Data / Form D filings / May 9
Form D filings, May 9, 2023: 84 companies raised $738 million
84 operating companies filed a Form D on May 9, 2023, reporting $738 million sold. Largest: Pinecone Systems, Inc. ($100 million), NexPoint Hughes DST ($87.7 million), Phoenix Capital Group Holdings, LLC ($86.5 million). The median filing is $2 million, and 110 pooled investment funds also filed that day.
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- 84Form D filings
- $738 millionreported sold
- $2 millionmedian amount sold
- TXmost filings (16)
Most filings by state: TX 16, NY 10, CA 9, FL 7, TN 4. By industry: Other Technology 19, Other 16, Commercial 10, Biotechnology 8.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| Pinecone Systems, Inc. | Other Technology | New York | NY | $99,999,940 | $99,999,940 | 13 | May 9 | sec.gov |
| NexPoint Hughes DST (amended) | Other Real Estate | Dallas | TX | $87,699,764 | $115,262,632 | 248 | May 9 | sec.gov |
| Phoenix Capital Group Holdings, LLC (amended) | Oil and Gas | Denver | CO | $86,453,602 | $300,000,000 | 485 | May 9 | sec.gov |
| CRA Funding VIII, LLC | Other Banking and Financial Services | New York | NY | $68,422,292 | Indefinite | 27 | May 9 | sec.gov |
| Clover Biopharmaceuticals, Ltd. (amended) | Biotechnology | Shanghai | $48,882,447 | Indefinite | 74 | May 9 | sec.gov | |
| Plutus Insurance Holdings, LLC | Insurance | St. Petersburg | FL | $35,000,000 | $35,000,000 | 1 | May 9 | sec.gov |
| Bridge Capital Asset Funding, LLC (amended) | REITS and Finance | Memphis | TN | $32,924,580 | $50,000,000 | 89 | May 9 | sec.gov |
| SG Vector Investment, LLC | Other | New York | NY | $29,000,000 | $29,000,000 | 9 | May 9 | sec.gov |
| Rise Bedford Partners, LLC (amended) | Residential | Scottsdale | AZ | $24,871,970 | $24,871,970 | 254 | May 9 | sec.gov |
| Leverage Strikes Back, LLC | Commercial | Arlington | TX | $20,000,000 | $20,000,000 | 79 | May 9 | sec.gov |
| Prolific Technologies, Inc. | Other Technology | London | $16,639,954 | $16,639,954 | 18 | May 9 | sec.gov | |
| Solarea Bio, Inc. | Biotechnology | Cambridge | MA | $14,999,999 | $25,000,000 | 4 | May 9 | sec.gov |
| MAGCP Industrial Fund II REIT, LLC (amended) | Commercial | Dallas | TX | $13,794,960 | $60,000,000 | 46 | May 9 | sec.gov |
| MAGCP Industrial Fund II, LP (amended) | Commercial | Dallas | TX | $13,794,960 | $60,000,000 | 105 | May 9 | sec.gov |
| CONNECTICUT ON-LINE COMPUTER CENTER INC | Other Technology | Southington | CT | $11,710,000 | Indefinite | 79 | May 9 | sec.gov |
| CALVIRI INC (amended) | Biotechnology | Phoenix | AZ | $11,081,708 | $11,082,000 | 32 | May 9 | sec.gov |
| Agile Space Industries, Inc. (amended) | Other Technology | Durango | CO | $10,857,402 | $12,765,595 | 36 | May 9 | sec.gov |
| JumpCode Genomics, Inc. | Biotechnology | San Diego | CA | $9,189,499 | $16,103,998 | 7 | May 9 | sec.gov |
| CONNECTICUT ON-LINE COMPUTER CENTER INC | Other Technology | Southington | CT | $9,150,000 | $15,000,000 | 83 | May 9 | sec.gov |
| Ronawk, Inc. | Other Technology | Olathe | KS | $6,000,000 | $6,000,000 | 1 | May 9 | sec.gov |
| Higia, Inc. | Other Health Care | Golden Beach | FL | $5,403,130 | $5,403,130 | 7 | May 9 | sec.gov |
| MPA II, LLC (amended) | Commercial | Lawrenceville | GA | $5,240,100 | $5,240,100 | 4 | May 9 | sec.gov |
| KPAM, LLC (amended) | Commercial | Memphis | TN | $5,130,000 | $5,130,000 | 6 | May 9 | sec.gov |
| Pure Madness Brewery Group, LLC (amended) | Other | Jackson | WY | $4,892,638 | $19,200,000 | 28 | May 9 | sec.gov |
| Greyledge Technologies, Inc. (amended) | Biotechnology | Lone Tree | CO | $4,336,052 | $4,336,100 | 17 | May 9 | sec.gov |
| Ephos, Inc. | Other Technology | San Francisco | CA | $4,000,000 | $4,000,000 | 16 | May 9 | sec.gov |
| DTLA Fund III LLC | Lodging and Conventions | New York | NY | $3,483,277 | $355,200,000 | 4 | May 9 | sec.gov |
| Fairfax & Orlando Holdings LLC | Other Real Estate | Winter Park | FL | $3,160,000 | Indefinite | 22 | May 9 | sec.gov |
| Bone Health Technologies, Inc. | Biotechnology | Redwood City | CA | $3,157,086 | $4,157,084 | 22 | May 9 | sec.gov |
| AMIGOS SYNDICATE LLC | Commercial | Frisco | TX | $3,100,000 | $3,100,000 | 31 | May 9 | sec.gov |
| Reunion Infrastructure, Inc. (amended) | Other Technology | San Francisco | CA | $2,885,000 | $3,000,000 | 10 | May 9 | sec.gov |
| Vida Global Inc. | Other Technology | Cedar Park | TX | $2,524,972 | $2,999,995 | 12 | May 9 | sec.gov |
| NATURE COATINGS, INC. | Manufacturing | Las Vegas | NV | $2,450,000 | $2,450,000 | 5 | May 9 | sec.gov |
| AL Opportunity Fund I, LLC | Residential | Portage | MI | $2,300,000 | $35,000,000 | 6 | May 9 | sec.gov |
| JAZ'D! Advisors Investment Co., LLC | Other | Hampstead | NH | $2,281,650 | $2,281,700 | 13 | May 9 | sec.gov |
| Eyland Spirits, Inc. (amended) | Other | New York | NY | $2,010,000 | $3,000,000 | 35 | May 9 | sec.gov |
| Bond Sports, Inc. | Other Technology | Boca Raton | FL | $2,000,001 | $3,999,999 | 4 | May 9 | sec.gov |
| Chatham Small Cap Partnership I, LP (amended) | Investing | Savannah | GA | $1,975,000 | Indefinite | 14 | May 9 | sec.gov |
| OPEN DOORS PARTNERS, LLC | Other | Woodside | CA | $1,885,000 | $1,885,000 | 22 | May 9 | sec.gov |
| CleanFiber Inc. | Manufacturing | Blasdell | NY | $1,666,437 | $15,000,000 | 57 | May 9 | sec.gov |
| Storm Development Corp. | Other | Calgary | $1,654,610 | $1,654,610 | 1 | May 9 | sec.gov | |
| MedLiquidity Corp | Computers | Memphis | TN | $1,600,000 | $5,000,000 | 5 | May 9 | sec.gov |
| TegoSens, Inc. (amended) | Other Health Care | Columbus | OH | $1,570,773 | $3,000,000 | 25 | May 9 | sec.gov |
| Headlands Research, Inc. | Other Health Care | Lake Worth | FL | $1,392,428 | $1,392,428 | 1 | May 9 | sec.gov |
| United Multi-Op #4, LP | Oil and Gas | Roanoke | TX | $1,357,500 | $1,900,000 | 37 | May 9 | sec.gov |
| Impact Silver Corp. | Other | Vancouver | $1,325,813 | $1,325,813 | 28 | May 9 | sec.gov | |
| Correlia Biosystems, Inc. | Biotechnology | Berkeley | CA | $1,254,212 | $3,250,000 | 2 | May 9 | sec.gov |
| Cognitive Space, Inc. | Other Technology | The Woodlands | TX | $1,250,000 | $4,000,000 | 1 | May 9 | sec.gov |
| COMMONS COMPANY, THE | Other Technology | Seattle | WA | $1,173,000 | $2,500,000 | 5 | May 9 | sec.gov |
| Family Fund #6 Joint Venture | Oil and Gas | Dallas | TX | $1,113,525 | $1,350,000 | 28 | May 9 | sec.gov |
| Theromics Inc. | Biotechnology | West Bridgewater | MA | $1,077,000 | $2,000,000 | 16 | May 9 | sec.gov |
| Recess Pickleball, Inc. | Retailing | Austin | TX | $924,995 | $924,995 | 10 | May 9 | sec.gov |
| DAI GEO US, Inc. | Business Services | Bethesda | MD | $863,808 | $6,000,000 | 57 | May 9 | sec.gov |
| Cloneable, Inc. | Other Technology | Raleigh | NC | $750,000 | $750,000 | 1 | May 9 | sec.gov |
| HMDG Grassland, LLC | Commercial | Nashville | TN | $685,000 | $2,000,000 | 72 | May 9 | sec.gov |
| NANNOCARE INC (amended) | Other | North Hollywood | CA | $675,000 | $1,000,000 | 15 | May 9 | sec.gov |
| Dixon Preserve Holdings, LLC | Commercial | Pensacola | FL | $600,000 | $14,800,000 | 2 | May 9 | sec.gov |
| AQUALOGIQ INC. | Other | Irving | TX | $550,000 | Indefinite | 1 | May 9 | sec.gov |
| MVG Rise Bedford Lake Fund LLC | Residential | Gilbert | AZ | $550,000 | $550,000 | 11 | May 9 | sec.gov |
| Aequus Sports, LLC | Other | Clyde Hill | WA | $500,000 | $4,000,000 | 1 | May 9 | sec.gov |
| VZBL Inc. | Other Technology | New York | NY | $500,000 | $500,000 | 30 | May 9 | sec.gov |
| Cornerstone Oil & Gas 2023 Fund, LP | Investing | Mandeville | LA | $464,851 | Indefinite | 4 | May 9 | sec.gov |
| CHATHAM SMALL CAP INVESTMENT GROUP TRUST (amended) | Investing | Savannah | GA | $435,335 | Indefinite | 0 | May 9 | sec.gov |
| METAME HEALTH INC. | Other Health Care | Chicago | IL | $235,000 | $500,000 | 9 | May 9 | sec.gov |
| GrapeArt, LLC | Other | Lowell | MA | $200,000 | $500,000 | 1 | May 9 | sec.gov |
| Harpoon Holdings, L.P. | Insurance | Washington | DC | $200,000 | $200,000 | 1 | May 9 | sec.gov |
| Pyyne LLC | Other Technology | New York | NY | $150,000 | $500,000 | 1 | May 9 | sec.gov |
| NANNOCARE INC (amended) | Other | North Hollywood | CA | $150,000 | $150,000 | 2 | May 9 | sec.gov |
| FingerMotion, Inc. | Other Technology | New York | NY | $114,800 | $229,600 | 1 | May 9 | sec.gov |
| USEDC 2023 Auxiliary Fund LP (amended) | Oil and Gas | Arlington | TX | $100,000 | $150,000,000 | 0 | May 9 | sec.gov |
| VERDE HOLDINGS, INC. | Manufacturing | Bloomfield | NM | $100,000 | $750,000 | 1 | May 9 | sec.gov |
| Enyrgy Holdings II LLC | Other | Birmingham | MI | $50,000 | $750,000 | 1 | May 9 | sec.gov |
| piq IT, LLC. | Other Technology | Scottsdale | AZ | $50,000 | Indefinite | 2 | May 9 | sec.gov |
| USEDC 2023 Drilling Fund LP (amended) | Oil and Gas | Arlington | TX | $20,000 | $300,000,000 | 0 | May 9 | sec.gov |
| VECTORMAX Corp | Other Technology | Lindenhurst | NY | $7,000 | $30,000,000 | 1 | May 9 | sec.gov |
| PFC KC 2023 LLC | Other Real Estate | Honey Brook | PA | $0 | $10,000,000 | 0 | May 9 | sec.gov |
| Nexscient, Inc. | Other Technology | Los Angeles | CA | $0 | $1,000,000 | 0 | May 9 | sec.gov |
| Sunco Storage Marianna, LLC | Commercial | Tampa | FL | $0 | $500,000 | 0 | May 9 | sec.gov |
| Jameson Capital 25th Street LLC | Commercial | Houston | TX | $0 | $1,050,000 | 0 | May 9 | sec.gov |
| Namma Las Palmas LLC | Residential | Houston | TX | $0 | $7,500,000 | 0 | May 9 | sec.gov |
| Phoenix Animal Wellness, Inc. | Other | San Antonio | TX | $0 | $15,000,000 | 0 | May 9 | sec.gov |
| Osena Beverage LLC | Other | Hockessin | DE | $0 | Indefinite | 0 | May 9 | sec.gov |
| Marketing Consultants Group LLC | Other | Green Bay | WI | $0 | $50,000,000 | 0 | May 9 | sec.gov |
| Tensor Ltd | Pharmaceuticals | Dublin | $0 | Indefinite | 55 | May 9 | sec.gov |
May 10, 2023 · May 8, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.