Data / Form D filings / Jun 9
Form D filings, June 9, 2023: 88 companies raised $880.9 million
88 operating companies filed a Form D on June 9, 2023, reporting $880.9 million sold. Largest: Diversified Residential Portfolio III DST ($169.9 million), Lobos Parent, Inc. ($83 million), Renibus Therapeutics, Inc. ($63.8 million). The median filing is $3 million, and 196 pooled investment funds also filed that day.
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- 88Form D filings
- $880.9 millionreported sold
- $3 millionmedian amount sold
- TXmost filings (13)
Most filings by state: TX 13, CA 13, NY 13, FL 6, IL 5. By industry: Other 18, Other Technology 17, Other Real Estate 10, Residential 8.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Diversified Residential Portfolio III DST (amended) | Other Real Estate | Oak Brook | IL | $169,927,432 | $209,327,056 | 293 | Jun 9 | sec.gov |
| Lobos Parent, Inc. (amended) | Other | New York | NY | $83,038,000 | Indefinite | 30 | Jun 9 | sec.gov |
| Renibus Therapeutics, Inc. | Pharmaceuticals | Southlake | TX | $63,805,500 | $73,423,067 | 37 | Jun 9 | sec.gov |
| Lakewood Ranch SFR II DST (amended) | Other Real Estate | Oak Brook | IL | $62,185,620 | $62,589,462 | 163 | Jun 9 | sec.gov |
| Lyra Therapeutics, Inc. | Biotechnology | Watertown | MA | $50,000,008 | $50,000,008 | 24 | Jun 9 | sec.gov |
| J.P. Morgan Real Estate Income Trust, Inc. (amended) | REITS and Finance | New York | NY | $43,565,553 | $200,000,000 | 78 | Jun 9 | sec.gov |
| PathStream, Inc. | Other | San Francisco | CA | $38,771,354 | $38,771,354 | 18 | Jun 9 | sec.gov |
| AgNovos Bioscience, Inc. | Other Health Care | Rockville | MD | $31,471,917 | $60,000,000 | 4 | Jun 9 | sec.gov |
| SPECTER OPS, INC. | Other | Alexandria | VA | $28,665,884 | $28,665,884 | 16 | Jun 9 | sec.gov |
| MACP Via Veneto Member, LLC | Residential | Safety Harbor | FL | $21,211,113 | $21,211,113 | 63 | Jun 9 | sec.gov |
| ECM Therapeutics, Inc. (amended) | Biotechnology | Warrendale | PA | $21,044,006 | $25,000,000 | 182 | Jun 9 | sec.gov |
| MCI PREFERRED INCOME FUND VI, LLC (amended) | Other Real Estate | Dallas | TX | $18,781,091 | $500,000,000 | 73 | Jun 9 | sec.gov |
| Curo Pet Holdings Corp | Other | San Francisco | CA | $17,411,156 | $17,411,156 | 4 | Jun 9 | sec.gov |
| PayJoy Inc. | Other Technology | San Francisco | CA | $14,789,000 | $35,000,000 | 23 | Jun 9 | sec.gov |
| Visana Health, Inc. | Other Technology | Minneapolis | MN | $13,364,856 | $13,364,856 | 18 | Jun 9 | sec.gov |
| GENHEALTH, INC. | Other Technology | Vienna | VA | $12,999,995 | $13,249,994 | 3 | Jun 9 | sec.gov |
| Adaptive Phage Therapeutics, Inc. | Biotechnology | Gaithersburg | MD | $11,999,999 | $30,000,000 | 4 | Jun 9 | sec.gov |
| HMA, Inc. /IA | Insurance | Waukee | IA | $11,959,500 | $11,959,500 | 25 | Jun 9 | sec.gov |
| HMA III, Inc. | Insurance | Waukee | IA | $10,854,670 | $10,854,670 | 32 | Jun 9 | sec.gov |
| NWA Storage Portfolio, LLC | Commercial | Burleson | TX | $10,700,000 | $10,700,000 | 51 | Jun 9 | sec.gov |
| Sunrock Distributed Generation Inc. (amended) | Other Energy | Baltimore | MD | $10,000,000 | $17,516,738 | 2 | Jun 9 | sec.gov |
| Newport SJ 36N, LLC | Residential | Newport News | VA | $9,300,000 | $9,300,000 | 93 | Jun 9 | sec.gov |
| ORBION SPACE TECHNOLOGY, INC. | Other Technology | Houghton | MI | $7,800,000 | $10,000,000 | 11 | Jun 9 | sec.gov |
| Pengyou Clark Farm2 LLC | Residential | Peachtree Corners | GA | $7,600,000 | $7,600,000 | 33 | Jun 9 | sec.gov |
| HMA II, Inc. | Insurance | Waukee | IA | $7,562,960 | $7,562,960 | 22 | Jun 9 | sec.gov |
| SPRE Cedar, LLC | Residential | Del Mar | CA | $7,450,000 | $11,000,000 | 87 | Jun 9 | sec.gov |
| ONBOARD RS INC. (amended) | Other | Salt Lake City | UT | $7,103,143 | $7,103,143 | 8 | Jun 9 | sec.gov |
| Freedom Trail LB, LP | Other Real Estate | Houston | TX | $6,600,000 | $6,600,000 | 32 | Jun 9 | sec.gov |
| Fileread Inc. | Other Technology | Long Island | NY | $6,491,996 | $7,265,000 | 25 | Jun 9 | sec.gov |
| SunMed Growers, LLC | Agriculture | Earleville | MD | $6,300,000 | $8,000,000 | 7 | Jun 9 | sec.gov |
| PawTree, LLC | Retailing | Southlake | TX | $6,279,382 | $6,467,542 | 9 | Jun 9 | sec.gov |
| New Sun Road, P.B.C. | Other Technology | Richmond | CA | $5,904,694 | $6,866,728 | 25 | Jun 9 | sec.gov |
| Gordon Road Capital LP Investor QOF LLC | Other Real Estate | New York | NY | $5,740,000 | $15,000,000 | 87 | Jun 9 | sec.gov |
| SPRE Meadow, LLC | Residential | Del Mar | CA | $4,975,000 | $8,000,000 | 87 | Jun 9 | sec.gov |
| HIG Holdings, LLC | Insurance | Fort Worth | TX | $3,835,000 | $3,835,000 | 3 | Jun 9 | sec.gov |
| 2075 Ryer Funding L.P. | Other Real Estate | Woodmere | NY | $3,600,000 | $3,600,000 | 26 | Jun 9 | sec.gov |
| Arcjet Labs, Inc. | Other Technology | San Francisco | CA | $3,531,990 | $3,531,990 | 24 | Jun 9 | sec.gov |
| Tour24, Inc. | Other Technology | Medfield | MA | $3,000,000 | $3,000,000 | 18 | Jun 9 | sec.gov |
| Nolina Comm I LLC (amended) | Commercial | Sugar Land | TX | $2,760,000 | $2,760,000 | 33 | Jun 9 | sec.gov |
| Sunset on Lake Mead 011, LLC | Commercial | Las Vegas | NV | $2,260,000 | $2,300,000 | 17 | Jun 9 | sec.gov |
| LAVIT HOLDINGS INC. | Other | New York | NY | $2,157,056 | $4,000,000 | 22 | Jun 9 | sec.gov |
| Boulo Solutions, Inc. | Other | Birmingham | AL | $2,113,396 | $2,113,396 | 18 | Jun 9 | sec.gov |
| 2795 Fulton Funding L.P. | Other Real Estate | Woodmere | NY | $2,100,000 | $2,100,000 | 17 | Jun 9 | sec.gov |
| S1P Therapeutics Inc. | Pharmaceuticals | Blacksburg | VA | $2,016,999 | $3,000,000 | 1 | Jun 9 | sec.gov |
| NWASP-IM LLC | Commercial | Burleson | TX | $2,000,000 | $2,000,000 | 30 | Jun 9 | sec.gov |
| Adaya AI, Inc. (amended) | Other Technology | Santa Barbara | CA | $1,750,000 | $1,975,000 | 1 | Jun 9 | sec.gov |
| Hamilton Zanze Real Estate Fund XII, LLC (amended) | Residential | San Francisco | CA | $1,500,000 | $18,200,000 | 9 | Jun 9 | sec.gov |
| ACESIS HOLDINGS CORP. (amended) | Biotechnology | Lone Tree | CO | $1,360,000 | $1,500,000 | 15 | Jun 9 | sec.gov |
| Virtual Training World, Inc. | Other Technology | Edina | MN | $1,000,000 | $4,000,000 | 2 | Jun 9 | sec.gov |
| 30 West 18th Hospitality LLC | Other | New York | NY | $900,000 | $975,000 | 9 | Jun 9 | sec.gov |
| Titlewise Technologies Inc. | Other Technology | Clarksville | IN | $855,000 | $985,000 | 6 | Jun 9 | sec.gov |
| Direct Capital Summerfield LLC | Residential | Debary | FL | $850,000 | $1,500,000 | 6 | Jun 9 | sec.gov |
| AIMG Corp | Other Technology | Marlboro | NJ | $825,000 | $3,000,000 | 10 | Jun 9 | sec.gov |
| 17 Wood Funding L.P. | Other Real Estate | Woodmere | NY | $800,000 | $800,000 | 11 | Jun 9 | sec.gov |
| JUC LLC (amended) | Restaurants | Boston | MA | $795,000 | $3,650,000 | 12 | Jun 9 | sec.gov |
| Nightjar Holdings LLC | Other | Bloomfield | NJ | $600,000 | $2,000,000 | 4 | Jun 9 | sec.gov |
| Pluie, Inc. | Manufacturing | Keller | TX | $600,000 | $1,000,000 | 2 | Jun 9 | sec.gov |
| Eimsgate Investor, LLC | Residential | Dallas | TX | $508,000 | $10,000,000 | 12 | Jun 9 | sec.gov |
| HMA IV, LLC | Insurance | Waukee | IA | $501,160 | $501,160 | 1 | Jun 9 | sec.gov |
| APRIL3 LLC | Other Real Estate | Seattle | WA | $485,000 | $1,000,000 | 4 | Jun 9 | sec.gov |
| Waev Data Inc. | Other | Boston | MA | $375,000 | $12,000,000 | 15 | Jun 9 | sec.gov |
| Hollywood.com Live LLC | Other Technology | Boca Raton | FL | $360,177 | $360,177 | 1 | Jun 9 | sec.gov |
| OSCAR MASSIN, INC. | Other | New York | NY | $342,000 | $700,000 | 6 | Jun 9 | sec.gov |
| Olive Tree, an Investment Strategy, LLC (amended) | Commercial | Colorado Springs | CO | $221,500 | $1,000,000 | 7 | Jun 9 | sec.gov |
| Direct Notice LLC | Other | Columbus | OH | $200,000 | $600,000 | 1 | Jun 9 | sec.gov |
| Testy Test, Inc. (amended) | Other Technology | Annapolis | MD | $185,000 | $1,000,000 | 4 | Jun 9 | sec.gov |
| Tabletop Vacations Inc. | Other Travel | San Francisco | CA | $150,000 | $750,000 | 1 | Jun 9 | sec.gov |
| Ulevo Health, Inc. | Other Health Care | Columbus | OH | $150,000 | $1,500,000 | 2 | Jun 9 | sec.gov |
| VaxCare Holdings, LLC | Other Health Care | Orlando | FL | $100,000 | $100,000 | 1 | Jun 9 | sec.gov |
| Fortitude Orthopedic, LLC | Other | West Palm Beach | FL | $100,000 | $10,000,000 | 1 | Jun 9 | sec.gov |
| IAM Creative Concepts LLC (amended) | Other Technology | New Athens | IL | $100,000 | Indefinite | 2 | Jun 9 | sec.gov |
| USEDC 2023 Drilling Fund LP (amended) | Oil and Gas | Arlington | TX | $100,000 | $300,000,000 | 0 | Jun 9 | sec.gov |
| Curo Pet Management Corp. | Other | San Francisco | CA | $71,600 | $71,600 | 6 | Jun 9 | sec.gov |
| USEDC 2023 Drilling Fund LP (amended) | Oil and Gas | Arlington | TX | $53,763 | $300,000,000 | 0 | Jun 9 | sec.gov |
| Picketa Systems Inc. | Other Technology | Fredericton | $49,565 | $49,565 | 1 | Jun 9 | sec.gov | |
| Athletic Estate, Inc. | Other Technology | Frisco | TX | $0 | $3,000,000 | 0 | Jun 9 | sec.gov |
| OPI Harmony LLC | Commercial | Los Angeles | CA | $0 | $1,910,000 | 0 | Jun 9 | sec.gov |
| PriLend RE Funding LLC | Other | Rochester | NY | $0 | $20,000,000 | 0 | Jun 9 | sec.gov |
| Denholtz Novi QOF LLC | Other Real Estate | Red Bank | NJ | $0 | $16,000,000 | 0 | Jun 9 | sec.gov |
| InCommercial Motor Fuel Fund II LP (amended) | Commercial | Chicago | IL | $0 | $100,000,000 | 0 | Jun 9 | sec.gov |
| SCA-Naples, LLC | Other Health Care | Birmingham | AL | $0 | $72,000 | 0 | Jun 9 | sec.gov |
| OVERNGHT MEDIA GROUP, LLC | Other | Las Vegas | NV | $0 | $1,000,000 | 0 | Jun 9 | sec.gov |
| Shine Management Aggregator, LP | Other | New York | NY | $0 | Indefinite | 0 | Jun 9 | sec.gov |
| Ginkgo REIT Inc. | REITS and Finance | Charlotte | NC | $0 | $50,000,000 | 0 | Jun 9 | sec.gov |
| SURGICARE OF LA VETA LTD | Other Health Care | Orange | CA | $0 | $844,800 | 0 | Jun 9 | sec.gov |
| Panama City Surgery Center, LLC | Other Health Care | Panama City | FL | $0 | $193,000 | 0 | Jun 9 | sec.gov |
| ADVOCATE SOUTHWEST AMBULATORY SURGERY CENTER, L.L.C. | Other Health Care | Tinley Park | IL | $0 | $30,000 | 0 | Jun 9 | sec.gov |
| Sky Holdco Corp (amended) | Other | New York | NY | $0 | $7,344,000 | 0 | Jun 9 | sec.gov |
June 12, 2023 · June 8, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.