Data / Form D filings / May 25
Form D filings, May 25, 2023: 76 companies raised $717 million
76 operating companies filed a Form D on May 25, 2023, reporting $717 million sold. Largest: Waveland Resource Partners VI, LP ($69.1 million), Quanta Therapeutics, Inc. ($50.7 million), HIG Holdings, LLC ($36.7 million). The median filing is $4.3 million, and 108 pooled investment funds also filed that day.
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- 76Form D filings
- $717 millionreported sold
- $4.3 millionmedian amount sold
- TXmost filings (14)
Most filings by state: TX 14, NY 12, CA 8, FL 4, CO 4. By industry: Other Technology 18, Other 14, Other Real Estate 9, Commercial 5.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Waveland Resource Partners VI, LP (amended) | Oil and Gas | Irvine | CA | $69,068,872 | $100,000,000 | 868 | May 25 | sec.gov |
| Quanta Therapeutics, Inc. | Biotechnology | San Francisco | CA | $50,685,368 | $54,999,988 | 13 | May 25 | sec.gov |
| HIG Holdings, LLC | Insurance | Fort Worth | TX | $36,725,000 | $36,725,000 | 1 | May 25 | sec.gov |
| TPGRP Holdings, Inc. | Insurance | Portland | OR | $36,020,675 | $36,020,675 | 4 | May 25 | sec.gov |
| Trinity River Ridge Investors LLC | Other Real Estate | Southlake | TX | $35,333,000 | $50,000,000 | 307 | May 25 | sec.gov |
| Elementl, Inc. | Other Technology | San Francisco | CA | $33,415,606 | $33,415,606 | 12 | May 25 | sec.gov |
| Satellos Bioscience Inc. | Biotechnology | Toronto | $33,292,573 | $33,292,573 | 16 | May 25 | sec.gov | |
| Strawberry Fields, L.L.C. (amended) | Commercial | Oklahoma City | OK | $30,850,000 | Indefinite | 93 | May 25 | sec.gov |
| Third Base Residential Owner, L.P. | Residential | Knoxville | TN | $30,750,000 | $30,750,000 | 2 | May 25 | sec.gov |
| TBR Venture Capital Fund, LLC | Investing | Knoxville | TN | $30,740,000 | $30,740,000 | 12 | May 25 | sec.gov |
| Pinnacle Exhibits Holdings II, LLC | Investing | Chicago | IL | $30,634,946 | $30,634,946 | 10 | May 25 | sec.gov |
| Automaton, Inc. | Other Technology | New York | NY | $28,451,385 | $30,000,000 | 25 | May 25 | sec.gov |
| VEIR, Inc. | Other | Woburn | MA | $24,902,885 | $24,902,885 | 11 | May 25 | sec.gov |
| AM 2920, LLC | Commercial | Houston | TX | $21,714,350 | $21,714,350 | 66 | May 25 | sec.gov |
| Axuall, Inc. | Other Technology | Cleveland | OH | $19,999,965 | $20,000,000 | 12 | May 25 | sec.gov |
| RingIT, Inc. (amended) | Other Technology | Syracuse | NY | $19,100,000 | $27,000,000 | 129 | May 25 | sec.gov |
| Automaton, Inc. | Other Technology | New York | NY | $14,950,000 | $15,000,000 | 15 | May 25 | sec.gov |
| Newport Challenger, LLC | Residential | Cumming | GA | $11,000,000 | $11,000,000 | 59 | May 25 | sec.gov |
| Kelvin Systems, Inc. | Energy Conservation | Brooklyn | NY | $8,899,998 | $8,899,998 | 18 | May 25 | sec.gov |
| Plaza at Preston Road, LLC (amended) | Residential | Mckinney | TX | $8,350,000 | $12,000,000 | 72 | May 25 | sec.gov |
| Tso Delivery, Inc. | Other Technology | Austin | TX | $8,251,702 | $9,001,402 | 40 | May 25 | sec.gov |
| ARROW&BRANCH WINERY, LLC | Other | Laguna Beach | CA | $7,750,000 | $10,000,000 | 24 | May 25 | sec.gov |
| Skyway Realty FF LLC | Investing | Orlando | FL | $6,655,000 | $6,655,000 | 0 | May 25 | sec.gov |
| Rankin 59, LLC | Other Real Estate | Denver | CO | $6,531,000 | $6,531,000 | 34 | May 25 | sec.gov |
| Tidal Olinick Unit A, LP | Oil and Gas | Schertz | TX | $6,500,000 | $6,500,000 | 70 | May 25 | sec.gov |
| VIST Labs, LLC (amended) | Other | Schaumburg | IL | $6,152,229 | $6,152,229 | 28 | May 25 | sec.gov |
| Tovuti, Inc. | Other Technology | Eagle | ID | $6,000,000 | $6,000,000 | 3 | May 25 | sec.gov |
| Salarius Pharmaceuticals, Inc. | Biotechnology | Houston | TX | $6,000,000 | $6,000,000 | 1 | May 25 | sec.gov |
| Chive International, LLC (amended) | Retailing | New York | NY | $5,500,000 | $5,500,000 | 58 | May 25 | sec.gov |
| BlastPoint, Inc. | Other Technology | Pittsburgh | PA | $5,256,030 | $6,781,024 | 28 | May 25 | sec.gov |
| Leap Technologies, Inc. | Other Technology | San Mateo | CA | $5,219,194 | $5,219,202 | 5 | May 25 | sec.gov |
| D4 Equity Seguin - Caldwell LLC | Residential | Denver | CO | $5,104,000 | $5,104,000 | 30 | May 25 | sec.gov |
| Cyclerion Therapeutics, Inc. | Pharmaceuticals | Cambridge | MA | $5,000,000 | $5,000,000 | 1 | May 25 | sec.gov |
| Ovation Up, Inc. | Other Technology | Mapleton | UT | $4,651,099 | Indefinite | 20 | May 25 | sec.gov |
| TILT Holdings Inc. | Other | Phoenix | AZ | $4,500,000 | $4,500,000 | 6 | May 25 | sec.gov |
| Seekr Technologies Inc. | Other Technology | Vienna | VA | $4,250,000 | $25,000,008 | 11 | May 25 | sec.gov |
| Rivalry Corp. | Other | Toronto | $3,998,231 | $6,264,589 | 4 | May 25 | sec.gov | |
| Clientbook, Inc. | Other Technology | Lehi | UT | $3,943,325 | Indefinite | 4 | May 25 | sec.gov |
| Pleural Dynamics, Inc. | Biotechnology | Wayzata | MN | $3,683,286 | $5,638,562 | 22 | May 25 | sec.gov |
| Sandstone Cleburne 102 Partners Ltd | Other Real Estate | Plano | TX | $3,500,000 | $3,500,000 | 55 | May 25 | sec.gov |
| Royshan Asset Management, LLC. (amended) | REITS and Finance | Miami | FL | $3,500,000 | $103,500,000 | 1 | May 25 | sec.gov |
| CX Owings Mills Multifamily, DST (amended) | Other Real Estate | Tampa | FL | $3,128,274 | $73,645,468 | 8 | May 25 | sec.gov |
| Chive International, LLC (amended) | Restaurants | New York | NY | $3,050,000 | $3,050,000 | 5 | May 25 | sec.gov |
| Source Energy Co | Other Energy | Longmont | CO | $3,000,000 | $6,500,000 | 8 | May 25 | sec.gov |
| Slate Bio, Inc. (amended) | Other Health Care | Charlottesville | VA | $2,776,949 | $3,000,000 | 9 | May 25 | sec.gov |
| Harbor Capital LLC | Commercial | Austin | TX | $2,250,000 | $2,250,000 | 3 | May 25 | sec.gov |
| WC5 Points Partners, LLC | Commercial | Speedway | IN | $2,225,000 | $2,400,000 | 25 | May 25 | sec.gov |
| Rockstar Capital Development Group III, LLC (amended) | Other Real Estate | Bella Vista | AR | $1,831,000 | $7,500,000 | 12 | May 25 | sec.gov |
| WISC Partners Sidecar Fund IV, LLC | Investing | Madison | WI | $1,547,500 | $3,000,000 | 14 | May 25 | sec.gov |
| Automaton, Inc. | Other Technology | New York | NY | $1,360,000 | $5,980,000 | 6 | May 25 | sec.gov |
| Provident RV Park Investors, LLC | Other Real Estate | Dallas | TX | $1,250,000 | Indefinite | 8 | May 25 | sec.gov |
| Feld Restaurant, LLC | Restaurants | Chicago | IL | $1,200,000 | $1,200,000 | 6 | May 25 | sec.gov |
| Brevium Corp | Other Technology | American Fork | UT | $1,000,000 | $1,000,000 | 1 | May 25 | sec.gov |
| H2 Clipper, Inc. (amended) | Other | Santa Barbara | CA | $1,000,000 | $2,000,000 | 11 | May 25 | sec.gov |
| Periscope Capital Investments LLC | Other Real Estate | Austin | TX | $750,000 | $2,000,000 | 2 | May 25 | sec.gov |
| Blue Co Warehousing, LLC | Other Real Estate | Raleigh | NC | $656,000 | $1,000,000 | 15 | May 25 | sec.gov |
| ADVANCED IONICS INC | Other Energy | Milwaukee | WI | $525,000 | $1,000,000 | 1 | May 25 | sec.gov |
| Northwinds Services Group LLC | Other | Rochester | NY | $500,000 | $500,000 | 1 | May 25 | sec.gov |
| Naavacare LLC | Other Health Care | Old Greenwich | CT | $330,000 | $2,000,000 | 7 | May 25 | sec.gov |
| ProtoKinetix, Inc. (amended) | Other | Dalton | OH | $324,000 | $324,000 | 5 | May 25 | sec.gov |
| ALARISPRO, INC. | Other Technology | Baltimore | MD | $300,000 | $750,000 | 1 | May 25 | sec.gov |
| One Perfect, Inc. | Other Technology | Burlingame | CA | $223,167 | Indefinite | 4 | May 25 | sec.gov |
| Kutcho Copper Corp. | Other | Vancouver | $158,347 | $158,347 | 3 | May 25 | sec.gov | |
| Boone Town Support Co LLC | Other | New York | NY | $156,105 | $2,250,000 | 1 | May 25 | sec.gov |
| Poly Group, LLC | Other | New Albany | IN | $150,000 | $2,000,000 | 3 | May 25 | sec.gov |
| Retell Global Inc. | Other Technology | New York | NY | $125,000 | $125,000 | 2 | May 25 | sec.gov |
| Aligned Assignment Inc | Other Health Care | Frisco | TX | $100,000 | Indefinite | 2 | May 25 | sec.gov |
| Aligned Assignment Inc | Other Health Care | Frisco | TX | $100,000 | Indefinite | 5 | May 25 | sec.gov |
| 2513756 Alberta Ltd | Other | Vancouver | $53,023 | $141,394 | 2 | May 25 | sec.gov | |
| Pharus Health LLC | Other Health Care | Columbus | OH | $50,000 | $500,000 | 2 | May 25 | sec.gov |
| FailSafe Communications, Inc. | Telecommunications | Ovilla | TX | $20,000 | $717,318 | 2 | May 25 | sec.gov |
| PB Lofts at the Village, DST | Commercial | Mission Viejo | CA | $0 | $9,950,374 | 0 | May 25 | sec.gov |
| 9606 - Acies Fund III LP | Other Real Estate | Miami | FL | $0 | $100,000,000 | 0 | May 25 | sec.gov |
| Kapteyn-Murnane Laboratories, Inc. | Other Technology | Boulder | CO | $0 | $475,000 | 0 | May 25 | sec.gov |
| OSP Hamilton Management Aggregator, LLC | Other | New York | NY | $0 | Indefinite | 5 | May 25 | sec.gov |
| OSP Hamilton Holdings, LLC | Other | New York | NY | $0 | Indefinite | 1 | May 25 | sec.gov |
May 26, 2023 · May 24, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.