Data / Form D filings / Aug 1
Form D filings, August 1, 2023: 77 companies raised $967.8 million
77 operating companies filed a Form D on August 1, 2023, reporting $967.8 million sold. Largest: MLG Legacy Fund LLC ($460.8 million), o9 Solutions, Inc. ($116 million), Horizon 3 AI, Inc. ($38 million). The median filing is $1.7 million, and 133 pooled investment funds also filed that day.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
- 77Form D filings
- $967.8 millionreported sold
- $1.7 millionmedian amount sold
- CAmost filings (15)
Most filings by state: CA 15, TX 11, NY 8, FL 4, KY 3. By industry: Other Technology 11, Commercial 11, Other Real Estate 9, Other 9.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| MLG Legacy Fund LLC (amended) | Commercial | Brookfield | WI | $460,755,264 | Indefinite | 81 | Aug 1 | sec.gov |
| o9 Solutions, Inc. | Other Technology | Dallas | TX | $116,000,000 | $116,000,000 | 3 | Aug 1 | sec.gov |
| Horizon 3 AI, Inc. | Other Technology | Dover | DE | $37,999,987 | $40,000,000 | 2 | Aug 1 | sec.gov |
| Peer Inc. (amended) | Other Technology | Bellevue | WA | $30,218,000 | $170,000,000 | 31 | Aug 1 | sec.gov |
| HERON THERAPEUTICS, INC. /DE/ | Biotechnology | San Diego | CA | $30,000,000 | $30,000,000 | 7 | Aug 1 | sec.gov |
| VITARA BIOMEDICAL, INC. (amended) | Biotechnology | Philadelphia | PA | $24,997,738 | $74,993,216 | 9 | Aug 1 | sec.gov |
| CMS Apollo Holdings LP (amended) | Other | San Francisco | CA | $22,553,036 | Indefinite | 11 | Aug 1 | sec.gov |
| MCI PREFERRED INCOME FUND VI, LLC (amended) | Other Real Estate | Dallas | TX | $22,367,841 | $500,000,000 | 106 | Aug 1 | sec.gov |
| Range NYC LLC | Restaurants | New York | NY | $21,307,524 | $21,307,524 | 1 | Aug 1 | sec.gov |
| Caliber Tax Advantaged Opportunity Zone Fund II, LLC (amended) | Other Real Estate | Scottsdale | AZ | $20,172,551 | $250,000,000 | 62 | Aug 1 | sec.gov |
| Vey-Infinity Sunnyvale I, LLC | Residential | Encino | CA | $16,520,000 | $16,520,000 | 54 | Aug 1 | sec.gov |
| Hero Journey Club Inc. | Other Technology | San Mateo | CA | $14,624,993 | $14,674,991 | 5 | Aug 1 | sec.gov |
| Delano RAD LP | Residential | Bakersfield | CA | $13,989,000 | $13,989,000 | 1 | Aug 1 | sec.gov |
| RealStuff, Inc. | Other | San Marcos | TX | $12,500,002 | $13,500,002 | 19 | Aug 1 | sec.gov |
| Adlumin, Inc. | Other Technology | Washington | DC | $10,999,988 | $19,000,000 | 4 | Aug 1 | sec.gov |
| WI Westlink Village LLC | Residential | Kansas City | MO | $10,229,682 | $10,229,682 | 33 | Aug 1 | sec.gov |
| Float Health Inc. | Other Health Care | Sacramento | CA | $9,990,994 | $9,999,998 | 10 | Aug 1 | sec.gov |
| PSOF LO Kennesaw Side Car, LLC | Other Real Estate | Atlanta | GA | $9,660,000 | $10,500,000 | 42 | Aug 1 | sec.gov |
| MIVI Neuroscience, Inc. | Other Health Care | Eden Prairie | MN | $9,595,050 | $10,000,000 | 83 | Aug 1 | sec.gov |
| Sendmarc Inc. (amended) | Other | Wilmington | DE | $8,442,367 | $9,342,364 | 11 | Aug 1 | sec.gov |
| IEQ Mojave, LLC | Commercial | San Diego | CA | $6,912,779 | $7,012,779 | 55 | Aug 1 | sec.gov |
| Matador Gas Holdings, LLC | Retailing | Dallas | TX | $6,100,000 | $7,000,000 | 23 | Aug 1 | sec.gov |
| WM Capital Partners 90, LLC | Commercial | Austin | TX | $5,500,000 | $5,500,000 | 60 | Aug 1 | sec.gov |
| Standard Biocarbon Corp | Manufacturing | Portland | ME | $5,158,317 | $5,158,317 | 8 | Aug 1 | sec.gov |
| Compounding Capital Holdings LLC - Series E (PS) | Commercial | Granger | IA | $4,626,500 | $4,626,500 | 31 | Aug 1 | sec.gov |
| LIXTE BIOTECHNOLOGY HOLDINGS, INC. | Biotechnology | Pasadena | CA | $3,500,000 | $3,500,000 | 1 | Aug 1 | sec.gov |
| Hueson Wire & Cable, LLC | Manufacturing | Cambridge | MA | $3,210,000 | $3,210,000 | 27 | Aug 1 | sec.gov |
| Vey-Infinity Sunnyvale II, LLC | Residential | Encino | CA | $2,500,000 | $2,500,000 | 15 | Aug 1 | sec.gov |
| LAS VEGAS FLIGHT ACADEMY | Other Technology | Henderson | NV | $2,275,000 | $2,275,000 | 5 | Aug 1 | sec.gov |
| BioSig Technologies, Inc. | Other Health Care | Westport | CT | $2,204,136 | $2,204,136 | 1 | Aug 1 | sec.gov |
| RCP The Grove BTR, LLC | Other Real Estate | Dallas | TX | $2,040,000 | $6,100,000 | 60 | Aug 1 | sec.gov |
| TripSuite, Inc. | Other Technology | Brooklyn | NY | $2,000,000 | $3,500,000 | 1 | Aug 1 | sec.gov |
| UCD Midland LLC | Commercial | Lexington | KY | $1,850,000 | $21,000,000 | 7 | Aug 1 | sec.gov |
| Moss Point RV Park H, LLC (amended) | Residential | Gulf Shores | AL | $1,715,170 | $1,925,000 | 15 | Aug 1 | sec.gov |
| CARBON SPONSOR CAPITAL FUND 1, LLC | Commercial | Miami | FL | $1,400,000 | $15,000,000 | 6 | Aug 1 | sec.gov |
| 650 Partners LLC | Commercial | King Of Prussia | PA | $1,374,380 | $1,374,380 | 11 | Aug 1 | sec.gov |
| VirtualZ Computing Corp (amended) | Other Technology | Minneapolis | MN | $1,250,000 | $1,250,000 | 3 | Aug 1 | sec.gov |
| DHC Debt Vehicle II, LLC | Investing | Cool | CA | $1,130,000 | $1,130,000 | 10 | Aug 1 | sec.gov |
| Redfish Lodge Partners, LLC | Lodging and Conventions | Rockport | TX | $1,000,000 | $20,000,000 | 1 | Aug 1 | sec.gov |
| Sport Fishing Championship Enterprise LLC | Other | Trophy Club | TX | $1,000,000 | $17,000,000 | 1 | Aug 1 | sec.gov |
| PROJECT CONSTELLATION HOLDINGS, INC. | Other Health Care | Wilmington | NC | $1,000,000 | $1,000,000 | 4 | Aug 1 | sec.gov |
| Creative Planning Employee Investment, LLC | Investing | Overland Park | KS | $800,000 | $800,000 | 1 | Aug 1 | sec.gov |
| United SCOOP #5, LP | Oil and Gas | Roanoke | TX | $765,000 | $800,000 | 19 | Aug 1 | sec.gov |
| FCP-RegEd Holdings, LLC | Other | Charlotte | NC | $599,000 | $599,000 | 19 | Aug 1 | sec.gov |
| Sarah Flint, Inc. | Retailing | New York | NY | $514,166 | $750,000 | 5 | Aug 1 | sec.gov |
| Proteum Energy, LLC | Other Energy | Phoenix | AZ | $500,000 | $6,000,000 | 1 | Aug 1 | sec.gov |
| NOFUSCO Corp | Other Health Care | Bradenton | FL | $500,000 | $3,000,000 | 1 | Aug 1 | sec.gov |
| One America Bancorp Inc. | Other | Dallas | TX | $450,000 | $450,000 | 18 | Aug 1 | sec.gov |
| Diamond Fulfillment Holdings, LLC | Other | Glenview | IL | $400,000 | $400,000 | 11 | Aug 1 | sec.gov |
| CommonGround Insurance Group LLC | Insurance | Morton | IL | $320,000 | $320,000 | 3 | Aug 1 | sec.gov |
| 646, LLC | Business Services | Elkhorn | NE | $300,000 | $500,000 | 9 | Aug 1 | sec.gov |
| Total Syndicate, LLC | Other | Topeka | KS | $300,000 | $1,400,000 | 3 | Aug 1 | sec.gov |
| MI:RNA Ltd | Biotechnology | Edinburgh, Scotland | $295,997 | $295,997 | 5 | Aug 1 | sec.gov | |
| Sociate Element Capital LLC | Other Real Estate | Great Neck | NY | $280,000 | $50,000,000 | 2 | Aug 1 | sec.gov |
| Edgewood Software Co | Computers | Newport | KY | $250,000 | $250,000 | 4 | Aug 1 | sec.gov |
| Edgewood Software Co | Computers | Newport | KY | $250,000 | $250,000 | 2 | Aug 1 | sec.gov |
| North Rock Estates, LLC | Other Real Estate | New Smyrna Beach | FL | $125,000 | $365,000 | 2 | Aug 1 | sec.gov |
| Desi Technologies, Inc. | Other Technology | South Bend | IN | $100,000 | Indefinite | 5 | Aug 1 | sec.gov |
| KPC Value Add Fund I, LLC | Commercial | Arvada | CO | $100,000 | $100,000,000 | 1 | Aug 1 | sec.gov |
| Surgery Center at St. Vincent, LLC (amended) | Other Health Care | Portland | OR | $59,733 | $188,000 | 6 | Aug 1 | sec.gov |
| HOOD HAT, INC. | Retailing | Tarzana | CA | $50,000 | $1,000,000 | 1 | Aug 1 | sec.gov |
| Arizona Physicians Advancing Cardiovascular Treatment, LLC (amended) | Other Health Care | Scottsdale | AZ | $50,000 | Indefinite | 77 | Aug 1 | sec.gov |
| Hoopla Doopla, Inc. | Other Technology | Bohemia | NY | $48,600 | $48,600 | 1 | Aug 1 | sec.gov |
| Phase 3 Partners Corp. | Other | Palm Beach | FL | $45,000 | $45,000 | 2 | Aug 1 | sec.gov |
| 13302 Madeira Beach, LLC | Other Real Estate | San Diego | CA | $25,000 | $1,500,000 | 1 | Aug 1 | sec.gov |
| Stockkings Holdings Inc. | Investing | New York | NY | $10,000 | $10,000 | 1 | Aug 1 | sec.gov |
| Stockkings Holdings Inc. | Investing | New York | NY | $10,000 | $10,000 | 1 | Aug 1 | sec.gov |
| Pharma Acuity, Inc. | Other Technology | Old Greenwich | CT | $0 | $500,000 | 0 | Aug 1 | sec.gov |
| Gaviota Ranch, LLC | Commercial | Santa Monica | CA | $0 | $2,500,000 | 0 | Aug 1 | sec.gov |
| Gaviota Ranch Estates, LLC | Commercial | Santa Monica | CA | $0 | $2,500,000 | 0 | Aug 1 | sec.gov |
| Vey-Blosser Ranch, LLC | Other Real Estate | Encino | CA | $0 | $10,000,000 | 0 | Aug 1 | sec.gov |
| MPC SC 2023 MY3 2, LLC | Other Real Estate | Atlanta | GA | $0 | Indefinite | 0 | Aug 1 | sec.gov |
| Magnolia KY LLC (amended) | Commercial | Sheridan | WY | $0 | $850,000 | 0 | Aug 1 | sec.gov |
| Great Investors Development Corp (amended) | Manufacturing | North Brunswick | NJ | $0 | $5,700,000,000 | 35 | Aug 1 | sec.gov |
| Upfront Online Inc. | Telecommunications | New York | NY | $0 | $485,000 | 4 | Aug 1 | sec.gov |
| SOUTHERN ENERGY FUND 4 LP (amended) | Oil and Gas | Austin | TX | $0 | Indefinite | 32 | Aug 1 | sec.gov |
| Stable Rock Solutions LLC | Business Services | West New York | NJ | $0 | Indefinite | 0 | Aug 1 | sec.gov |
August 2, 2023 · July 31, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.