Data / Form D filings / Jul 28
Form D filings, July 28, 2023: 64 companies raised $760.7 million
64 operating companies filed a Form D on July 28, 2023, reporting $760.7 million sold. Largest: CIRE OpCo I, LLC ($300.6 million), Diversified Residential Portfolio III DST ($176.6 million), Enfabrica Corp ($110.1 million). The median filing is $908,000, and 181 pooled investment funds also filed that day.
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- 64Form D filings
- $760.7 millionreported sold
- $908,000median amount sold
- CAmost filings (12)
Most filings by state: CA 12, TX 6, FL 5, UT 5, IL 4. By industry: Other 15, Other Technology 14, Commercial 7, Residential 7.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| CIRE OpCo I, LLC (amended) | Commercial | San Diego | CA | $300,557,297 | Indefinite | 169 | Jul 28 | sec.gov |
| Diversified Residential Portfolio III DST (amended) | Other Real Estate | Oak Brook | IL | $176,552,018 | $209,327,056 | 310 | Jul 28 | sec.gov |
| Enfabrica Corp | Other Technology | Mountain View | CA | $110,060,819 | $117,060,822 | 36 | Jul 28 | sec.gov |
| BudaCorp | Other Technology | Grand Cayman | $31,975,000 | $50,000,000 | 18 | Jul 28 | sec.gov | |
| CARBON UPCYCLING TECHNOLOGIES INC. | Other Technology | Calgary | $26,113,414 | $26,113,414 | 18 | Jul 28 | sec.gov | |
| Unnatural Products Inc. | Biotechnology | Santa Cruz | CA | $17,374,312 | $18,851,017 | 20 | Jul 28 | sec.gov |
| Verve, Inc. | Other | Cambridge | MA | $10,559,481 | $10,559,481 | 12 | Jul 28 | sec.gov |
| ACELRX PHARMACEUTICALS INC | Pharmaceuticals | Hayward | CA | $10,000,008 | $10,000,008 | 10 | Jul 28 | sec.gov |
| WindESCo, Inc. | Other Energy | Boston | MA | $8,999,997 | $8,999,997 | 5 | Jul 28 | sec.gov |
| Time Therapeutics Inc. (amended) | Other | New York | NY | $7,800,000 | $25,000,000 | 5 | Jul 28 | sec.gov |
| Clientbook, Inc. | Other Technology | Lehi | UT | $7,192,649 | Indefinite | 11 | Jul 28 | sec.gov |
| Glydways, Inc. (amended) | Other Technology | South San Francisco | CA | $6,800,000 | $10,000,000 | 4 | Jul 28 | sec.gov |
| Rarebird, Inc. | Retailing | San Francisco | CA | $6,518,064 | $7,518,064 | 27 | Jul 28 | sec.gov |
| Lion Fox Partners II, LLC | Commercial | West Palm Beach | FL | $4,000,000 | $30,000,000 | 27 | Jul 28 | sec.gov |
| Health Outlook Corp | Other Health Care | New York | NY | $4,000,000 | $4,000,000 | 4 | Jul 28 | sec.gov |
| Algonquin Senior Living DST (amended) | Other Real Estate | Oak Brook | IL | $3,933,128 | $46,208,179 | 10 | Jul 28 | sec.gov |
| AFFINITY BIOSENSORS LLC | Other | Santa Barbara | CA | $3,397,859 | $3,500,000 | 15 | Jul 28 | sec.gov |
| BarberWind Turbines, LLC (amended) | Other Energy | Greenville | SC | $3,231,875 | $3,231,875 | 1 | Jul 28 | sec.gov |
| DOCSHOPPRO, LLC | Other Health Care | Southfield | MI | $2,200,000 | $5,000,000 | 4 | Jul 28 | sec.gov |
| EMF Fort Myers II, LP (amended) | Commercial | Plano | TX | $1,945,000 | $7,000,000 | 16 | Jul 28 | sec.gov |
| DCP 172 College Park Drive, LLC (amended) | Residential | Irving | TX | $1,925,000 | $35,000,000 | 19 | Jul 28 | sec.gov |
| Flowood SS Investors, LLC | Commercial | Chicago | IL | $1,722,027 | $1,722,027 | 21 | Jul 28 | sec.gov |
| Neurotrigger Ltd. | Biotechnology | Ra'Anana | $1,700,088 | $1,700,088 | 3 | Jul 28 | sec.gov | |
| Cytogel Pharma, LLC | Pharmaceuticals | Darien | CT | $1,653,884 | $2,193,276 | 15 | Jul 28 | sec.gov |
| Vigil Software, Inc. | Other Technology | Pataskala | OH | $1,284,998 | $1,300,000 | 8 | Jul 28 | sec.gov |
| BDP Lackawanna Investors III, LLC (amended) | Other Real Estate | Montclair | NJ | $1,000,000 | $13,422,234 | 1 | Jul 28 | sec.gov |
| Owlstone Inc. | Other | Westport | CT | $908,000 | Indefinite | 19 | Jul 28 | sec.gov |
| PAXAFE, INC. | Other Technology | Indianapolis | IN | $750,000 | $750,000 | 1 | Jul 28 | sec.gov |
| HGC (BVI) Info Tech Ltd. (amended) | Other | Road Town, Tortola | $641,379 | $20,000,000 | 9 | Jul 28 | sec.gov | |
| Summit Ownership Lawton, LLC | Residential | Salt Lake City | UT | $575,000 | $575,000 | 7 | Jul 28 | sec.gov |
| Stay Amazing Investments LLC | Residential | Liberty Township | OH | $500,000 | $500,000 | 1 | Jul 28 | sec.gov |
| BioSig AI Sciences, Inc. | Other Health Care | Westport | CT | $495,000 | $495,000 | 4 | Jul 28 | sec.gov |
| TEXAKOMA EXPLORATION & PRODUCTION LLC | Oil and Gas | Plano | TX | $456,000 | $8,550,000 | 7 | Jul 28 | sec.gov |
| Elula, Inc. | Other Technology | Astoria | NY | $450,000 | $500,000 | 1 | Jul 28 | sec.gov |
| SimulConsult, Inc. | Other | Brookline | MA | $405,000 | $1,000,000 | 4 | Jul 28 | sec.gov |
| Tule North Arlington LLC | Residential | Round Rock | TX | $400,000 | $500,000 | 6 | Jul 28 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $347,982 | Indefinite | 36 | Jul 28 | sec.gov |
| CVI 2023 Fund II LLC | Residential | St Charles | IL | $313,500 | $500,000 | 5 | Jul 28 | sec.gov |
| Terraphase Engineering Inc. | Other | Oakland | CA | $304,500 | $304,500 | 5 | Jul 28 | sec.gov |
| FOXO TECHNOLOGIES INC. | Insurance | Minneapolis | MN | $225,000 | $450,000 | 3 | Jul 28 | sec.gov |
| Pollen, LLC | Other Technology | Myrtle Beach | SC | $200,000 | $1,000,000 | 3 | Jul 28 | sec.gov |
| Ethopass, LLC (amended) | Other Technology | Ponte Vedra | FL | $200,000 | $750,000 | 6 | Jul 28 | sec.gov |
| Canary Avenue, LLC (amended) | Residential | Mcallen | TX | $175,000 | $179,900 | 32 | Jul 28 | sec.gov |
| Ethopass, LLC | Other Technology | Ponte Vedra | FL | $175,000 | $750,000 | 5 | Jul 28 | sec.gov |
| Gaucho Group Holdings, Inc. | Other Real Estate | Miami | FL | $150,000 | $150,000 | 4 | Jul 28 | sec.gov |
| Hotspot Inc. | Other | Princeton | NJ | $145,000 | $145,000 | 6 | Jul 28 | sec.gov |
| 4L Data Intelligence, Inc. | Other Technology | San Ramon | CA | $121,000 | Indefinite | 2 | Jul 28 | sec.gov |
| Sandstone Technologies, Inc. | Other Technology | Orlando | FL | $95,000 | $225,000 | 3 | Jul 28 | sec.gov |
| NexTech AR Solutions Corp. | Other | Toronto | $79,643 | $178,248 | 1 | Jul 28 | sec.gov | |
| Gold79 Mines Ltd. | Other | Manotick | $66,838 | $66,838 | 4 | Jul 28 | sec.gov | |
| Spottyr, Inc. | Other Technology | Culver City | CA | $40,000 | $2,000,000 | 1 | Jul 28 | sec.gov |
| SLICEFUND LLC SERIES 7 | Other | Saint George | UT | $10,000 | Indefinite | 1 | Jul 28 | sec.gov |
| Sonoro Gold Corp. | Other | West Vancouver | $982 | $982 | 1 | Jul 28 | sec.gov | |
| Flatirons Capital Fund 1 LLC | Other | Boulder | CO | $0 | $10,000,000 | 0 | Jul 28 | sec.gov |
| Bradford Co Acquisition Partners III, LP | Other Real Estate | Dallas | TX | $0 | $25,000,000 | 0 | Jul 28 | sec.gov |
| 1120 E 89th Street Holdings, LP | Commercial | Bethesda | MD | $0 | $5,300,000 | 0 | Jul 28 | sec.gov |
| Select Portfolio V, LLC | Investing | Wilmington | DE | $0 | $500,000 | 0 | Jul 28 | sec.gov |
| Tampa Bay Growth Fund 2 LLC | Commercial | Sheridan | WY | $0 | $25,000,000 | 0 | Jul 28 | sec.gov |
| GENESIS FUND CORP | Commercial | Grosse Ile | MI | $0 | $50,000,000 | 0 | Jul 28 | sec.gov |
| Shopoff Secured 9 PCT Interest Fund, LLC (amended) | Other Real Estate | Irvine | CA | $0 | $11,100,000 | 0 | Jul 28 | sec.gov |
| KKR Private Equity Conglomerate LLC | Other | New York | NY | $0 | Indefinite | 0 | Jul 28 | sec.gov |
| AI Medica, Inc. | Other Health Care | Orem | UT | $0 | $500,000 | 0 | Jul 28 | sec.gov |
| Sentinel Buyer Corp. | Other | Boston | MA | $0 | Indefinite | 0 | Jul 28 | sec.gov |
| Cottonwood Communities, Inc. | Residential | Salt Lake City | UT | $0 | $10,000,000 | 0 | Jul 28 | sec.gov |
July 31, 2023 · July 27, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.