 26 | Aug 7 | sec.gov |
| AskEdith, Inc. | Other Technology | Oakland | CA | $4,279,997 | Indefinite | 12 | Aug 7 | sec.gov |
| Vu Technologies Corp. | Other Technology | Tampa | FL | $4,257,536 | $5,000,004 | 11 | Aug 7 | sec.gov |
| 2047 Ryer Funding L.P. | Other Real Estate | Woodmere | NY | $3,500,000 | $3,500,000 | 20 | Aug 7 | sec.gov |
| Mybundle.TV Inc. | Other Technology | Ft Lauderdale | FL | $3,400,000 | $5,000,000 | 3 | Aug 7 | sec.gov |
| SANUWAVE Health, Inc. | Biotechnology | Eden Prairie | MN | $3,038,585 | $3,038,585 | 17 | Aug 7 | sec.gov |
| Nintee, Inc. (amended) | Other Technology | San Francisco | CA | $2,799,996 | $3,000,000 | 7 | Aug 7 | sec.gov |
| RedHill Biopharma Ltd. | Pharmaceuticals | Tel Aviv | $2,700,000 | $2,700,000 | 1 | Aug 7 | sec.gov | |
| Marani Health Inc (amended) | Other Health Care | Oakdale | MN | $2,278,535 | $6,000,000 | 22 | Aug 7 | sec.gov |
| Comera Life Sciences Holdings, Inc. | Biotechnology | Woburn | MA | $2,249,000 | $4,070,000 | 12 | Aug 7 | sec.gov |
| My Philly Investments REIF, LP (amended) | REITS and Finance | Lafayette Hill | PA | $2,140,000 | $7,000,000 | 25 | Aug 7 | sec.gov |
| Moto Moto LLC | Other | New York | NY | $2,000,000 | $18,500,000 | 18 | Aug 7 | sec.gov |
| 101 RT 306 FUNDING L.P. | Other Real Estate | Woodmere | NY | $1,950,000 | $1,950,000 | 23 | Aug 7 | sec.gov |
| Western Wealth Capital LXXVI US Investor, LP (amended) | Residential | Phoenix | AZ | $1,843,516 | $2,259,442 | 227 | Aug 7 | sec.gov |
| Intuitive Lumicell LLC | Investing | White Plains | NY | $1,820,310 | $40,000,000 | 33 | Aug 7 | sec.gov |
| Fresenius Vascular Care Oklahoma City MSO, LLC | Other Health Care | Waltham | MA | $1,800,000 | $1,800,000 | 2 | Aug 7 | sec.gov |
| 21 NORTHBROOK FUNDING L.P. | Other Real Estate | Woodmere | NY | $1,650,000 | $1,650,000 | 13 | Aug 7 | sec.gov |
| 1702 Deloney LLC | Construction | Boston | MA | $1,600,000 | $2,100,000 | 2 | Aug 7 | sec.gov |
| Prefix Maintenance, Inc. | Other Technology | New York | NY | $1,400,000 | $3,500,000 | 1 | Aug 7 | sec.gov |
| Quattro Fixed Income Fund, LLC | REITS and Finance | Waco | TX | $1,187,000 | $10,000,000 | 4 | Aug 7 | sec.gov |
| HARVEST INVEST-061, LLC | Investing | Fort Worth | TX | $1,150,000 | $1,300,000 | 38 | Aug 7 | sec.gov |
| COMPOSABL, INC. | Other Technology | Walnut Creek | CA | $1,125,000 | $1,375,000 | 3 | Aug 7 | sec.gov |
| CTAN Sidecar Fund 2023, a Series of CTAN Sidecar Master Fund, LLC | Other | Salt Lake City | UT | $1,075,000 | $1,075,000 | 15 | Aug 7 | sec.gov |
| Filebase, Inc. | Computers | Boston | MA | $1,000,000 | $3,000,000 | 1 | Aug 7 | sec.gov |
| Engage Technologies Group, Inc. | Other Technology | Meridian | ID | $950,000 | $3,500,000 | 6 | Aug 7 | sec.gov |
| SRP Cameron LLC | Residential | Charlotte | NC | $940,000 | $940,000 | 9 | Aug 7 | sec.gov |
| Corral Holdings, Inc. | Agriculture | Atkinson | NE | $725,000 | $1,500,000 | 6 | Aug 7 | sec.gov |
| HUM WORKS LLC | Other | Charlottesvile | VA | $652,567 | $652,567 | 7 | Aug 7 | sec.gov |
| Chelsea B Drugstore LLC (amended) | Retailing | Wheeling | IL | $625,000 | $1,500,000 | 8 | Aug 7 | sec.gov |
| Chelsea B Drugstore LLC | Retailing | Wheeling | IL | $625,000 | $1,500,000 | 8 | Aug 7 | sec.gov |
| West End Surgical, LLC | Hospitals and Physicians | Beaverton | OR | $579,000 | $579,000 | 2 | Aug 7 | sec.gov |
| Energy Water Solutions, LLC | Environmental Services | Houston | TX | $550,000 | $10,000,000 | 2 | Aug 7 | sec.gov |
| Old Dominion Self Storage, LLC | Commercial | Manakin Sabot | VA | $500,000 | $500,000 | 5 | Aug 7 | sec.gov |
| Pocstock, Inc. | Other Technology | Newark | NJ | $500,000 | $1,000,000 | 1 | Aug 7 | sec.gov |
| Entelligent Inc. | Other | Boulder | CO | $500,000 | $1,000,000 | 1 | Aug 7 | sec.gov |
| Gaingels Humane LLC | Other | Burlington | VT | $476,581 | $476,581 | 46 | Aug 7 | sec.gov |
| Blue Kite Capital LLC | Other | Irvine | DE | $450,000 | $450,000 | 13 | Aug 7 | sec.gov |
| Gaingels Axiom Space 2022 LLC (amended) | Other | Burlington | VT | $430,859 | $430,859 | 47 | Aug 7 | sec.gov |
| Newsprint Inc | Computers | Philadelphia | PA | $405,000 | Indefinite | 3 | Aug 7 | sec.gov |
| r.World, PBC | Other | Minneapolis | MN | $375,000 | $2,700,000 | 4 | Aug 7 | sec.gov |
| Ivandale, LLC | Other Real Estate | Purcellville | VA | $350,000 | $1,150,000 | 1 | Aug 7 | sec.gov |
| Hollywood Burger Holdings, Inc. | Restaurants | Miami | FL | $350,000 | $2,500,000 | 2 | Aug 7 | sec.gov |
| Moove Fitness, Inc. | Other Technology | Bay Head | NJ | $280,000 | $350,000 | 11 | Aug 7 | sec.gov |
| Innovative Trauma Care Inc. | Other Health Care | San Antonio | TX | $255,000 | $1,000,000 | 3 | Aug 7 | sec.gov |
| AgriCapture, Inc | Other Technology | Nashville | TN | $246,500 | $246,500 | 4 | Aug 7 | sec.gov |
| Comera Life Sciences Holdings, Inc. | Biotechnology | Woburn | MA | $238,336 | $238,336 | 1 | Aug 7 | sec.gov |
| Avana Health, Inc. | Other Health Care | Lexington | KY | $120,000 | $900,000 | 1 | Aug 7 | sec.gov |
| HIVEAUTO, INC. | Other Technology | Tampa | FL | $100,000 | $400,000 | 2 | Aug 7 | sec.gov |
| USEDC Mineral Exchange I LLC (amended) | Oil and Gas | Arlington | TX | $100,000 | $100,000,000 | 0 | Aug 7 | sec.gov |
| Reflection Sciences, Inc. | Other Technology | St. Paul | MN | $100,000 | $400,000 | 4 | Aug 7 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $80,259 | Indefinite | 13 | Aug 7 | sec.gov |
| Hayden Data Corp | Other Technology | Grand Junction | CO | $70,000 | $70,000 | 1 | Aug 7 | sec.gov |
| ItList Creator Labs, Inc. | Other Technology | Los Angeles | CA | $70,000 | $495,000 | 2 | Aug 7 | sec.gov |
| Montana Urological Services LLC | Other Health Care | Austin | TX | $62,104 | $62,104 | 2 | Aug 7 | sec.gov |
| Reelay Meetings, Inc. | Other | Scottsdale | AZ | $52,500 | $500,000 | 1 | Aug 7 | sec.gov |
| Venture Club Master Series LLC - SPV13 | Business Services | Chicago | IL | $50,000 | $50,000 | 4 | Aug 7 | sec.gov |
| Sugarloaf Mountain Holdings Inc. | Manufacturing | Portland | OR | $50,000 | $525,000 | 1 | Aug 7 | sec.gov |
| IMA Financial Group, Inc. | Insurance | Wichita | KS | $49,939 | $49,939 | 1 | Aug 7 | sec.gov |
| Condor Global Forestry Products Inc | Agriculture | Denver | CO | $40,000 | $40,000 | 13 | Aug 7 | sec.gov |
| New Royal Bluff Orchard, LLC | Agriculture | Royal City | WA | $20,000 | $4,000,000 | 1 | Aug 7 | sec.gov |
| Brownsville Multifamily LLC | Other | Pittsburgh | PA | $0 | $2,100,000 | 0 | Aug 7 | sec.gov |
| Hytopia, Inc. | Other Technology | Redmond | WA | $0 | $6,000,000 | 0 | Aug 7 | sec.gov |
| TITAN 23 LLC | Commercial | Scottsdale | AZ | $0 | $20,000,000 | 0 | Aug 7 | sec.gov |
| MPC FED Red Oak PCFd, LLC | Other Real Estate | Atlanta | GA | $0 | Indefinite | 0 | Aug 7 | sec.gov |
| NSCG Diversified Opportunities Fund II, LLC | Commercial | Lake Forest | IL | $0 | $5,000,000 | 0 | Aug 7 | sec.gov |
| Factory Shoals II LP | REITS and Finance | Houston | TX | $0 | Indefinite | 0 | Aug 7 | sec.gov |
| Palace Building RRDP, LLC | Commercial | Tulsa | OK | $0 | $3,520,000 | 0 | Aug 7 | sec.gov |
| Palace Building LP, LLC (amended) | Commercial | Tulsa | OK | $0 | $3,520,000 | 0 | Aug 7 | sec.gov |
| Palace Building LP, LLC | Commercial | Tulsa | OK | $0 | $3,520,000 | 0 | Aug 7 | sec.gov |
| Blue Thunder Fund I LLC | Construction | New York | NY | $0 | $5,000,000 | 0 | Aug 7 | sec.gov |
| Wilkinson Properties Fund 17, LLC | Residential | Yakima | WA | $0 | $50,000,000 | 0 | Aug 7 | sec.gov |
| ICONIC PERFORMANCES INC. | Other | Santa Fe | NM | $0 | Indefinite | 0 | Aug 7 | sec.gov |
| Atlante Michigan Fund 1 LLC | Commercial | Farmington Hills, | MI | $0 | $2,500,000 | 0 | Aug 7 | sec.gov |
| Vida 2 EB-5 Investors LLC | Commercial | Ft. Lauderdale | FL | $0 | $8,800,000 | 0 | Aug 7 | sec.gov |
| CITADEL SECURITIES SWAP DEALER | Other Banking and Financial Services | Miami | FL | $0 | Indefinite | 1 | Aug 7 | sec.gov |
| Donnelly Investment Fund LLC (amended) | Other Real Estate | Las Vegas | NV | $0 | $5,000,000 | 0 | Aug 7 | sec.gov |
| Chomp Chocolate Corp | Retailing | Salem | OR | $0 | $150,000 | 0 | Aug 7 | sec.gov |
| Cascara Capital LLC | Other Banking and Financial Services | Kirkland | WA | $0 | $50,000,000 | 0 | Aug 7 | sec.gov |
| N303, LLC (amended) | Commercial | Scottsdale | AZ | $0 | $8,500,000 | 0 | Aug 7 | sec.gov |
| Elkhorn MHP LLC | Residential | Oviedo | FL | $0 | $1,159,000 | 0 | Aug 7 | sec.gov |
August 8, 2023 · August 4, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.