Data / Form D filings / Jun 13
Form D filings, June 13, 2023: 75 companies raised $718 million
75 operating companies filed a Form D on June 13, 2023, reporting $718 million sold. Largest: CION Ares Diversified Credit Fund ($150 million), Measurabl, Inc. ($92.6 million), Xponance Diverse Opportunities Fund, LP ($91.5 million). The median filing is $2.7 million, and 128 pooled investment funds also filed that day.
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- 75Form D filings
- $718 millionreported sold
- $2.7 millionmedian amount sold
- NYmost filings (12)
Most filings by state: NY 12, TX 7, MA 6, FL 5, NJ 4. By industry: Other 17, Other Technology 14, Other Health Care 9, Commercial 7.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| CION Ares Diversified Credit Fund | Investing | New York | NY | $150,000,000 | $150,000,000 | 28 | Jun 13 | sec.gov |
| Measurabl, Inc. | Business Services | San Diego | CA | $92,569,322 | $92,590,898 | 36 | Jun 13 | sec.gov |
| Xponance Diverse Opportunities Fund, LP (amended) | Investing | Philadelphia | PA | $91,500,000 | $300,000,000 | 10 | Jun 13 | sec.gov |
| Charter School Capital, Inc. (amended) | Other Banking and Financial Services | Portland | OR | $48,600,000 | $50,000,000 | 3 | Jun 13 | sec.gov |
| GREENRIDGE PHOENIX PROJECT | Other Technology | Santa Monica | CA | $40,000,000 | $40,000,000 | 1 | Jun 13 | sec.gov |
| Source Donor Inc. | Other Technology | Austin | TX | $36,284,309 | $36,284,309 | 24 | Jun 13 | sec.gov |
| Narwhal Technologies Inc. | Other Technology | Gilbert | AZ | $32,186,000 | $32,186,000 | 16 | Jun 13 | sec.gov |
| FC Palmer Lake JV, LLC | Commercial | Boynton Beach | FL | $22,891,095 | Indefinite | 4 | Jun 13 | sec.gov |
| Bedford Bancorp | Commercial Banking | Bedford | IA | $21,412,725 | $21,510,500 | 30 | Jun 13 | sec.gov |
| Notre Dame Federal Credit Union (amended) | Other Banking and Financial Services | Notre Dame | IN | $16,500,000 | $18,000,000 | 7 | Jun 13 | sec.gov |
| Horizon Natural Resources Investors LLC (amended) | Oil and Gas | Boston | MA | $15,659,834 | Indefinite | 104 | Jun 13 | sec.gov |
| Horizon Data Center Investors LLC (amended) | Other Real Estate | Boston | MA | $14,559,834 | Indefinite | 102 | Jun 13 | sec.gov |
| Horizon Real Estate Investors LLC (amended) | Other Real Estate | Boston | MA | $14,559,834 | Indefinite | 102 | Jun 13 | sec.gov |
| Camp NYC, Inc. | Retailing | New York | NY | $12,948,644 | $17,499,993 | 16 | Jun 13 | sec.gov |
| Kanvas Biosciences, Inc. | Other Health Care | Monmouth Junction | NJ | $11,775,000 | $12,000,000 | 12 | Jun 13 | sec.gov |
| CircleBlack, Inc. | Other Technology | Jersey City | NJ | $8,250,000 | $8,250,000 | 1 | Jun 13 | sec.gov |
| CONSANO BIOLOGICS, LLC | Biotechnology | Des Moines | IA | $7,900,000 | $12,000,000 | 1 | Jun 13 | sec.gov |
| CEP III - REGAL RIDGE 23 LLC | Other Real Estate | Everett | WA | $6,500,000 | $6,500,000 | 1 | Jun 13 | sec.gov |
| AVE APTS Fayetteville LLC | Commercial | Tallahassee | FL | $6,100,000 | $6,100,000 | 73 | Jun 13 | sec.gov |
| Kinetic Pressure Control Ltd | Oil and Gas | Houston | TX | $4,865,000 | $4,865,000 | 10 | Jun 13 | sec.gov |
| Chario, Inc. | Other Technology | Brooklyn | NY | $4,499,999 | $5,999,998 | 5 | Jun 13 | sec.gov |
| BERGEYS, INC. (amended) | Retailing | Souderton | PA | $4,182,873 | $7,000,000 | 38 | Jun 13 | sec.gov |
| World Matcha Inc. | Manufacturing | San Mateo | CA | $3,829,000 | $5,190,000 | 6 | Jun 13 | sec.gov |
| EDXP Stafford, LLC | Other | Charlotte | NC | $3,800,000 | $3,800,000 | 24 | Jun 13 | sec.gov |
| Partum Health, Inc. | Other Health Care | Chicago | IL | $3,505,700 | $4,604,000 | 24 | Jun 13 | sec.gov |
| Student Res Life Inc. | Other Technology | New York | NY | $3,500,000 | $4,000,000 | 1 | Jun 13 | sec.gov |
| Exato Holdings Ltd | Other Technology | Sao Paulo | $3,470,000 | $3,470,000 | 3 | Jun 13 | sec.gov | |
| Dailyhuman, Inc. | Other Technology | New York | NY | $3,089,493 | $3,089,493 | 16 | Jun 13 | sec.gov |
| Glazier Software, Inc. | Other Technology | Brooklyn | NY | $2,999,999 | $3,499,999 | 1 | Jun 13 | sec.gov |
| Phio Pharmaceuticals Corp. | Biotechnology | Marlborough | MA | $2,999,373 | $10,907,728 | 3 | Jun 13 | sec.gov |
| ML Mariemont Apartments, LLC | Other Real Estate | Eden Prairie | MN | $2,712,500 | $5,500,000 | 37 | Jun 13 | sec.gov |
| Focused Cryo, Inc | Other Health Care | Marietta | GA | $2,500,000 | $2,500,000 | 21 | Jun 13 | sec.gov |
| TETmedical, Inc. | Other Health Care | Fair Haven | NJ | $2,461,986 | $3,564,510 | 70 | Jun 13 | sec.gov |
| Triple Axle, Inc. | Other Technology | New York | NY | $2,250,000 | $2,500,000 | 2 | Jun 13 | sec.gov |
| RIOBLANCO SPECTRUM QOZ FUND II LLC (amended) | Commercial | San Juan | PR | $2,108,500 | $2,108,500 | 13 | Jun 13 | sec.gov |
| Grace Ryan Organics Inc. | Other | Newtown | CT | $2,000,000 | $2,200,000 | 10 | Jun 13 | sec.gov |
| CURADEL SURGICAL INNOVATIONS, INC. | Other Health Care | Natick | MA | $1,999,991 | $1,999,991 | 10 | Jun 13 | sec.gov |
| CEP III - REGAL RIDGE 23 LLC | Other Real Estate | Everett | WA | $1,600,000 | $6,000,000 | 10 | Jun 13 | sec.gov |
| UpSight Security Inc. | Other | Beaverton | OR | $1,500,000 | $2,500,000 | 3 | Jun 13 | sec.gov |
| Snowball Industries Inc (amended) | Other | Las Vegas | NV | $1,108,217 | $2,000,000 | 11 | Jun 13 | sec.gov |
| 661 Corning LLC | Commercial | Chester | NH | $975,000 | $2,250,000 | 12 | Jun 13 | sec.gov |
| Aliform Inc. | Other Health Care | Dallas | TX | $970,560 | $1,455,838 | 7 | Jun 13 | sec.gov |
| OSP Rita Management Aggregator LLC (amended) | Other | New York | NY | $578,378 | $578,378 | 1 | Jun 13 | sec.gov |
| OSP Rita Holdings LLC (amended) | Other | New York | NY | $578,378 | $578,378 | 1 | Jun 13 | sec.gov |
| Luxe Oak Creek LLC | Residential | Garden City | ID | $520,000 | $1,000,000 | 14 | Jun 13 | sec.gov |
| Kemper Ambassador LLC | Residential | Mentor | OH | $475,000 | $3,100,000 | 8 | Jun 13 | sec.gov |
| Everpage Inc. (amended) | Other Technology | Wilmington | DE | $400,000 | $500,000 | 8 | Jun 13 | sec.gov |
| BRiX Financial Technologies Corp (amended) | REITS and Finance | Miami | FL | $360,968 | $3,000,000 | 26 | Jun 13 | sec.gov |
| HUNDRED PUBLIC SAFETY INC. | Other | Tempe | AZ | $270,000 | $2,000,000 | 2 | Jun 13 | sec.gov |
| Mycelial, Inc. | Other Technology | New York | NY | $270,000 | $3,050,000 | 7 | Jun 13 | sec.gov |
| Cor Mundi Torino Investors, LLC | Commercial | Memphis | TN | $240,000 | $240,000 | 7 | Jun 13 | sec.gov |
| Generative AI Solutions Corp. | Other Technology | Vancouver | $223,542 | $223,542 | 2 | Jun 13 | sec.gov | |
| Eat & Beyond Global Holdings Inc. | Other | Vancouver | $195,808 | $195,808 | 2 | Jun 13 | sec.gov | |
| MFr Technologies, INC. | Other Health Care | Maple Grove | MN | $140,000 | $2,000,000 | 6 | Jun 13 | sec.gov |
| Crescent Distributions, LLC | Agriculture | Dover | DE | $125,000 | $125,000 | 3 | Jun 13 | sec.gov |
| Billups Holdings, LLC | Other | New York | NY | $117,522 | $176,322 | 1 | Jun 13 | sec.gov |
| Captiv Studios, LLC | Other | Houston | TX | $100,000 | $425,000 | 1 | Jun 13 | sec.gov |
| Bunny Hive Holdings, LLC | Other | Powhatan | VA | $100,000 | $100,000 | 1 | Jun 13 | sec.gov |
| SWAN VALLEY MEDICAL, INC | Pharmaceuticals | Bigfork | MT | $100,000 | $6,000,000 | 1 | Jun 13 | sec.gov |
| Luca Mining Corp. | Other | Vancouver | $78,151 | $78,151 | 1 | Jun 13 | sec.gov | |
| Integrated Biometrics, LLC | Manufacturing | Spartanburg | SC | $36,000 | $250,000 | 1 | Jun 13 | sec.gov |
| SYND2-23 LLC | Other | Austin | TX | $0 | $6,550,000 | 0 | Jun 13 | sec.gov |
| Resource Royalty XX, LLC | Other Energy | Dallas | TX | $0 | $9,109,411 | 0 | Jun 13 | sec.gov |
| JWA Ranch, LLC | Other | Palm Beach Gardens | FL | $0 | $300,000,000 | 0 | Jun 13 | sec.gov |
| Freedom Dental Funding, LLC | Other | Montclair | NJ | $0 | $100,000,000 | 0 | Jun 13 | sec.gov |
| DF Augusta Portfolio LLC | Other | Gardner | MA | $0 | $4,100,000 | 0 | Jun 13 | sec.gov |
| TRIPLE CROWN HOLDINGS LLC | Commercial | Prospect | KY | $0 | $20,000,000 | 0 | Jun 13 | sec.gov |
| Sporting Club & Residences of Naples Holding Co LLC | Other Real Estate | Richmond | RI | $0 | $300,000,000 | 0 | Jun 13 | sec.gov |
| SELECTFI, INC. | Other Technology | Williamsville | NY | $0 | $2,000,000 | 0 | Jun 13 | sec.gov |
| VW PRESERVE LANE, LLC | Investing | Tampa | FL | $0 | $5,000,000 | 0 | Jun 13 | sec.gov |
| HW Georgetown, LLC | Commercial | San Antonio | TX | $0 | $5,200,000 | 0 | Jun 13 | sec.gov |
| National Currency Technologies, Inc. | Computers | Ashburn | VA | $0 | $930,000 | 0 | Jun 13 | sec.gov |
| Cameron High Grove, LLC (amended) | Other | Charlotte | NC | $0 | $60,000,000 | 0 | Jun 13 | sec.gov |
| Derry Surgical Center, LLC | Other Health Care | Derry | NH | $0 | $100,000 | 0 | Jun 13 | sec.gov |
| Surgery Center at St. Vincent, LLC | Other Health Care | Portland | OR | $0 | $40,000 | 0 | Jun 13 | sec.gov |
June 14, 2023 · June 12, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.