Data / Form D filings / Jul 12
Form D filings, July 12, 2023: 89 companies raised $941 million
89 operating companies filed a Form D on July 12, 2023, reporting $941 million sold. Largest: Secured Income Fund-II, LLC ($231.6 million), Velocity Holdco, LLC ($119.4 million), PNC LIHTC Fund 87, LLC ($119 million). The median filing is $2.1 million, and 164 pooled investment funds also filed that day.
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- 89Form D filings
- $941 millionreported sold
- $2.1 millionmedian amount sold
- CAmost filings (15)
Most filings by state: CA 15, NY 8, MA 7, FL 7, TX 6. By industry: Other Technology 20, Other 19, Other Health Care 9, Commercial 7.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Secured Income Fund-II, LLC (amended) | Other Banking and Financial Services | San Jose | CA | $231,574,249 | Indefinite | 1089 | Jul 12 | sec.gov |
| Velocity Holdco, LLC | Other | Nashville | TN | $119,392,560 | Indefinite | 14 | Jul 12 | sec.gov |
| PNC LIHTC Fund 87, LLC | Other Real Estate | Portland | OR | $118,965,865 | $161,465,865 | 9 | Jul 12 | sec.gov |
| PAM GLOBAL DIVERSIFIED FUND LLC (amended) | Other | Chicago | IL | $102,828,665 | Indefinite | 570 | Jul 12 | sec.gov |
| Dreammakers Austin, LP | Other Real Estate | Austin | TX | $36,000,000 | $36,000,000 | 13 | Jul 12 | sec.gov |
| Replicate, Inc. | Other Technology | San Francisco | CA | $32,449,026 | $39,999,970 | 3 | Jul 12 | sec.gov |
| Self-Storage Portfolio XX DST (amended) | Other Real Estate | Oak Brook | IL | $23,141,232 | $26,819,736 | 52 | Jul 12 | sec.gov |
| CarePredict, Inc. | Other Technology | Plantation | FL | $21,910,000 | $28,909,986 | 23 | Jul 12 | sec.gov |
| Manulife Forest Climate Fund LP | Other Real Estate | Boston | MA | $20,555,555 | Indefinite | 3 | Jul 12 | sec.gov |
| SG BigScoots Investment, LLC | Other | New York | NY | $19,335,801 | $19,335,801 | 7 | Jul 12 | sec.gov |
| Haven at Midtown LLC | Residential | Phoenix | AZ | $18,527,000 | Indefinite | 112 | Jul 12 | sec.gov |
| Affect Therapeutics, Inc. | Other Health Care | Mclean | VA | $18,073,362 | $18,073,362 | 9 | Jul 12 | sec.gov |
| Xtant Medical Holdings, Inc. | Other Health Care | Belgrade | MT | $15,000,000 | $15,000,000 | 22 | Jul 12 | sec.gov |
| OneMedical Global Inc. | Other Technology | San Francisco | CA | $12,746,167 | $20,000,000 | 15 | Jul 12 | sec.gov |
| ADvantage Therapeutics, Inc. | Other Health Care | Miami | FL | $10,224,998 | $25,449,956 | 17 | Jul 12 | sec.gov |
| Vebu Inc | Other Technology | El Segundo | CA | $9,686,529 | $18,741,564 | 18 | Jul 12 | sec.gov |
| Command Energy, LLC | Oil and Gas | Tulsa | OK | $9,028,800 | $9,120,000 | 41 | Jul 12 | sec.gov |
| Tangibly Inc. | Other Technology | Seattle | WA | $8,407,492 | $8,950,629 | 33 | Jul 12 | sec.gov |
| Brindlee Mountain Fire Apparatus, L.L.C. | Other | Union Grove | AL | $7,457,908 | $7,457,908 | 1 | Jul 12 | sec.gov |
| Zero Point Five Therapeutics, Inc. | Biotechnology | Baltimore | MD | $7,220,517 | $10,140,859 | 15 | Jul 12 | sec.gov |
| Axuall, Inc. | Other Technology | Cleveland | OH | $6,999,987 | $6,999,987 | 2 | Jul 12 | sec.gov |
| Spearbit Labs Inc. | Other | Miami | FL | $6,766,983 | $6,999,984 | 8 | Jul 12 | sec.gov |
| Eavor Technologies Inc. | Other Technology | Calgary | $5,097,086 | $5,097,086 | 1 | Jul 12 | sec.gov | |
| ONBOARD RS INC. | Other | Salt Lake City | UT | $4,999,998 | $4,999,998 | 1 | Jul 12 | sec.gov |
| Veuu Inc | Other Technology | Tampa | FL | $4,800,000 | $4,800,000 | 6 | Jul 12 | sec.gov |
| Brookside Investors, LLC | Commercial | Los Angeles | CA | $4,550,000 | $7,000,000 | 49 | Jul 12 | sec.gov |
| Granite Medspa Holdings, LLC | Other Health Care | Stamford | CT | $3,795,121 | $5,000,000 | 26 | Jul 12 | sec.gov |
| Guardian Storage Morgantown, LLC | Other | Pittsburgh | PA | $3,700,000 | $3,700,000 | 25 | Jul 12 | sec.gov |
| Main & A Connect LLC | Construction | Bentonville | AR | $3,621,000 | $9,170,000 | 10 | Jul 12 | sec.gov |
| Weed Investment Group, Inc. | Commercial Banking | Cheyenne Wells | CO | $3,365,000 | $3,365,000 | 15 | Jul 12 | sec.gov |
| WCFI BRC CI 2023, LLC | Investing | Tampa | FL | $3,300,000 | $3,300,000 | 16 | Jul 12 | sec.gov |
| Friendly Hills Bancorp | Commercial Banking | Whittier | CA | $3,255,557 | $10,000,000 | 4 | Jul 12 | sec.gov |
| Dinari, Inc. | Other Technology | Palo Alto | CA | $3,189,534 | $3,524,999 | 9 | Jul 12 | sec.gov |
| ScriptDrop, Inc. | Other Health Care | Columbus | OH | $3,021,358 | $10,000,000 | 14 | Jul 12 | sec.gov |
| Capabuild, Inc. | Other Technology | San Francisco | CA | $3,000,000 | $4,000,000 | 2 | Jul 12 | sec.gov |
| EquityMultiple 194, LLC | REITS and Finance | New York | NY | $2,830,000 | $2,830,000 | 93 | Jul 12 | sec.gov |
| HAPPENING TECHNOLOGY, INC. | Other Technology | Bethesda | MD | $2,692,051 | $2,692,051 | 21 | Jul 12 | sec.gov |
| Sinovia Technologies, Inc. | Other Technology | San Carlos | CA | $2,570,000 | $5,000,000 | 5 | Jul 12 | sec.gov |
| 3Lakes-FL, LLC (amended) | Commercial | Scottsdale | AZ | $2,220,000 | $5,000,000 | 19 | Jul 12 | sec.gov |
| Golden Minerals Co | Other | Golden | CO | $2,070,001 | Indefinite | 1 | Jul 12 | sec.gov |
| Neem Inc. | Other Technology | New York | NY | $2,000,000 | $4,000,000 | 1 | Jul 12 | sec.gov |
| Hotel Tango Whiskey, Inc. | Other | Indianapolis | IN | $2,000,000 | $3,825,000 | 1 | Jul 12 | sec.gov |
| OFCOLOR INC. | Other Technology | Maplewood | NJ | $2,000,000 | $2,000,000 | 3 | Jul 12 | sec.gov |
| Trinary Solar Group V | Other Energy | Long Beach | CA | $1,765,000 | $3,000,000 | 31 | Jul 12 | sec.gov |
| Catalyte, Inc | Other Technology | Baltimore | MD | $1,524,000 | $5,000,000 | 15 | Jul 12 | sec.gov |
| FILEJET INC. | Other | Wilmington | DE | $1,404,743 | $1,404,743 | 18 | Jul 12 | sec.gov |
| Rentroom, Inc. | Other Technology | New York | NY | $1,119,242 | $2,400,000 | 15 | Jul 12 | sec.gov |
| High School E-Sports League, Inc. | Other | Kansas City | MO | $1,012,085 | $3,000,000 | 11 | Jul 12 | sec.gov |
| Western Wealth Capital LXXI US Investor, LP (amended) | Residential | Phoenix | AZ | $905,107 | $1,339,839 | 109 | Jul 12 | sec.gov |
| Peak Thermal, Inc | Other | Piedmont | CA | $850,000 | Indefinite | 4 | Jul 12 | sec.gov |
| RESERVES AT BELLEVUE FUND 1, LLC | Other Real Estate | Cincinnati | OH | $800,000 | $800,000 | 6 | Jul 12 | sec.gov |
| Epoch Biotech, LLC | Biotechnology | Dover | MA | $720,000 | $1,500,000 | 10 | Jul 12 | sec.gov |
| AeroCine Ventures, Inc. | Other | Brooklyn | NY | $630,000 | $2,500,000 | 2 | Jul 12 | sec.gov |
| Pest IQ Inc | Other | Heber City | UT | $600,000 | $600,000 | 1 | Jul 12 | sec.gov |
| ItsTheZone, Inc. (amended) | Other Health Care | Bronx | NY | $577,000 | Indefinite | 19 | Jul 12 | sec.gov |
| WOODWORKS DISTILLING COMPANY, LLC (amended) | Other | Oklahoma City | OK | $531,200 | $560,000 | 21 | Jul 12 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $470,011 | Indefinite | 70 | Jul 12 | sec.gov |
| OT DST Fund I, LLC | Other | Boston | MA | $400,000 | $400,000 | 1 | Jul 12 | sec.gov |
| CPR Media LLC | Telecommunications | Washington | DC | $350,000 | $650,000 | 4 | Jul 12 | sec.gov |
| Historic New Bedford OZ Fund, LLC | Commercial | Brighton | MA | $300,000 | $6,000,000 | 3 | Jul 12 | sec.gov |
| USEDC 2023 Auxiliary Fund LP (amended) | Oil and Gas | Arlington | TX | $300,000 | $150,000,000 | 0 | Jul 12 | sec.gov |
| Augustine ACG Pool II LLC | Other | Greenwood Village | CO | $275,000 | $5,000,000 | 4 | Jul 12 | sec.gov |
| IESPY Corp | Other Technology | Wilmington | DE | $230,000 | $230,000 | 1 | Jul 12 | sec.gov |
| LEADING INDICATOR SYSTEMS, INC. | Other | Boston | MA | $220,000 | $500,000 | 4 | Jul 12 | sec.gov |
| CathConnect Corp | Other Technology | Seattle | WA | $207,500 | $1,000,000 | 1 | Jul 12 | sec.gov |
| USEDC 2023 Drilling Fund LP (amended) | Oil and Gas | Arlington | TX | $200,000 | $300,000,000 | 0 | Jul 12 | sec.gov |
| LOCKER LIVE INC. | Other | Palos Verdes Estates | CA | $200,000 | $200,000 | 2 | Jul 12 | sec.gov |
| 4H2, Inc. | Environmental Services | Grand Forks | ND | $169,800 | $850,000 | 3 | Jul 12 | sec.gov |
| Salus CM Inc. | Other Technology | Boston | MA | $150,000 | $750,000 | 4 | Jul 12 | sec.gov |
| SHD Reidville SFA, LLC | Commercial | Greenville | SC | $150,000 | $150,000 | 4 | Jul 12 | sec.gov |
| LSO III REIT, LLC | REITS and Finance | Plymouth | MA | $125,000 | $125,000 | 125 | Jul 12 | sec.gov |
| Assouline Hospitality & Multifamily Fund LLC Series A | Other Real Estate | Coral Springs | FL | $100,000 | $8,306,280 | 1 | Jul 12 | sec.gov |
| USEDC 2023 Drilling Fund LP (amended) | Oil and Gas | Arlington | TX | $80,645 | $300,000,000 | 0 | Jul 12 | sec.gov |
| SEN-JAM PHARMACEUTICAL INC. | Pharmaceuticals | Huntington | NY | $80,000 | $10,000,000 | 2 | Jul 12 | sec.gov |
| Dunwoody IUP, LLC | Other Health Care | Tucson | AZ | $69,700 | $111,520 | 5 | Jul 12 | sec.gov |
| Canary Avenue, LLC (amended) | Residential | Mcallen | TX | $55,500 | $179,900 | 2 | Jul 12 | sec.gov |
| Antelope Recovery, LLC | Other Health Care | Boulder | CO | $30,383 | $30,383 | 1 | Jul 12 | sec.gov |
| USEDC 2023 Auxiliary Fund LP (amended) | Oil and Gas | Arlington | TX | $25,000 | $150,000,000 | 0 | Jul 12 | sec.gov |
| Rutherford LRF LLC | Business Services | Woodland Hills | CA | $0 | $175,000 | 20 | Jul 12 | sec.gov |
| NM Bay Farms LP, LLC | Residential | Phoenix | AZ | $0 | $1,057,500 | 0 | Jul 12 | sec.gov |
| TEG Winding LLC | Commercial | Midland | MI | $0 | $4,000,000 | 0 | Jul 12 | sec.gov |
| TerraFirm Capital Solutions LLC | REITS and Finance | Atlanta | GA | $0 | Indefinite | 0 | Jul 12 | sec.gov |
| NB Ashley Riverwalk LLC | Other Real Estate | Tampa | FL | $0 | $15,600,000 | 0 | Jul 12 | sec.gov |
| Serenity Villa Holdings LLC | Residential | Nashville | TN | $0 | $7,842,000 | 0 | Jul 12 | sec.gov |
| Redwood Sandusky East Perkins Avenue OH P1 LLC | Residential | Independence | OH | $0 | $10,100,000 | 0 | Jul 12 | sec.gov |
| MANSFIELD 101 LLC (amended) | Commercial | Sheridan | WY | $0 | $12,000,000 | 0 | Jul 12 | sec.gov |
| 700 Everett Fee, DST (amended) | Commercial | New York | NY | $0 | $18,565,004 | 0 | Jul 12 | sec.gov |
| INITIO SOFTWARE, INC. | Other Technology | Seattle | WA | $0 | $1,000,000 | 0 | Jul 12 | sec.gov |
| POMERADO OUTPATIENT SURGICAL CENTER LP | Other Health Care | San Diego | CA | $0 | $24,000 | 0 | Jul 12 | sec.gov |
July 13, 2023 · July 11, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.