Data / Form D filings / Feb 23
Form D filings, February 23, 2023: 99 companies raised $17.36 billion
99 operating companies filed a Form D on February 23, 2023, reporting $17.36 billion sold. Largest: NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT ($9.60 billion), Nationwide PPVUL Separate Account - 6 ($4.95 billion), Nationwide PPVUL Separate Account - 4 ($2.00 billion). The median filing is $1.9 million, and 114 pooled investment funds also filed that day.
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- 99Form D filings
- $17.36 billionreported sold
- $1.9 millionmedian amount sold
- CAmost filings (21)
Most filings by state: CA 21, OH 11, NY 10, TX 8, WI 6. By industry: Other 24, Other Technology 14, Other Banking and Financial Services 14, Insurance 8.
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT (amended) | Insurance | Columbus | OH | $9,602,862,491 | Indefinite | 449 | Feb 23 | sec.gov |
| Nationwide PPVUL Separate Account - 6 (amended) | Insurance | Columbus | OH | $4,947,329,988 | Indefinite | 25 | Feb 23 | sec.gov |
| Nationwide PPVUL Separate Account - 4 (amended) | Insurance | Columbus | OH | $1,996,000,000 | Indefinite | 6 | Feb 23 | sec.gov |
| Nationwide PPVUL Separate Account - 3 (amended) | Insurance | Columbus | OH | $342,602,176 | Indefinite | 72 | Feb 23 | sec.gov |
| Nationwide Private Placement Variable Account - E (amended) | Insurance | Columbus | OH | $133,364,198 | Indefinite | 4 | Feb 23 | sec.gov |
| Nationwide PPVUL Separate Account 7 (amended) | Insurance | Columbus | OH | $44,146,476 | Indefinite | 2 | Feb 23 | sec.gov |
| Merion Milford, L.P. | Investing | Wynnewood | PA | $33,400,000 | $33,400,000 | 34 | Feb 23 | sec.gov |
| 360 Holdings I Corp. (amended) | Manufacturing | New York | NY | $32,772,600 | Indefinite | 46 | Feb 23 | sec.gov |
| View Point Medical, Inc. (amended) | Biotechnology | Carlsbad | CA | $24,364,620 | $28,708,168 | 58 | Feb 23 | sec.gov |
| Nationwide PPVUL Separate Account - AC1 (amended) | Insurance | Columbus | OH | $17,010,660 | Indefinite | 8 | Feb 23 | sec.gov |
| Hometeam Technologies, Inc. | Other Health Care | New York | NY | $16,538,087 | $16,538,087 | 24 | Feb 23 | sec.gov |
| OceanPal Inc. | Other | Athens | $15,150,000 | $15,150,000 | 7 | Feb 23 | sec.gov | |
| Klick Ventures Inc. | Business Services | Toronto | $13,584,137 | $13,584,137 | 1 | Feb 23 | sec.gov | |
| Nationwide PPVUL Separate Account - 5 (amended) | Insurance | Columbus | OH | $9,192,135 | Indefinite | 6 | Feb 23 | sec.gov |
| TCRE Sponsor Fund I, LLC | Investing | San Francisco | CA | $9,125,000 | $9,125,000 | 29 | Feb 23 | sec.gov |
| Lombard Lucas Milwaukie Investors LLC | Other Real Estate | Portland | OR | $8,900,000 | $8,900,000 | 13 | Feb 23 | sec.gov |
| FOUNT Global, Inc. | Other Technology | Washington | DC | $8,018,194 | $8,018,194 | 4 | Feb 23 | sec.gov |
| Orange Comet Inc. | Other Technology | Los Angeles | CA | $7,243,539 | $20,000,000 | 6 | Feb 23 | sec.gov |
| PLP Pajaro, LLC | Other Real Estate | Phoenix | AZ | $6,513,085 | $10,000,000 | 41 | Feb 23 | sec.gov |
| Lirum Therapeutics, Inc. | Biotechnology | New York | NY | $6,300,000 | $10,000,000 | 53 | Feb 23 | sec.gov |
| Rodman Linden, L.P. | Investing | Wynnewood | PA | $5,910,000 | $5,910,000 | 33 | Feb 23 | sec.gov |
| Wellfield Technologies Inc. | Other Technology | Vancouver | $5,795,000 | $5,795,000 | 52 | Feb 23 | sec.gov | |
| Monitor Holdings, LLC | Other | Chicago | IL | $5,191,937 | $5,191,937 | 50 | Feb 23 | sec.gov |
| VPMS LLC | Other | Jackson | WY | $4,950,980 | $6,300,000 | 50 | Feb 23 | sec.gov |
| Dobbin Auto Real Estate LLC | Commercial | Ellicott City | MD | $4,800,000 | $4,800,000 | 18 | Feb 23 | sec.gov |
| North Park Living LP | Residential | San Diego | CA | $4,500,000 | $16,700,000 | 50 | Feb 23 | sec.gov |
| Drake's Organic Spirits, Inc. (amended) | Other | Minnetonka | MN | $4,261,673 | $5,000,000 | 24 | Feb 23 | sec.gov |
| Data Blanket Inc. | Other Technology | Bellevue | WA | $3,700,000 | $4,700,000 | 2 | Feb 23 | sec.gov |
| FINTEX8 INC | Other Technology | Austin | TX | $3,000,000 | $5,000,000 | 2 | Feb 23 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $2,470,717 | Indefinite | 95 | Feb 23 | sec.gov |
| Dr. B Dental Solutions, LLC (amended) | Other Health Care | Miami | FL | $2,385,000 | $5,000,000 | 23 | Feb 23 | sec.gov |
| 6701 Lawton, DST | Commercial | Los Angeles | CA | $2,380,648 | $9,300,000 | 13 | Feb 23 | sec.gov |
| Walkboard Technologies, Inc. | Other Technology | Grand Rapids | MI | $2,356,973 | $3,949,997 | 3 | Feb 23 | sec.gov |
| Unusual Machines, Inc. | Other | San Juan | PR | $2,276,000 | $2,276,000 | 17 | Feb 23 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $2,241,974 | Indefinite | 95 | Feb 23 | sec.gov |
| Wellfield Technologies Inc. | Other Technology | Vancouver | $2,234,100 | $2,234,100 | 33 | Feb 23 | sec.gov | |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $2,198,917 | Indefinite | 96 | Feb 23 | sec.gov |
| TKTK Media, Inc. | Other | New York | NY | $2,112,495 | $3,000,000 | 20 | Feb 23 | sec.gov |
| 18 MB LLC | Residential | Manhattan Beach | CA | $2,038,000 | $2,038,000 | 16 | Feb 23 | sec.gov |
| Reeves River Minerals LLC | Oil and Gas | Midland | TX | $1,969,111 | $13,042,105 | 7 | Feb 23 | sec.gov |
| Unusual Machines, Inc. | Other | San Juan | PR | $1,930,000 | $1,930,000 | 16 | Feb 23 | sec.gov |
| Nova AI, Inc. | Other Technology | Brookline | MA | $1,900,000 | $2,600,000 | 3 | Feb 23 | sec.gov |
| PSCP Ice, LLC | Investing | Milwaukee | WI | $1,619,966 | $2,000,000 | 23 | Feb 23 | sec.gov |
| 360 Holdings I Corp. (amended) | Manufacturing | New York | NY | $1,471,430 | Indefinite | 45 | Feb 23 | sec.gov |
| Palladius Kyle Apartments RM, LP | Commercial | Austin | TX | $1,455,000 | $5,000,000 | 31 | Feb 23 | sec.gov |
| COLORADO MINING COMPANIES LLP | Other Technology | Monument | CO | $1,324,616 | $2,500,000 | 22 | Feb 23 | sec.gov |
| WeWork Property Investors OPGP LP (amended) | Other Real Estate | New York | NY | $1,000,000 | Indefinite | 37 | Feb 23 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $995,202 | Indefinite | 63 | Feb 23 | sec.gov |
| SRP Bunker Hill Estates LLC | Residential | Charlotte | NC | $940,000 | $940,000 | 11 | Feb 23 | sec.gov |
| Johnstown Johnstown Utica Road OH P1 LLC | Residential | Independence | OH | $815,000 | $815,000 | 0 | Feb 23 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $787,987 | $787,987 | 42 | Feb 23 | sec.gov |
| KP2 Associates, Inc. | Other | Lewisville | TX | $700,000 | $1,000,000 | 8 | Feb 23 | sec.gov |
| AXCEND, LLC | Other Technology | Provo | UT | $660,763 | $2,000,000 | 6 | Feb 23 | sec.gov |
| Without You Musical Ltd Liability Co (amended) | Other | New York | NY | $660,000 | $750,000 | 15 | Feb 23 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $609,446 | Indefinite | 13 | Feb 23 | sec.gov |
| Unusual Machines, Inc. | Other | San Juan | PR | $600,000 | $600,000 | 5 | Feb 23 | sec.gov |
| Nova AI, Inc. | Other Technology | Brookline | MA | $535,000 | $700,000 | 12 | Feb 23 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $465,490 | Indefinite | 26 | Feb 23 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $449,924 | Indefinite | 31 | Feb 23 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $303,000 | $303,000 | 19 | Feb 23 | sec.gov |
| Wet Beverages LLC | Other | Las Vegas | NV | $300,000 | $300,000 | 1 | Feb 23 | sec.gov |
| Playcast, Inc. | Other Technology | Seattle | WA | $250,000 | $3,000,000 | 1 | Feb 23 | sec.gov |
| Haber Technologies, Inc. | Other Technology | Ames | IA | $250,000 | $2,000,000 | 3 | Feb 23 | sec.gov |
| TEXAKOMA EXPLORATION & PRODUCTION LLC | Oil and Gas | Plano | TX | $246,000 | $8,200,000 | 5 | Feb 23 | sec.gov |
| Everix, Inc. | Manufacturing | Orlando | FL | $245,114 | $500,000 | 20 | Feb 23 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $215,000 | Indefinite | 16 | Feb 23 | sec.gov |
| F Street Investments, LLC / WI | Other | Milwaukee | WI | $150,000 | Indefinite | 1 | Feb 23 | sec.gov |
| Epoc Fund IV, LLC | Commercial | Austin | TX | $125,000 | $20,000,000 | 1 | Feb 23 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $115,056 | Indefinite | 10 | Feb 23 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $113,004 | $113,004 | 6 | Feb 23 | sec.gov |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $100,000 | Indefinite | 11 | Feb 23 | sec.gov |
| BAROYECA GOLD & SILVER INC. | Other | Vancouver | $97,409 | $97,409 | 2 | Feb 23 | sec.gov | |
| FORTEM INVENIO, INC. | Other | Green Bay | WI | $93,800 | $93,800 | 9 | Feb 23 | sec.gov |
| Selfbeam LLC | Other | Cairo | $75,000 | $150,000 | 1 | Feb 23 | sec.gov | |
| BRANDES WORLDWIDE HOLDINGS LP (amended) | Other | La Jolla | CA | $49,000 | Indefinite | 49 | Feb 23 | sec.gov |
| Gama Explorations Inc. | Other | Vancouver | $37,215 | $70,295 | 1 | Feb 23 | sec.gov | |
| Linqto Liquidshares LLC (amended) | Other Banking and Financial Services | San Jose | CA | $33,000 | Indefinite | 6 | Feb 23 | sec.gov |
| TARANIS RESOURCES INC | Other | Estes Park | CO | $32,322 | $32,322 | 2 | Feb 23 | sec.gov |
| FORTEM INVENIO, INC. | Other | Green Bay | WI | $31,582 | $31,582 | 6 | Feb 23 | sec.gov |
| Unusual Machines, Inc. | Other | San Juan | PR | $30,000 | $30,000 | 5 | Feb 23 | sec.gov |
| Lectratek, LLC | Other | Miamisburg | OH | $10,000 | $1,000,000 | 1 | Feb 23 | sec.gov |
| MCG Savannah Investors, LLC | Residential | Charlotte | NC | $0 | $14,750,000 | 0 | Feb 23 | sec.gov |
| Go Trip Network, Inc. | Tourism and Travel Services | Appleton | WI | $0 | $1,000,000 | 0 | Feb 23 | sec.gov |
| CS1031 Ashford Townes BFR Housing, DST | Commercial | Glen Allen | VA | $0 | $13,650,000 | 0 | Feb 23 | sec.gov |
| Clara Driscoll Double Shot LP | Oil and Gas | Bowling Green | KY | $0 | $836,500 | 0 | Feb 23 | sec.gov |
| Sofi Three Hills Joint Venture | Oil and Gas | Prosper | TX | $0 | $640,000 | 0 | Feb 23 | sec.gov |
| CMB INFRASTRUCTURE INVESTMENT GROUP 84, LP | Commercial | Dallas | TX | $0 | $86,130,000 | 0 | Feb 23 | sec.gov |
| Redwood Lafayette Lake Road OH P2 LLC | Residential | Independence | OH | $0 | $1,825,000 | 0 | Feb 23 | sec.gov |
| Foundry on 3rd Ph 1, LLC | Residential | Middleton | WI | $0 | $11,000,000 | 0 | Feb 23 | sec.gov |
| Fletchers Multi-Family Real Estate Partners Fund, LP | Other Real Estate | Atlanta | GA | $0 | $100,000,000 | 0 | Feb 23 | sec.gov |
| LegitDude21 LLC | Other | Castle Rock | CO | $0 | $6,500,000 | 0 | Feb 23 | sec.gov |
| CARPENTER CROSSING LLC | Commercial | Kingston | WA | $0 | $950,000 | 0 | Feb 23 | sec.gov |
| AnyFans Inc. | Other | Lake Havasu City | AZ | $0 | Indefinite | 0 | Feb 23 | sec.gov |
| WPI Co-Investment GP LP (amended) | Other Real Estate | New York | NY | $0 | Indefinite | 34 | Feb 23 | sec.gov |
| ARK Master Fund GP LP (amended) | Other Real Estate | New York | NY | $0 | Indefinite | 33 | Feb 23 | sec.gov |
| DSQ Partners LP (amended) | Other Real Estate | New York | NY | $0 | Indefinite | 27 | Feb 23 | sec.gov |
| Open Forest LLC | Other Technology | Zug, Canton Zug | $0 | Indefinite | 0 | Feb 23 | sec.gov | |
| B R A S S PARTNERSHIP IN COMMENDAM | Other Health Care | Baton Rouge | LA | $0 | $920,000 | 0 | Feb 23 | sec.gov |
| Vision Marine Technologies Inc. | Other | Boisbriand | $0 | $1,999,998 | 1 | Feb 23 | sec.gov |
February 24, 2023 · February 22, 2023 · The whole week · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.