Data / Form D filings / Aug 3
Form D filings, August 3, 2023: 72 companies raised $997 million
72 operating companies filed a Form D on August 3, 2023, reporting $997 million sold. Largest: Newlight Technologies, Inc. ($271.2 million), BP Commercial Funding Trust, Series SPL-X ($209.3 million), JVM Preferred Equity Fund, LLC ($153.5 million). The median filing is $2.3 million, and 104 pooled investment funds also filed that day.
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- 72Form D filings
- $997 millionreported sold
- $2.3 millionmedian amount sold
- CAmost filings (17)
Most filings by state: CA 17, TX 8, NY 7, IL 4, WA 3. By industry: Other Technology 15, Other 12, Commercial 8, Other Real Estate 7.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Newlight Technologies, Inc. | Manufacturing | Huntington Beach | CA | $271,218,963 | $331,037,255 | 172 | Aug 3 | sec.gov |
| BP Commercial Funding Trust, Series SPL-X (amended) | Other Banking and Financial Services | New York | NY | $209,332,782 | Indefinite | 50 | Aug 3 | sec.gov |
| JVM Preferred Equity Fund, LLC (amended) | Residential | Oak Brook | IL | $153,482,728 | Indefinite | 363 | Aug 3 | sec.gov |
| Impulse Space, Inc. | Other | El Segundo | CA | $38,749,892 | $45,000,000 | 31 | Aug 3 | sec.gov |
| Xpansiv Ltd (amended) | Other | San Francisco | CA | $35,467,645 | $35,467,645 | 27 | Aug 3 | sec.gov |
| Prime Funding Group L.L.C. (amended) | Other Banking and Financial Services | Lancaster | PA | $33,783,500 | $75,000,000 | 87 | Aug 3 | sec.gov |
| Better Life Partners Inc. | Other Health Care | Manchester | NH | $26,527,412 | $26,527,412 | 8 | Aug 3 | sec.gov |
| Elucida Oncology, Inc. (amended) | Biotechnology | Monmouth Junction | NJ | $22,284,600 | $22,284,600 | 107 | Aug 3 | sec.gov |
| Avatar Capital Finance LLC | Other Real Estate | Seattle | WA | $20,000,000 | $20,000,000 | 12 | Aug 3 | sec.gov |
| NFN8 GROUP, INC. (amended) | Computers | Austin | TX | $19,590,000 | Indefinite | 154 | Aug 3 | sec.gov |
| CeleCor Therapeutics, Inc. (amended) | Biotechnology | Del Mar | CA | $17,750,000 | $42,500,000 | 11 | Aug 3 | sec.gov |
| Chowbus, Inc. | Other Technology | Chicago | IL | $16,194,320 | $21,194,324 | 2 | Aug 3 | sec.gov |
| Allied Land Fund LLC (amended) | Other | Phoenix | AZ | $13,890,500 | $13,890,500 | 99 | Aug 3 | sec.gov |
| BF Sherwood LLC | Residential | Cottonwood Heights | UT | $11,852,921 | $11,852,921 | 23 | Aug 3 | sec.gov |
| Modifi Biosciences, Inc. (amended) | Biotechnology | New Haven | CT | $10,474,023 | $11,424,038 | 40 | Aug 3 | sec.gov |
| Princeton GP Equity LLC | Other Real Estate | Wilbraham | MA | $9,007,500 | $13,900,000 | 45 | Aug 3 | sec.gov |
| Lake Shadroe Resort & Marina LLC | Other Real Estate | Cape Coral | FL | $7,500,000 | $7,500,000 | 20 | Aug 3 | sec.gov |
| Vista Fund, LLC (amended) | Residential | Reno | NV | $7,497,763 | Indefinite | 32 | Aug 3 | sec.gov |
| HData, Inc. (amended) | Other | Lockport | IL | $7,075,727 | $7,075,727 | 36 | Aug 3 | sec.gov |
| Raven Capital, LLC | Other Real Estate | Gig Harbor | WA | $6,100,000 | $6,100,000 | 7 | Aug 3 | sec.gov |
| Io Therapeutics, Inc. (amended) | Biotechnology | Spring | TX | $4,158,000 | $4,158,000 | 19 | Aug 3 | sec.gov |
| Ply Financial, Inc. | Other Technology | New York | NY | $4,000,003 | $4,000,003 | 8 | Aug 3 | sec.gov |
| Badge Group, Inc. | Other Technology | San Francisco | CA | $3,960,000 | $4,000,000 | 19 | Aug 3 | sec.gov |
| Prosper Prime Estates LLC (amended) | Other Real Estate | Frisco | TX | $3,860,792 | $3,860,792 | 30 | Aug 3 | sec.gov |
| Enduring Planet, Inc. | Investing | Portland | OR | $3,721,500 | $7,326,500 | 35 | Aug 3 | sec.gov |
| Badge Group, Inc. | Other Technology | San Francisco | CA | $3,310,000 | $3,310,000 | 7 | Aug 3 | sec.gov |
| StretchDollar Inc. (amended) | Health Insurance | San Francisco | CA | $3,150,000 | $3,150,000 | 5 | Aug 3 | sec.gov |
| Direct Commerce, Inc. | Other Technology | Palo Alto | CA | $2,500,000 | $2,500,000 | 1 | Aug 3 | sec.gov |
| IMA Financial Group, Inc. | Insurance | Wichita | KS | $2,500,000 | $2,500,000 | 2 | Aug 3 | sec.gov |
| Luminary Therapeutics, Inc. (amended) | Biotechnology | Minneapolis | MN | $2,379,500 | $3,500,000 | 12 | Aug 3 | sec.gov |
| Meta Logic Corp | Other Technology | New York | NY | $2,330,000 | $5,000,000 | 43 | Aug 3 | sec.gov |
| Karbon-X Corp. (amended) | Energy Conservation | Castlegar | $2,316,486 | $3,000,000 | 42 | Aug 3 | sec.gov | |
| BROWN, BROWN & BROWN, INC. (amended) | Other | Brooklyn | NY | $2,000,000 | $5,000,000 | 6 | Aug 3 | sec.gov |
| PROSTAR HOLDINGS INC. /BC | Other Technology | Grand Junction | CO | $1,902,998 | $3,328,952 | 14 | Aug 3 | sec.gov |
| Badge Group, Inc. | Other Technology | San Francisco | CA | $1,615,000 | $1,615,000 | 16 | Aug 3 | sec.gov |
| Lattini, Inc. | Manufacturing | Rochester | NY | $1,575,000 | $2,160,000 | 12 | Aug 3 | sec.gov |
| Badge Group, Inc. | Other Technology | San Francisco | CA | $1,499,999 | $1,500,000 | 4 | Aug 3 | sec.gov |
| Starboard NNN Bloomington I Investors LLC | Commercial | Irvine | CA | $1,400,000 | $2,080,000 | 6 | Aug 3 | sec.gov |
| POCION, CORP. (amended) | Other | Wilmington | DE | $1,395,000 | $1,395,000 | 27 | Aug 3 | sec.gov |
| VergePointe Opportunity Zone Fund I, LP | Other | Lake Oswego | OR | $1,250,000 | $50,000,000 | 1 | Aug 3 | sec.gov |
| ORI, Inc. / UT | Biotechnology | Pleasant Grove | UT | $1,125,000 | $4,000,000 | 11 | Aug 3 | sec.gov |
| Badge Group, Inc. | Other Technology | San Francisco | CA | $1,112,525 | $2,250,000 | 30 | Aug 3 | sec.gov |
| Stare 2023, LLC | Other | Toluca Lake | CA | $1,000,000 | $1,000,000 | 2 | Aug 3 | sec.gov |
| 255 RICHMOND DEVELOPMENTS LP | Other | Ottawa | $850,000 | $5,400,000 | 8 | Aug 3 | sec.gov | |
| Riverview KS MHC, LLC | Commercial | Belton | MO | $740,000 | $1,000,000 | 13 | Aug 3 | sec.gov |
| Texo Energy #5, LP | Oil and Gas | Dallas | TX | $650,000 | $700,000 | 7 | Aug 3 | sec.gov |
| Badge Group, Inc. | Other Technology | San Francisco | CA | $500,000 | $500,000 | 1 | Aug 3 | sec.gov |
| Sonablate Corp. | Biotechnology | Charlotte | NC | $377,000 | $60,000,000 | 6 | Aug 3 | sec.gov |
| Badge Group, Inc. | Other Technology | San Francisco | CA | $355,000 | $355,000 | 5 | Aug 3 | sec.gov |
| Here Homes Evergreen, LP | Residential | Dallas | TX | $350,000 | Indefinite | 7 | Aug 3 | sec.gov |
| VSBLTY GROUPE TECHNOLOGIES CORP. | Other Technology | Vancouver | $251,434 | $628,585 | 6 | Aug 3 | sec.gov | |
| Ark RE Investments LLC (amended) | Commercial | Mount Joy | PA | $203,333 | $1,600,000 | 4 | Aug 3 | sec.gov |
| Pure Oil & Gas - MC 1 LP | Oil and Gas | Scottsdale | AZ | $175,000 | $350,000 | 14 | Aug 3 | sec.gov |
| Anderson Logistics Assets LLC | REITS and Finance | New York | NY | $115,000 | $125,000 | 115 | Aug 3 | sec.gov |
| ALCHEMIST MINING Inc | Other | Vancouver | $113,745 | $113,745 | 1 | Aug 3 | sec.gov | |
| WF Velocity Fund VI, LLC (amended) | Other | Lancaster | PA | $104,000 | $100,000,000 | 1 | Aug 3 | sec.gov |
| D'Agostino Razook LLC | Retailing | New York | NY | $100,000 | $750,000 | 2 | Aug 3 | sec.gov |
| Badge Group, Inc. | Other Technology | San Francisco | CA | $100,000 | $100,000 | 11 | Aug 3 | sec.gov |
| Westbound & Down Brewing, Inc. | Restaurants | Denver | CO | $99,999 | $2,000,000 | 1 | Aug 3 | sec.gov |
| OpenLocker Holdings, Inc. | Business Services | West Palm Beach | FL | $80,000 | $500,000 | 2 | Aug 3 | sec.gov |
| YERBAE BRANDS CORP. | Retailing | Scottsdale | AZ | $25,000 | $25,000 | 1 | Aug 3 | sec.gov |
| Rebound Goods Inc. | Retailing | Summit | NJ | $17,500 | $350,000 | 5 | Aug 3 | sec.gov |
| GMI-Portland Preferred, LP | Other Real Estate | Westlake | TX | $0 | $4,842,362 | 0 | Aug 3 | sec.gov |
| 398 Jim Wells Venture LLC | Other Real Estate | San Antonio | TX | $0 | $1,300,000 | 0 | Aug 3 | sec.gov |
| TEG Creek LLC | Commercial | Midland | MI | $0 | $6,000,000 | 0 | Aug 3 | sec.gov |
| Ridgeview Real Estate Fund IV LLC | Commercial | Houston | TX | $0 | $900,000 | 0 | Aug 3 | sec.gov |
| PDS Equities, LLC | Other | Irvine | CA | $0 | $20,000,000 | 0 | Aug 3 | sec.gov |
| WAI Group LLC (amended) | Commercial | Kirkland | WA | $0 | $1,000,000 | 0 | Aug 3 | sec.gov |
| brooqLy, Inc. | Other Technology | Palos Hills | IL | $0 | $5,000,000 | 0 | Aug 3 | sec.gov |
| Stable Rock Solutions Blocker LLC | Business Services | West New York | NJ | $0 | Indefinite | 0 | Aug 3 | sec.gov |
| Excelsior North Park CIV LLC | Commercial | Nashville | TN | $0 | $700,000 | 0 | Aug 3 | sec.gov |
| Excelsior North Park LLC | Commercial | Nashville | TN | $0 | $2,700,000 | 0 | Aug 3 | sec.gov |
August 4, 2023 · August 2, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.